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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Dividend Equivalent Rights | (2) | 01/28/2005 | A | 41 | (2) | 07/14/2014 | Common Stock | 41 | $ 0 | 70 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Krakau James L 2002 SUMMIT BOULEVARD SUITE 100 ATLANTA, GA 30319 |
SVP and Treasurer |
/s/ Alana L. Griffin, Charles W. McGuire, Attorney-in-Fact | 02/01/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(2) | Represents the acquisition of RSUs acquired pursuant to a dividend equivalent rights feature of previously granted stock appreciation rights ("SARs") awarded under the HomeBanc Corp. Amended and Restated 2004 Long-Term Incentive Plan. The RSUs become exercisable proportionately with the SARs to which they relate. Upon exercise of the SARs, the value of the accumulated RSUs (based on the fair market value of the price of the issuer's common stock at the time of exercise) will be added to the amount payable upon exercise of the SAR, and the total value will be converted to shares of common stock to be delivered to the Reporting Person. |
Remarks: Represents the acquisition of additional restricted stock units ("RSUs") acquired pursuant to a dividend equivalent rights feature of previously granted RSUs and stock appreciation rights awarded under the HomeBanc Corp. Amended and Restated 2004 Long-Term Incentive Plan. The RSUs will be settled for shares of HMB common stock on a one-for-one basis. |