umpqua8k.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
  FORM 8-K  
   
 

 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 

Date of Report (Date of Earliest Event Reported): August 6, 2014

Umpqua Holdings Corporation
(Exact Name of Registrant as Specified in Its Charter)


Oregon
001-34624
93-1261319
(State or  Other Jurisdiction
of Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)

One SW Columbia, Suite 1200
Portland, Oregon 97258
(Address of Principal Executive Offices) (Zip Code)

Registrant’s Telephone Number, Including Area Code: (503) 727-4100

Not Applicable
Former Name or Former Address, if Changed Since Last Report


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:


oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 

Item 7.01.                      Regulation FD Disclosure.
 
Secondary Offering
 
On August 6, 2014, Umpqua Holdings Corporation (the “Company”) announced the commencement of a secondary public offering of 15,000,000 shares of the Company’s common stock by certain funds affiliated with Thomas H. Lee Partners, L.P., Warburg Pincus Private Equity X, L.P. and Warburg Pincus X Partners, L.P (the “Offering”). The Company itself is not selling any shares and will not receive any proceeds from the Offering.
 
On August 6, 2014, the Company issued a press release announcing the commencement of the Offering. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated by reference into this Item 7.01.
 
The information furnished pursuant to Item 7.01 of this Current Report on Form 8-K is being furnished and shall not be deemed “filed” under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), nor shall it be incorporated by reference into future filings by the Company under the Securities Act or under the Exchange Act, except as expressly set forth by specific reference in such a filing.
 
Item 9.01.
Financial Statements and Exhibits.
 
 
(d)  Exhibits.
 
Exhibit Number
Description
   
99.1
Press release, dated August 6, 2014
   
 
 
 

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
      Umpqua Holdings Corporation    
           
 Date: August 6, 2014 By:    /s/Andrew H. Ognall    
  Name:   Andrew H. Ognall  
  Title:   Executive Vice President, General Counsel
      and Secretary  

 
 

 
EXHIBIT INDEX
Exhibit Number
Description
   
99.1
Press release, dated August 6, 2014