1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non Qualified Stock Option (Right to Buy)
|
Â
(1)
|
10/27/2016 |
Common Stock
|
15,450
|
$
3.9877
|
D
|
Â
|
Non Qualified Stock Option (Right to Buy)
|
Â
(1)
|
03/19/2019 |
Common Stock
|
17,000
|
$
6.17
|
D
|
Â
|
Non Qualified Stock Option (Right to Buy)
|
Â
(2)
|
12/18/2020 |
Common Stock
|
16,001
|
$
11.27
|
D
|
Â
|
Non Qualified Stock Option (Right to Buy)
|
Â
(3)
|
05/30/2021 |
Common Stock
|
20,002
|
$
11.55
|
D
|
Â
|
Performance/Service Restricted Stock Units
|
Â
(4)
|
03/29/2022 |
Common Stock
|
40,000
|
$
0
|
D
|
Â
|
Restricted Stock Units
|
Â
(5)
|
05/02/2022 |
Common Stock
|
20,000
|
$
0
|
D
|
Â
|
Restricted Stock Units
|
Â
(6)
|
12/08/2018 |
Common Stock
|
4,534
|
$
0
|
D
|
Â
|
Restricted Stock Units
|
Â
(7)
|
12/01/2019 |
Common Stock
|
5,200
|
$
0
|
D
|
Â
|
Restricted Stock Units
|
Â
(8)
|
12/18/2020 |
Common Stock
|
4,267
|
$
0
|
D
|
Â
|
Restricted Stock Units
|
Â
(9)
|
05/30/2021 |
Common Stock
|
5,333
|
$
0
|
D
|
Â
|
Restricted Stock Units
|
Â
(10)
|
05/12/2018 |
Common Stock
|
8,000
|
$
0
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Options are fully vested and exercisable as of the date of this filing. |
(2) |
4800 options are fully vested and exercisable as of the date of this filing. The remaining options vest monthly over the five years from the date of grant, or 12/18/2012. |
(3) |
4000 options are fully vested and exercisable as of the date of this filing. The remaining options vest monthly over the five years from the date of grant, or 5/30/2013. |
(4) |
20% of this grant is service-based and 15% will vest on January 30, 2015 and the remaining 5% will vest on January 30, 2016, provided Mr. Trent is employed and in good standing with the Company on each of the vest dates. |
(5) |
50% of this service-based grant will vest on June 1, 2015 and the remaining 50% will vest on June 1, 2016. |
(6) |
Represents unvested restricted stock units remaining on a five year grant that will vest in equal parts over the next two years on the anniversary of the 10/31/10 vest date. |
(7) |
Represents unvested restricted stock units remaining on a five year grant that will vest in equal parts over the next three years on the anniversary of the 11/14/11 vest date. |
(8) |
Represents unvested restricted stock units remaining on a five year grant that will vest in equal parts over the next four years on the anniversary of the 11/19/12 vest date. |
(9) |
Represents unvested restricted stock units remaining on a five year grant that will vest in equal parts over the next four years on the anniversary of the 05/09/13 vest date. |
(10) |
Represents unvested restricted stock units remaining on a five year grant that will vest fully on the next anniversary date of the 01/18/2010 vest date. |