Document



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549 

FORM 8-K 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of report (Date of earliest event reported): November 3, 2017

 
logoa25.jpg
Astrotech Corporation
(Exact Name of Registrant as Specified in Charter) 

Washington
 
 001-34426
 
91-1273737
(State or Other Jurisdiction
of Incorporation)
 
(Commission
File Number)
 
(I.R.S. Employer
Identification No.)
 
 
201 West 5th Street, Suite 1275, Austin, Texas
 
78701
(Address of Principal Executive Offices)
 
(Zip Code)

(512) 485-9530
Registrant’s Telephone Number, Including Area Code
                        
(Former Name or Former Address, if Changed Since Last Report) 

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
 
Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
 
 
 
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
 
 
 
 
Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
 
 
 
 
Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐






Item 7.01. Regulation FD Disclosure.
 
On November 3, 2017, Astrotech Corporation issued a press release announcing it is expanding its review of strategic alternatives to include those involving the Corporation as a whole as well as its subsidiaries. A copy of the press release is attached hereto as Exhibit 99.1.
 
Item 9.01. Financial Statements and Exhibits.
 
(d) Exhibits
 
99.1 Press release, dated November 3, 2017, issued by Astrotech Corporation.
 





SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
Astrotech Corporation
 
 
 
 
 
 
By:
/s/ Thomas B. Pickens III
 

 
Name:  
Thomas B. Pickens III
 
Title:
Chairman of the Board and Chief
 
 
Executive Officer
 

EXHIBIT INDEX
 
Exhibit No.
 
Description
 
Paper (P) or 
Electronic (E)
 
 
 
 
 
99.1
 
 
E