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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Phantom Stock | $ 0 (3) | 03/31/2001 | Â | A(4) | 12,004.68 | Â | Â (5) | Â (5) | Common | $ 54.75 (2) | 53,931.802 | Â | ||
Phantom Stock | $ 0 (3) | 03/31/2002 | Â | A(4) | 17,786.38 | Â | Â (5) | Â (5) | Common | $ 33.13 | 53,931.802 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TALL CRAIG E WASHINGTON MUTUAL INC 1201 THIRD AVE WMT 1503 SEATTLE, WA 98111 |
 |  |  Vice Chair, Corp. Development |  |
/s/ Sophie Hager Hume, Attorney-in-Fact for Craig E. Tall | 02/10/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form reports the following transactions which were not previously reported due to an administrative oversight: deferral of vested restricted stock during 2001 and 2002 into phantom stock account of the Washington Mutual, Inc. Deferred Compensation Plan for Directors and Certain Highly Compensated Employees ("DCP"). See Table II |
(2) | Does not reflect 3-for-2 stock split in April 2001. |
(3) | Converts to common stock on a one-for-one basis. |
(4) | Deferral of vested restricted stock into phantom stock account of the DCP. |
(5) | Phantom stock distributed upon payment commencment date selected by reporting person. |