FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For
the month of January, 2007
Commission
File Number 1-11130
ALCATEL-LUCENT
(Translation of registrants name into English)
54, rue La Boétie
75008 Paris France
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form
20-F or Form 40-F.
Form 20-F þ Form 40-F o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b) (1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b) (7):
Indicate by check mark whether by furnishing the information contained in this Form, the registrant
is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934.
Yes o No þ
If Yes is marked, indicate below the file number assigned to the registrant in connection with
Rule 12g3-2(b): 82-
Press release
Alcatel-Lucent completes its acquisition of Nortels UMTS radio access business
Paris, January 2, 2007 Alcatel-Lucent (Euronext Paris and NYSE: ALU) announced today that,
after all regulatory approval have been met, the acquisition of Nortels UMTS radio access business
(UTRAN) and related assets has been completed on December 31st, 2006. In recent weeks, the two
companies have achieved a number of significant milestones, the most important being the signature
of the definitive agreement on December 4th, 2006.
Nortel received a closing cash payment of US$ 320 million less significant deductions.
With this acquisition, one in four UMTS operators about 40 customers around the world use
Alcatel-Lucent UMTS solutions. Together with strengthened R&D and a broad products and solutions
portfolio, Alcatel-Lucent is now uniquely positioned to lead the network technological evolutions
from 3G to 4G relying on its OFDMA, SDR and MIMO* expertise to address the customers needs
of today and tomorrow while realizing economies of scale.
This acquisition will enable the development teams to leverage additional capabilities from the
integration into the broader Alcatel-Lucent and we count on the focus of the teams to deliver
superior performance in the UMTS domain going forward, said Vivek Badrinath, France Telecom Group
EVP Information Technology Networks & product Support.
Commenting on the deal, Boris Nemsic, CEO of mobilkom austria said, we count on Alcatel-Lucent to
serve the needs of mobilkom group moving forward.
Our customers will clearly benefit from the high value this acquisition brings, and the
pre-integration work has progressed very well. Our combined expertise and portfolios will enable
us to deliver the most compelling UMTS offer for our customers, allowing them to provide their
subscribers with innovative and high-speed 3G services. Our aim is to achieve the optimum
combination of Alcatel-Lucent and Nortels technologies, with minimum customer disruption. We are
well positioned to capture the UMTS market growth opportunity, said Mary Chan, President of
Alcatel-Lucents wireless activities.
With its undisputable wireless technology portfolio, encompassing CDMA/EV-DO, UMTS/HSPA, GSM/EDGE
and WiMAX, Alcatel-Lucent is the only player positioned to craft 4G, taking the best from all
technologies, to shape the future and deliver mobile broadband for all.
* OFDMA: Orthogonal Frequency Division Multiple Access
SDR: Software Defined Radio
MIMO: Multiple Input Multiple Output
About Alcatel-Lucent
Alcatel-Lucent (Euronext Paris and NYSE: ALU) provides solutions that enable service providers,
enterprises and governments worldwide, to deliver voice, data and video communication services to
end-users. As a leader in fixed, mobile and converged broadband networking, IP technologies,
applications, and services, Alcatel-Lucent offers the end-to-end solutions that enable compelling
communications services for people at home, at work and on the move. With 79,000 employees and
operations in more than 130 countries, Alcatel-Lucent is a local partner with global reach. The
company has the most experienced global services team in the industry, and one of the largest
research, technology and innovation organizations in the telecommunications industry.
Alcatel-Lucent achieved proforma combined revenues of Euro 18.6 billion in 2005, and is
incorporated in France, with executive offices located in Paris. [All figures exclude impact of
activities to be transferred to Thales]. For more information, visit Alcatel-Lucent on the
Internet: http://www.alcatel-lucent.com
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Alcatel-Lucent Press Contacts |
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Régine Coqueran
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Tel: +33 (0)1 40 76 49 24
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regine.coqueran@alcatel-lucent.com |
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Alcatel-Lucent Investor Relations |
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Pascal Bantegnie
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Tel: +33 (0)1 40 76 52 20
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pascal.bantegnie@alcatel-lucent.com |
Maria Alcon
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Tel: +33 (0)1 40 76 15 17
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maria.alcon@alcatel-lucent.com |
John DeBono
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Tel: +1908-582-7793
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debono@alcatel-lucent.com |
SAFE HARBOR FOR FORWARD LOOKING STATEMENTS
Some information in this press release consists of forward-looking statements within the meaning of
the US Private Securities Litigation Reform Act of 1995, as amended. These forward looking
statements include statements regarding the benefits and synergies of the completed UMTS radio
access business (UTRAN) transaction and other statements about Alcatel-Lucent managements
future expectations, beliefs, goals, plans or prospects that are based on current expectations,
estimates, forecasts and projections about Alcatel-Lucent, as well as Alcatel-Lucents future
performance and the industries in which Alcatel-Lucent operates, in addition to managements
assumptions. Words such as expects, anticipates, targets, goals, projects, intends,
plans, believes, seeks, estimates, variations of such words and similar expressions are
intended to identify such forward-looking statements which are not statements of historical facts.
These forward-looking statements are not guarantees of future performance and involve certain
risks, uncertainties and assumptions that are difficult to assess. Therefore, actual outcomes and
results may differ materially from what is expressed or forecasted in such forward-looking
statements. These risks and uncertainties are based upon a number of important factors including,
among others: difficulties and delays in achieving synergies and cost savings; fluctuations in the
telecommunications market; the pricing, cost and other risks inherent in long-term sales
agreements; exposure to the credit risk of customers; reliance on a limited number of contract
manufacturers to supply products we sell; the social, political and economic risks of our global
operations; the costs and risks associated with pension and postretirement benefit obligations; the
complexity of products sold; changes to existing regulations or technical standards; existing and
future litigation; difficulties and costs in protecting intellectual property rights and exposure
to infringement claims by others; and compliance with environmental, health and safety laws.
Except as required under the US federal securities laws and the rules and regulations of the US
Securities and Exchange Commission, Alcatel-Lucent disclaims any intention or obligation to update
any forward-looking statements.