UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | 07/11/2012(2) | 07/11/2021 | Common Stock | 563 | $ 6.23 | D | Â |
Stock Option (right to buy) | 02/27/2013(2) | 02/27/2022 | Common Stock | 938 | $ 6.8 | D | Â |
Stock Option (right to buy) | 10/17/2013(2) | 10/17/2022 | Common Stock | 1,500 | $ 12.47 | D | Â |
Stock Option (right to buy) | 04/17/2014(2) | 04/17/2023 | Common Stock | 7,000 | $ 12.47 | D | Â |
Stock Option (right to buy) | 03/21/2015(3) | 03/21/2024 | Common Stock | 3,000 | $ 39.86 | D | Â |
Stock Option (right to buy) | 05/12/2015(3) | 05/12/2024 | Common Stock | 5,000 | $ 22.01 | D | Â |
Stock Option (right to buy) | 08/07/2015(3) | 08/07/2024 | Common Stock | 2,500 | $ 21 | D | Â |
Stock Option (right to buy) | 11/11/2015(3) | 11/11/2024 | Common Stock | 2,000 | $ 21.66 | D | Â |
Stock Option (right to buy) | 02/20/2016(3) | 02/20/2025 | Common Stock | 4,000 | $ 29.88 | D | Â |
Stock Option (right to buy) | 05/11/2016(3) | 05/11/2025 | Common Stock | 5,000 | $ 19.51 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Melamed Guy C/O VARONIS SYSTEMS, INC. 1250 BROADWAY, 29TH FLOOR NEW YORK, NY 10001 |
 |  |  Chief Financial Officer |  |
/s/ Guy Melamed | 09/07/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Consists of (i) 4,300 shares held of record and (ii) 94,500 restricted stock units; of which (1) 1,250 of such restricted stock units will vest on May 31, 2017, (2) 23,500 of such restricted stock units will vest on February 28, 2018, (3) 1,250 of such restricted stock units will vest on May 31, 2018, (4) 23,500 of such restricted stock units will vest on February 28, 2019, (5) 1,250 of such restricted stock units will vest on May 31, 2019, (6) 22,500 of such restricted stock units will vest on February 29, 2020 and (7) 21,250 of such restricted stock units will vest on February 28, 2021. |
(2) | 25% of the options became exercisable one year from the date of grant. The remaining options become exercisable quarterly thereafter on a pro rata basis. |
(3) | 25% of the options became exercisable one year from the date of grant. 1/48th of the remaining options become exercisable monthly thereafter on a pro rata basis. |