UNITED STATES

SECURITIES AND EXCHANGE COMMISSION



Washington, D.C.  20549

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FORM 8-K



CURRENT REPORT



Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

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Date of Report (Date of earliest event reported):  September 8, 2017



FIDELITY D & D BANCORP, INC.

(Exact name of Registrant as specified in its charter)







__(570) 342-8281__ 

(Registrant’s telephone number, including area code)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions (see General Instruction A.2. below):



☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).



Emerging growth company ☐



If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐



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CURRENT REPORT ON FORM 8-K



ITEM 8.01Other Events.



On September 11, 2017, Fidelity D & D Bancorp, Inc. (the “Company”) announced that its common stock was approved for listing on The NASDAQ Stock Market LLC. The Company expects that its stock will begin trading on NASDAQ on Friday, October 6, 2017. Until that date, the Company’s common stock will continue to be quoted on the OTC US. Following the transfer to The Nasdaq Global Market, the Company’s common stock will continue to trade under the ticker symbol “FDBC.”



A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.



ITEM 9.01Financial Statements and Exhibits



(d) Exhibits.







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SIGNATURES



Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned, thereunto duly authorized.









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Exhibit Index







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