s8pos07380004a_02172015.htm
As filed with the Securities and Exchange Commission on February 13, 2015
Registration No. 333-21551
Registration No. 333-30026
Registration No. 333-55592
Registration No. 333-81870
Registration No. 333-115174


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
_________

POST-EFFECTIVE AMENDMENT NO. 2 TO
Form S-8 Registration Statement No. 333-81870

POST-EFFECTIVE AMENDMENT NO. 1 TO
Form S-8 Registration Statement No. 333-21551
Form S-8 Registration Statement No. 333-30026
Form S-8 Registration Statement No. 333-55592
Form S-8 Registration Statement No. 333-115174

UNDER
THE SECURITIES ACT OF 1933

PHARMACYCLICS, INC.
(Exact name of registrant as specified in its charter)

Delaware
(State or Other Jurisdiction of
Incorporation or Organization)
94-3148201
(I.R.S. Employer
Identification No.)
995 East Arques Avenue
Sunnyvale, California 94085-4521
(Address, including zip code, of principal executive offices)

Pharmacyclics, Inc.
1995 Stock Option Plan
Non-Employee Directors Stock Option Plan
(Full Title of Plan)

Robert W. Duggan
Chairman of the Board and Chief Executive Officer
Pharmacyclics, Inc.
995 East Arques Avenue
Sunnyvale, California 94085-4521
(408) 774-0330
(Name and Address and Telephone Number, including Area Code, of Agent for Service)

Copy to:
Adam W. Finerman, Esq.
Olshan Frome Wolosky LLP
Park Avenue Tower
65 East 55th Street
New York, New York 10022
(212) 451-2300

Indicate by check mark whether the registrant is a large accelerated file, an accelerated file, a non-accelerated file, or a smaller reporting company.  See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer S
 
Accelerated filer ¨
Non-accelerated filer ¨
Smaller reporting company ¨
(Do not check if a smaller reporting company)
 

 
 

 

DEREGISTRATION OF UNSOLD SECURITIES
 
Pharmacyclics, Inc., a Delaware corporation (the “Company”), previously registered shares of its common stock, $0.001 par value per share (“Common Stock”) under the following registration statements (the “Registration Statements”) concerning shares issuable or issued under certain employee benefit and equity plans and agreements.  The Company is filing these post-effective amendments to the Registration Statements (the “Post-Effective Amendments”) to deregister any securities registered and unsold under the Registration Statements and to terminate the Registration Statements.  The approximate number of unsold shares is set forth below with respect to each Registration Statement.  The shares are being removed from registration and the Registration Statements are being terminated because the plans referenced below have now expired and all outstanding options granted under the plans have expired.

Registration
No.
 
Date Filed
With the
SEC
 
Name of Equity Plan or Agreement
 
Number of Shares
Originally
Registered
 
Approximate
Number of
Shares
Deregistered
333-21551
 
2/11/97
 
1995 Stock Option Plan
 
926,681
 
0
333-30026
 
2/10/00
 
1995 Stock Option Plan
Non-Employee Directors Stock Option Plan
 
1,174,862
30,000
 
224,976
0
333-55592
 
2/14/01
 
1995 Stock Option Plan
Non-Employee Directors Stock Option Plan
 
760,698
50,000
 
760,698
15,083
333-81870
 
1/31/02
 
1995 Stock Option Plan
Non-Employee Directors Stock Option Plan
 
560,000
25,000
 
560,000
25,000
333-115174
 
5/05/04
 
1995 Stock Option Plan
 
163,077
 
163,077
___________
1
A “0” in this column indicates that all shares originally registered under the registration statement were issued.
 
 
 

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused these Post-Effective Amendments to its Registration Statements on Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Sunnyvale, State of California on the 13th day of February, 2015.
 
 
PHARMACYCLICS, INC.
   
 
By:
/s/ Robert W. Duggan
   
Name:
Robert W. Duggan
   
Title:
Chairman of the Board and Chief Executive Officer
 
Pursuant to the requirements of the Securities Act of 1933, these Post-Effective Amendments to the registrant’s Registration Statements on Form S-8 have been signed by the following persons in the capacities and on the date indicated.
 
Signature
 
Title
 
Date
 
 
/s/ Robert W. Duggan
 
Chairman of the Board and Chief Executive Officer
 
February 13, 2015
Robert W. Duggan
 
(Principal Executive Officer)
   
 
 
/s/ Manmeet S. Soni
 
Chief Financial Officer
 
February 13, 2015
Manmeet S. Soni
 
(Principal Financial and Accounting Officer)
   
 
 
/s/ Robert F. Booth
 
Director
 
February 13, 2015
Robert F. Booth
       
 
 
/s/ Kenneth A. Clark
 
Director
 
February 13, 2015
Kenneth A. Clark
       
 
 
/s/ Eric H. Halvorson
 
Director
 
February 13, 2015
Eric H. Halvorson
       
 
 
/s/ Minesh P. Mehta, M.D.
 
Director
 
February 13, 2015
Minesh P. Mehta, M.D.
       
 
 
/s/ David D. Smith, Ph.D.
 
Director
 
February 13, 2015
David D. Smith, Ph.D.
       
 
 
/s/ Richard A. van den Broek
 
Director
 
February 13, 2015
Richard A. van den Broek