UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Incentive Stock Option (right to buy) | Â (1) | 10/03/2017 | Common Stock | 15,000 | $ 6.51 | D | Â |
Incentive Stock Option (right to buy) | Â (2) | 06/04/2018 | Common Stock | 5,000 | $ 6.63 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (3) | 06/23/2013 | Common Stock | 6,524 | $ 3.4 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (4) | 08/02/2016 | Common Stock | 5,000 | $ 6.56 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (5) | 10/05/2015 | Common Stock | 4,800 | $ 7.26 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Stein Thomas 2901 VIA FORTUNA AUSTIN, TX 78746 |
 |  |  VP and GM, Industrial Products |  |
Thomas Stein | 09/22/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 25% of the shares will be exercisable on 10/3/08; the remaining shares vest monthly over the next 36 months so that the option will be fully vested and exercisable on 10/3/11. |
(2) | 25% of the shares will be exercisable on 6/4/09; the remaining shares vest monthly over the next 36 months so that the option will be fully vested and exercisable on 6/4/12. |
(3) | These options were fully vested and exercisable as of 06/23/2007. |
(4) | 25% of the shares became exercisable on 8/2/07; the remaining shares vest monthly over the following 36 months so that the option will be fully vested and exercisable on 8/2/10. |
(5) | 40% of the shares granted under the option became exercisable on 3/25/06; 20% of the shares became exercisable on 10/5/07; 20% of the shares will become exercisable on 10/5/08, and 20% of the shares will become exercisable on 10/5/09. |