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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 6.39 | 12/01/2004 | M | 3,472 | (3) | 04/18/2009 | Common Stock | 3,472 | $ 6.39 | 463,264 | D | ||||
Stock Options | $ 3 | 12/01/2004 | M | 8,333 | (4) | 11/07/2009 | Common Stock | 8,333 | $ 3 | 454,931 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DIMARZO MARYANNE 211 MT. AIRY ROAD BASKING RIDGE, NJ 07920 |
SVP - Human Resources |
Eric Sherbet, Attorney-in-Fact | 12/03/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 60,000 restricted stock units from prior grants that have not yet vested. |
(2) | This sale was effected pursuant to a Rule 10b5-1 plan that the reporting person had entered into prior to the date of this transaction. |
(3) | These options were part of a grant made on on April 18, 2002 and vest 1/3 April 18, 2003 and 1/36 each month thereafter until fully vested.. |
(4) | These options were part of a grant made on November 8, 2002 that vests 1/48 per month for 48 months beginning December 8, 2002. |