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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to Buy) | $ 66.68 | 06/03/2014 | A | 6,202 (1) | 06/03/2015(2) | 06/03/2024 | Common Stock | 6,202 | $ 0 | 6,202 | D | ||||
Restricted Stock Units | $ 0 (3) | 06/03/2014 | A | 1,687 (4) | 06/03/2015(5) | (6) | Common Stock | 1,687 | $ 0 | 1,687 | D | ||||
Restricted Stock Units | (3) | 06/03/2014 | M | 1,104 | 06/03/2014(7) | (7) | Common Stock | 1,104 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Soeters Martinus Hermanus 65 HAYDEN AVENUE LEXINGTON, MA 02421 |
X |
/s/ Joseph L. Farmer - Attorney in fact | 06/05/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The number of stock options is equal to the fair value of $112,500 calculated using the Black-Scholes option-pricing model in accordance with ASC Topic 718. |
(2) | Options vest 100% on the earlier of the first anniversary of the grant date or the date of the Company's 2015 Annual Meeting of Stockholders. |
(3) | Each restricted stock unit represents a contingent right to receive one share of Cubist common stock for no consideration. |
(4) | The number of restricted stock units is equal to the fair value of $112,500 calculated using the Black-Scholes option-pricing model in accordance with ASC Topic 718. |
(5) | The restricted stock units vest 100% on the earlier of the first anniversary of the grant date or the date of the Company's 2015 Annual Meeting of Stockholders. |
(6) | The restricted stock units vest 100% on the earlier of the first anniversary of the grant date or the date of the Company's 2015 Annual Meeting of Stockholders. |
(7) | The restricted stock units vest 100% on the earlier of the first anniversary of the grant date or the date of the Company's 2014 Annual Meeting of Stockholders. |