| SEC 1745 (02-02 |
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
OMB APPROVAL | ||
| OMB Number: |
3235-0145 | |
| Expires: |
December 31, 2005 | |
| Estimated average burden | ||
| hours per response . . . 11 | ||
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Chordiant Software, Inc.
(Name of Issuer)
Common Stock, Par Value $0.01
(Title of Class of Securities)
| 170404107 (CUSIP Number) |
December 31, 2002
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No.170404107 Page 2 of 5
| 1. |
Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Joseph Tumminaro |
|||
| 2. |
Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
|||
| 3. |
SEC Use Only
|
|||
| 6. |
Citizenship or Place of Organization
USA |
|||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
6. Shared Voting Power
2,325,626 1 7. Sole Dispositive Power
8. Shared Dispositive Power
2,325,626 1 | |
| 9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
2,325,626 1 |
|||
| 10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
¨
| ||
| 11. |
Percent of Class Represented by Amount in Row (9)
4.2% |
|||
| 12. |
Type of Reporting Person (See Instructions)
IN |
|||
CUSIP No. 170404107 Page 3 of 5
| 1. |
Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
Carol L. Realini |
|||
| 2. |
Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
|||
| 3. |
SEC Use Only
|
|||
| 4. |
Citizenship or Place of Organization
USA |
|||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
6. Shared Voting Power
2,325,626 1 7. Sole Dispositive Power
8. Shared Dispositive Power
2,325,626 1 | |
| 9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
2,325,626 1 |
|||
| 10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
|||
| 11. |
Percent of Class Represented by Amount in Row (9)
4.2% |
|||
| 12. |
Type of Reporting Person (See Instructions)
IN |
|||
| CUSIP No. 170404107 |
Page 4 of 5 |
Item 1.
| (a) | Name of Issuer |
Chordiant Software, Inc.
| (b) | Address of Issuer’s Principal Executive Offices |
20400 Stevens Creek Boulevard, Suite #400
Cupertino, CA 95014
Item 2.
| (a) | Name of Person Filing |
Carol L. Realini
Joseph Tumminaro
| (b) | Address of Principal Business Office or, if none, Residence |
1495 Homestake Drive
Aspen, CO 81611
| (c) | Citizenship |
Carol L. Realini: USA
Joseph Tumminaro: USA
| (d) | Title of Class of Securities |
Common Stock
| (e) | CUSIP Number |
170404107
Item 3. Not Applicable.
Item 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
| (a) | Amount Beneficially Owned: |
Carol L. Realini: 2,325,6261
Joseph Tumminaro: 2,325,6261
| (b) | Percent of Class: |
Carol L. Realini: 4.2%
Joseph Tumminaro: 4.2%
| (c) | Number of shares as to which the person has: |
| (i) | Sole power to vote or to direct the vote: 0 |
| (ii) | Shared power to vote or to direct the vote: |
Carol L. Realini: 2,325,6261
Joseph Tumminaro: 2,325,6261
| (iii) | Sole power to dispose or to direct the disposition of: 0 |
| (iv) | Shared power to dispose or to direct the disposition of: |
Carol L. Realini: 2,325,6261
Joseph Tumminaro: 2,325,6261
1 Carol L. Realini and Joseph Tumminaro jointly hold 2,325,626 shares in the Tumminaro Family Trust UAD 10/13/93.
| CUSIP No. 170404107 |
Page 5 of 5 |
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
Not Applicable.
Item 8. Identification and Classification of Members of the Group
Not Applicable.
Item 9. Notice of Dissolution of a Group
Not Applicable.
Item 10. Certification
Not Applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 1, 2003
Date
/s/ Carol L. Realini
Signature
Carol L. Realini
Name/Title
/s/ Joseph Tumminaro
Signature
Joseph Tumminaro
Name/Title
| Attention: | Intentional misstatements or omissions of fact constitute Federal criminal violations |
(See 18 U.S.C. 1001)