May 02, 2012 at 10:25 AM EDT
FINRA Slaps $9 Mln Fine On Nation's Biggest Banks Over Risky Products
The Financial Industry Regulatory Authority (FINRA) has slapped a fine of more than $9 million on four of the country's biggest banks for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [More...]
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