Delaware
(State or Other Jurisdiction of
Incorporation or Organization)
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94-3148201
(I.R.S. Employer
Identification No.)
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995 East Arques Avenue
Sunnyvale, California 94085-4521
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Large accelerated filer S
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Accelerated filer ¨
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Non-accelerated filer ¨
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Smaller reporting company ¨
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(Do not check if a smaller reporting company)
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Registration
No.
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Date Filed
With the
SEC
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Name of Equity Plan or Agreement
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Number of Shares
Originally
Registered
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Approximate
Number of
Shares
Deregistered
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||||
333-21551
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2/11/97
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1995 Stock Option Plan
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926,681
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0
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||||
333-30026
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2/10/00
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1995 Stock Option Plan
Non-Employee Directors Stock Option Plan
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1,174,862
30,000
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224,976
0
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||||
333-55592
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2/14/01
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1995 Stock Option Plan
Non-Employee Directors Stock Option Plan
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760,698
50,000
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760,698
15,083
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||||
333-81870
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1/31/02
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1995 Stock Option Plan
Non-Employee Directors Stock Option Plan
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560,000
25,000
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560,000
25,000
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||||
333-115174
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5/05/04
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1995 Stock Option Plan
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163,077
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163,077
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1
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A “0” in this column indicates that all shares originally registered under the registration statement were issued.
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PHARMACYCLICS, INC.
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By:
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/s/ Robert W. Duggan
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Name:
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Robert W. Duggan
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Title:
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Chairman of the Board and Chief Executive Officer
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Signature
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Title
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Date
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/s/ Robert W. Duggan
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Chairman of the Board and Chief Executive Officer
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February 13, 2015
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Robert W. Duggan
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(Principal Executive Officer)
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/s/ Manmeet S. Soni
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Chief Financial Officer
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February 13, 2015
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Manmeet S. Soni
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(Principal Financial and Accounting Officer)
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/s/ Robert F. Booth
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Director
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February 13, 2015
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Robert F. Booth
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/s/ Kenneth A. Clark
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Director
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February 13, 2015
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Kenneth A. Clark
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/s/ Eric H. Halvorson
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Director
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February 13, 2015
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Eric H. Halvorson
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/s/ Minesh P. Mehta, M.D.
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Director
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February 13, 2015
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Minesh P. Mehta, M.D.
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/s/ David D. Smith, Ph.D.
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Director
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February 13, 2015
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David D. Smith, Ph.D.
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/s/ Richard A. van den Broek
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Director
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February 13, 2015
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Richard A. van den Broek
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