1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(2)
|
12/01/2006 |
Common Stock
|
120,000
|
$
25.125
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
10/18/2007 |
Common Stock
|
90,000
|
$
21.0313
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
07/15/2005 |
04/03/2008 |
Common Stock
|
50,000
|
$
20.0625
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
07/15/2006 |
10/19/2008 |
Common Stock
|
60,000
|
$
16.275
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
07/15/2007 |
11/19/2009 |
Common Stock
|
35,000
|
$
15.07
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
07/15/2004 |
11/19/2009 |
Common Stock
|
25,000
|
$
15.07
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
07/11/2010 |
Common Stock
|
40,000
|
$
17.39
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
08/05/2005 |
10/29/2010 |
Common Stock
|
80,000
|
$
22.58
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
08/05/2005 |
10/29/2010 |
Common Stock
|
115,000
|
$
22.58
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
11/03/2011 |
Common Stock
|
125,000
|
$
16.12
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
12/01/2012 |
Common Stock
|
60,000
|
$
18.64
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Number of shares include 6,000 performance shares (or restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 8/31/07 (assuming continued employment). |
(2) |
30,000 shares became exercisable on each of 12/1/00, 12/1/01, 12/1/02 and 12/1/03. |
(3) |
20,000 shares became exercisable on each of 7/15/02 and 7/15/03; and 50,000 shares became exercisable on 7/15/04. |
(4) |
25,000 shares became exercisable on 7/15/05 and 15,000 shares became exercisable on 7/15/06. |
(5) |
31,250 shares became exercisable on each of 7/15/05 and 7/15/06; and 31,250 shares become exercisable on each of 7/15/07 and 7/15/08 (assuming continued employment). |
(6) |
15,000 shares became exercisable on 8/31/06; and 15,000 shares become exercisable on each of 8/31/07, 8/31/08 and 8/31/09 (assuming continued employment). |