|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) (1) (3) | $ 35.858 | 02/09/2015 | A | 5,804 | (4) | 03/11/2024 | Common Stock | 5,804 | $ 0 | 5,804 | D | ||||
Employee Stock Option (right to buy) (1) (3) | $ 17.683 | 02/09/2015 | A | 14,542 | (5) | 03/05/2023 | Common Stock | 14,542 | $ 0 | 14,542 | D | ||||
Employee Stock Option (right to buy) (1) (3) | $ 13.9701 | 02/09/2015 | A | 7,518 | (6) | 10/01/2022 | Common Stock | 7,518 | $ 0 | 7,518 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Chaplin Scott David 938 UNIVERSITY PARK BOULEVARD, SUITE 200 CLEARFIELD, UT 84015 |
SVP, General Counsel & Secy |
/s/Scott D. Chaplin | 02/19/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This amendment to Form 4 is being filed to revise the number of securities beneficially owned by the Reporting Person following the Spin-Off (as defined below) reported in the original Form 4 filed on 02/11/2015 due to a recalculation of the relevant conversion rates in respect of performance stock units and employee stock options following completion of the Spin-Off (as defined below). |
(2) | The securities reported are the result of the conversion of restricted stock and performance share units originally granted by Alliant Techsystems Inc. ("ATK") to the Reporting Person into restricted stock and restricted stock units, respectively, of the Issuer in connection with the spin-off of the Issuer from ATK (the "Spin-Off"). Other than this conversion, these restricted stock units generally have the same terms and conditions, including vesting, as the original ATK performance share units had immediately prior to the Spin-Off. In addition, the securities reported include shares of the Issuer's common stock received by the Reporting Person in connection with the Spin-Off. |
(3) | The securities reported are the result of the conversion of employee stock options originally granted by ATK to the Reporting Person into employee stock options of the Issuer in connection with the Spin-Off. |
(4) | Options become exercisable in three equal annual installments beginning March 11, 2015. |
(5) | Options became exercisable in three equal annual installments beginning March 5, 2014. |
(6) | Options became exercisable in three equal annual installments beginning October 1, 2013. |