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Transaction Valuation(1)
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Amount of Filing Fee(2)
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$69,345,000
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$8,634
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Name
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Position
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Mark Klein | | | Director, Chief Executive Officer | |
Michael Moe | | | Director, Executive Chairman | |
Leonard Potter | | | Director | |
Ronald M. Lott | | | Director | |
Marc Mazur | | | Director | |
David S. Pottruck | | | Director | |
William F. Tanona | | | President, Chief Financial Officer, Treasurer and Corporate Secretary | |
Carl M. Rizzo | | | Chief Compliance Officer | |
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Exhibit No.
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Description
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| (a)(1)(A) | | | Offer to Purchase, dated December 15, 2017. | |
| (a)(1)(B) | | | Form of Letter of Transmittal. | |
| (a)(5) | | | Press Release, dated December 15, 2017, incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K, filed on December 15, 2017. | |
| (d)(1) | | | Indenture (including form of 5.25% Convertible Senior Note due 2018), dated September 17, 2013, relating to the 5.25% Convertible Senior Notes due 2018, by and between the Company and U.S. Bank National Association, as trustee (filed as Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on September 18, 2013), and incorporated herein by reference. | |
| (g) | | | Not applicable. | |
| (h) | | | Not applicable. | |
| | | | GSV CAPITAL CORP. | | |||
| | | | By: | | | /s/ Mark D. Klein | |
| | | | | | | Name: Mark D. Klein Title: Chief Executive Officer |
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Exhibit No.
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Description
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| (a)(1)(A) | | | Offer to Purchase, dated December 15, 2017. | |
| (a)(1)(B) | | | Form of Letter of Transmittal. | |
| (a)(5) | | | Press Release, dated December 15, 2017, incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K, filed on December 15, 2017. | |
| (d)(1) | | | Indenture (including form of 5.25% Convertible Senior Note due 2018), dated September 17, 2013, relating to the 5.25% Convertible Senior Notes due 2018, by and between the Company and U.S. Bank National Association, as trustee (filed as Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on September 18, 2013), and incorporated herein by reference. | |
| (g) | | | Not applicable. | |
| (h) | | | Not applicable. | |