UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Stock Unit (2) | Â (3) | Â (3) | Common Stock | 1,500 | $ (4) | D | Â |
Stock Options (Right to Buy) (5) | 12/06/2008 | 12/06/2016 | Common Stock | 2,400 | $ 68.43 | D | Â |
Stock Options (Right to Buy) (5) | 12/04/2009 | 12/05/2017 | Common Stock | 2,600 | $ 63.98 | D | Â |
Stock Options (Right to Buy) (5) | 12/03/2010 | 12/03/2018 | Common Stock | 4,300 | $ 35.29 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Scargle Thomas J 1735 MARKET STREET PHILADELPHIA, PA 19103 |
 |  |  Vice President |  |
/s/ John J. DiRocco, Jr., Attorney-in-Fact | 07/23/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Routine, periodic acquisition of share equivalents pursuant to the Sunoco, Inc. Capital Acumulation Plan in transactions exempt under Rule 16(b). This information is provided by the Plan Administrator. |
(2) | Special one-time retention-based common stock units awarded in 2007 pursuant to the Sunoco, Inc. Long-Term Performance Enhancement Plan II ("LTPEP II") in a transaction exempt under Rule 16b-3. Payout of these common stock units is contingent upon the continued employment of the respective recipient with the Company through December 5, 2010. |
(3) | Not Applicable |
(4) | Conversion rate is 1 for 1. |
(5) | Stock Options (right to buy Sunoco, Inc. common stock) exercisable two years from the date of grant, pursuant to the Sunoco, Inc. Long-Term Performance Enhancement Plan II ("LTPEP II"), in a transaction exempt under Rule 16b-3. |