UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
October 28, 2009
Date of Report
(Date of earliest event reported)
HARMONIC INC.
(Exact name of registrant as specified in its charter)
| |
|
|
|
|
| Delaware
|
|
000-25826
|
|
77-0201147 |
| |
| |
(State or other jurisdiction of
incorporation)
|
|
Commission File Number
|
|
(I.R.S. Employer
Identification Number) |
549 Baltic Way
Sunnyvale, CA 94089
(408) 542-2500
(Address, including zip code, and telephone number, including area code,
of registrant’s principal executive offices)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions (see General Instruction A.2.):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
TABLE OF CONTENTS
Item 2.02. Results of Operations and Financial Condition.
On October 28, 2009, Harmonic Inc. (“Harmonic” or the “Company”) issued a press release regarding
its unaudited financial results for the quarter ended October 2, 2009. In the press release,
Harmonic also announced that it would be holding a conference call on October 28, 2009, to discuss
its financial results for the quarter ended October 2, 2009. A copy of the press release is
furnished as Exhibit 99.1 hereto, and the information in Exhibit 99.1 is incorporated herein by
reference.
The information in this Current Report on Form 8-K and the exhibit attached hereto is being
furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange
Act of 1934, as amended, (the “Exchange Act”) or otherwise subject to the liabilities of that
Section, and this Current Report on Form 8-K and the exhibit furnished herewith shall not be
incorporated by reference into any filing by Harmonic under the Securities Act of 1933, as amended,
or under the Exchange Act, except as shall be expressly set forth by
specific reference in such filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
| |
|
|
| Exhibit Number |
|
Description |
99.1
|
|
Press release of Harmonic Inc., issued on October 28, 2009. |