As filed with the Securities and Exchange Commission on July 17, 2015

Registration No. 333-198717

333-185034

333-169425

333-160261

333-153283

333-130018

333-114164

333-105318

333-105317

333-101320

333-100763

333-57782

333-43574

333-79573

333-79553

333-56905

333-39747

333-28725

333-918

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

POST-EFFECTIVE AMENDMENT NO. 1

TO

FORM S-8

REGISTRATION STATEMENTS

UNDER

THE SECURITIES ACT OF 1933

 

 

ADVENT SOFTWARE, INC.

(Exact name of registrant as specified in its charter)

 

 

 

600 Townsend Street

San Francisco, CA 94103

(Address of Principal Executive Offices)(Zip Code)

 

2002 Stock Plan

2005 Employee Stock Purchase Plan

1995 Employee Stock Purchase Plan

1992 Stock Plan

1998 Nonstatutory Stock Option Plan

1995 Director Option Plan

Advent Software, Inc. Profit Sharing and Employee Savings Plan

(Full titles of the plans)

 

William C. Stone

Chief Executive Officer and President

SS&C Technologies Holdings, Inc.

80 Lamberton Road

Windsor, CT 06095

(860) 298-4500

(Name, address, and telephone number of agent for service)

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer		x		Accelerated filer		o
Non-accelerated filer		o (Do not check if a smaller reporting company)		Smaller reporting company		o

 

 

 

DEREGISTRATION OF SECURITIES

 

This Post-Effective Amendment relates to the following registration statements of Advent Software, Inc. (the “Company”), each pertaining to the registration of the shares of common stock of the Company, par value $0.01 per share (“Common Stock”), offered under certain employee benefit and equity plans and agreements, originally filed on Form S-8 with the Securities and Exchange Commission (the “SEC”) and as amended from time to time (collectively, the “Registration Statements”):

 

File No.		Date Originally Filed with the SEC		Name of Equity Plan or Agreement		Shares of Common Stock (#)
333-198717		September 12, 2014		2002 Stock Plan		4,750,000
333-185034		November 19, 2012		2002 Stock Plan		1,914,508
333-169425		September 16, 2010		2002 Stock Plan		1,501,200
333-160261		June 26, 2009		2002 Stock Plan		1,800,450
333-153283		August 29, 2008		2002 Stock Plan		943,732
333-130018		November 30, 2005		2002 Stock Plan		2,517,430
				2005 Employee Stock Purchase Plan		2,000,000
333-114164		April 2, 2004		2002 Stock Plan		658,761
333-105318		May 16, 2003		2002 Stock Plan		4,004,505
333-105317		May 16, 2003		1995 Employee Stock Purchase Plan		600,000
333-101320		November 20, 2002		1992 Stock Plan		527,353
333-100763		October 25, 2002		2002 Stock Plan		493,944
333-57782		March 28, 2001		1992 Stock Plan		1,792,452
333-43574		August 11, 2000		1995 Director Option Plan		200,000
333-79573		May 28, 1999		1998 Nonstatutory Stock Option Plan		100,000
333-79553		May 28, 1999		1992 Stock Plan		600,000
333-56905		June 15, 1998		1992 Stock Plan		500,000
				1995 Employee Stock Purchase Plan		200,000
333-39747		November 7, 1997		Advent Software, Inc. Profit Sharing and Employee Savings Plan		50,000
333-28725		June 6, 1997		1992 Stock Plan		1,000,000
333-918		January 25, 1996		1992 Stock Plan		1,233,602
				1995 Employee Stock Purchase Plan		113,000
				1995 Director Option Plan		75,000

 

On February 2, 2015, the Company entered into an Agreement and Plan of Merger (the “Merger Agreement”) with SS&C Technologies Holdings, Inc., (“SS&C”) and Arbor Acquisition Company, Inc., a wholly owned subsidiary of SS&C (“Merger Sub”). Pursuant to the Merger Agreement, on July 8, 2015, 2015, Merger Sub merged with and into the Company, and the Company continued as the surviving corporation and as a wholly-owned subsidiary of SS&C (the “Merger”).

 

2

 

As a result of the Merger, the Company has terminated as of the date hereof all offerings of its securities pursuant to the Registration Statements. Accordingly, the Company is filing this Post-Effective Amendment to the Registration Statements pursuant to Rule 478 under the Securities Act of 1933, as amended, to hereby terminate the effectiveness of the Registration Statements and, in accordance with the undertakings made by the Company in the Registration Statements to remove from registration, by means of a post-effective amendment, any of the securities of the Company that had been registered but remain unsold at the termination of the offering, the Company hereby removes from registration any and all such securities registered but unsold under the Registration Statements as of the date hereof. Each Registration Statement is hereby amended, as appropriate, to reflect the deregistration of all such securities.

 

3

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Post-Effective Amendment to the Registration Statements on Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Windsor, in the State of Connecticut, on this 17th day of  July 2015.

 

	ADVENT SOFTWARE, INC.
	By:	/s/ William C. Stone
	Name:	William C. Stone
	Title:	President and Chief Executive Officer

 

4

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment to the Registration Statements on Form S-8 has been signed this 17th day of July 2015 by the following persons in the following capacities.

 

 

5