UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BAUPOST GROUP LLC/MA 10 ST JAMES AVE SUITE 1700 BOSTON, MA 02116 |
 |  X |  |  |
BAUPOST VALUE PARTNERS LP IV 10 ST. JAMES AVE. SUITE 1700 BOSTON, MA 02116 |
 |  X |  |  |
SAK CORP 10 ST JAMES AVENUE STE 1700 BOSTON, MA 02116 |
 |  X |  |  |
KLARMAN SETH A 10 ST. JAMES AVE. SUITE 1700 BOSTON, MA 02116 |
 |  X |  |  |
The Baupost Group, L.L.C. by Seth A. Klarman, President | 11/01/2013 | |
**Signature of Reporting Person | Date | |
SAK Corporation, by Seth A. Klarman, President | 11/01/2013 | |
**Signature of Reporting Person | Date | |
Seth A. Klarman | 11/01/2013 | |
**Signature of Reporting Person | Date | |
Baupost Limited Partneship LP - IV by The Baupost Group, LLC Managing General Partner by Seth A. Klarman President | 11/01/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This statement on Form 3 is being jointly filed by The Baupost Group, L.L.C. ("Baupost"), Baupost Value Partners, L.P. - IV ("BVPIV"), SAK Corporation and Seth A. Klarman. Baupost is a registered investment adviser and acts as an investment adviser and general partner to certain investment limited partnerships, including BVPIV. SAK Corporation is the Manager of Baupost. Mr. Klarman, as the sole director and sole officer of SAK Corporation and a controlling person of Baupost, may be deemed to have beneficial ownership under Section 13(d) of the Securities Exchange Act of 1934 of the securities beneficially owned by Baupost. Securities reported on this statement on Form 3 as being beneficially owned by Baupost include securities purchased on behalf of various investment limited partnerships, including BVPIV. |