Ikuo Fukuchi, Head of Legal
TDK Corporation
Shibaura Renasite Tower
3-9-1 Shibaura, Minato-ku
Tokyo 108-0023, Japan
81-3-6852-7101
|
Ken Siegel, Esq.
Ivan Smallwood, Esq.
Morrison & Foerster LLP
1-5-1 Marunouchi, Chiyoda-ku
Tokyo 100-6529, Japan
81-3-3214-6522
|
CUSIP No.
|
45245A107
|
1.
|
Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only)
TDK CORPORATION/98-0208363
|
||||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
||||||
(a) o
|
|||||||
(b) o
|
|||||||
3.
|
SEC Use Only
|
||||||
4.
|
Source of Funds (See Instructions)
|
||||||
OO
|
|||||||
5.
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
||||||
Not applicable.
|
|||||||
6.
|
Citizenship or Place of Organization
|
||||||
Japan
|
|||||||
7.
|
Sole Voting Power
|
||||||
915,000 shares
|
|||||||
Number of
|
8.
|
Shared Voting Power
|
|||||
Shares
|
|||||||
Beneficially
|
0 shares
|
||||||
Owned by Each
|
|||||||
Reporting
|
9.
|
Sole Dispositive Power
|
|||||
Person With
|
|||||||
|
915,000 shares
|
||||||
|
10.
|
Shared Dispositive Power
|
|||||
0 shares
|
|||||||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
||||||
915,000 shares
|
|||||||
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
||||||
Not applicable.
|
|||||||
13.
|
Percent of Class Represented by Amount in Row (11)
|
||||||
2.6%
|
|||||||
14.
|
Type of Reporting Person (See Instructions)
|
||||||
CO |
CUSIP No.
|
45245A107
|
1.
|
Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only)
TDK U.S.A. CORPORATION/95-3304247
|
||||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
||||||
(a) o
|
|||||||
(b) o
|
|||||||
3.
|
SEC Use Only
|
||||||
4.
|
Source of Funds (See Instructions)
|
||||||
OO | |||||||
5.
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
||||||
Not applicable.
|
|||||||
6.
|
Citizenship or Place of Organization
|
||||||
New York, USA | |||||||
7.
|
Sole Voting Power
|
||||||
|
0 shares
|
||||||
Number of
|
8.
|
Shared Voting Power
|
|||||
Shares
|
|||||||
Beneficially
|
0 shares
|
||||||
Owned by Each
|
|||||||
Reporting
|
9.
|
Sole Dispositive Power
|
|||||
Person With
|
|||||||
|
0 shares
|
||||||
|
10.
|
Shared Dispositive Power
|
|||||
0 shares
|
|||||||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
||||||
915,000 shares
|
|||||||
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
||||||
Not applicable. | |||||||
13.
|
Percent of Class Represented by Amount in Row (11)
|
||||||
2.6%
|
|||||||
14.
|
Type of Reporting Person (See Instructions)
|
||||||
CO |
CUSIP No.
|
45245A107
|
1.
|
Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only)
TDK EUROPE S.A./00-0000000
|
||||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
||||||
(a) o
|
|||||||
(b) o
|
|||||||
3.
|
SEC Use Only
|
||||||
4.
|
Source of Funds (See Instructions)
|
||||||
OO | |||||||
5.
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
||||||
Not applicable.
|
|||||||
6.
|
Citizenship or Place of Organization
|
||||||
LUXEMBOURG
|
|||||||
7.
|
Sole Voting Power
|
||||||
0 shares
|
|||||||
Number of
|
8.
|
Shared Voting Power
|
|||||
Shares
|
|||||||
Beneficially
|
0 shares
|
||||||
Owned by Each
|
|||||||
Reporting
|
9.
|
Sole Dispositive Power
|
|||||
Person With
|
|||||||
|
0 shares
|
||||||
|
10.
|
Shared Dispositive Power
|
|||||
0 shares
|
|||||||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
||||||
915,000 shares
|
|||||||
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
||||||
Not applicable.
|
|||||||
13.
|
Percent of Class Represented by Amount in Row (11)
|
||||||
2.6%
|
|||||||
14.
|
Type of Reporting Person (See Instructions)
|
||||||
CO |
CUSIP No.
|
45245A107
|
1.
|
Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only)
TDK HONGKONG COMPANY LIMITED/00-0000000
|
||||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
||||||
(a) o
|
|||||||
(b) o
|
|||||||
3.
|
SEC Use Only
|
||||||
4.
|
Source of Funds (See Instructions)
|
||||||
OO | |||||||
5.
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
||||||
Not applicable.
|
|||||||
6.
|
Citizenship or Place of Organization
|
||||||
HONG KONG | |||||||
7.
|
Sole Voting Power
|
||||||
0 shares
|
|||||||
Number of
|
8.
|
Shared Voting Power
|
|||||
Shares
|
|||||||
Beneficially
|
0 shares
|
||||||
Owned by Each
|
|||||||
Reporting
|
9.
|
Sole Dispositive Power
|
|||||
Person With
|
|||||||
|
0 shares
|
||||||
|
10.
|
Shared Dispositive Power
|
|||||
0 shares
|
|||||||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
||||||
915,000 shares
|
|||||||
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
||||||
Not applicable. | |||||||
13.
|
Percent of Class Represented by Amount in Row (11)
|
||||||
2.6%
|
|||||||
14.
|
Type of Reporting Person (See Instructions)
|
||||||
CO |
CUSIP No.
|
45245A107
|
1.
|
Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only)
TDK SINGAPORE (PRIVATE) LIMITED/00-0000000
|
||||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
||||||
(a) o
|
|||||||
(b) o
|
|||||||
3.
|
SEC Use Only
|
||||||
4.
|
Source of Funds (See Instructions)
|
||||||
OO | |||||||
5.
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
||||||
Not applicable.
|
|||||||
6.
|
Citizenship or Place of Organization
|
||||||
SINGAPORE | |||||||
7.
|
Sole Voting Power
|
||||||
0 shares
|
|||||||
Number of
|
8.
|
Shared Voting Power
|
|||||
Shares
|
|||||||
Beneficially
|
0 shares
|
||||||
Owned by Each
|
|||||||
Reporting
|
9.
|
Sole Dispositive Power
|
|||||
Person With
|
|||||||
|
0 shares
|
||||||
|
10.
|
Shared Dispositive Power
|
|||||
0 shares
|
|||||||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
||||||
915,000 shares
|
|||||||
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
||||||
Not applicable. | |||||||
13.
|
Percent of Class Represented by Amount in Row (11)
|
||||||
2.6%
|
|||||||
14.
|
Type of Reporting Person (See Instructions)
|
||||||
CO |
|
Signature
|
By:
|
/s/ Takehiro Kamigama
|
||
Name:
|
Takehiro Kamigama
|
||
Title :
|
President & CEO
|
By:
|
/s/ Francis J. Sweeney Jr.
|
||
Name:
|
Francis J. Sweeney Jr.
|
||
Title:
|
President & CEO
|
By:
|
/s/ Tetsuji Yamanishi
|
||
Name:
|
Tetsuji Yamanishi
|
||
Title:
|
President
|
By:
|
/s/ Motoi Kumagai
|
||
Name:
|
Motoi Kumagai
|
||
Title:
|
President & CEO
|
By:
|
/s/ Kiyoshi Takimura
|
||
Name:
|
Kiyoshi Takimura
|
||
Title:
|
Managing Director
|