Stock Update (NYSE:MS): FINRA fines Morgan Stanley $2 mln for short-selling violations
May 13, 2015 at 10:07 AM EDT
[Reuters] – Wall Street’s industry-funded watchdog said it had fined Morgan Stanley $2 million for violations of short-interest reporting and short-sale rules for more than six years. The Financial Industry Regulatory … Read . . . → Read More: Stock Update (NYSE:MS): FINRA fines Morgan Stanley $2 mln for short-selling violations Similar Articles: Company Update: CME Group Inc (NASDAQ:CME) – CME Group fines Credit Suisse, JPM units for trading violations Company Update: Morgan Stanley (NYSE:MS) – Morgan Stanley awards CEO $4.4 mln in restricted stock Market Update: CME Group Inc (NASDAQ:CME) – CME Group fines three firms for automated trading violations