CFTC sues Chicago broker for trade violations, lax supervision
October 09, 2014 at 17:03 PM EDT
CHICAGO, Oct 9 (Reuters) - The compliance officer of a futures brokerage that was a top player in a market on the Chicago Board of Trade floor never reviewed company policies on floor operations or oversaw activities related to the trading floor, U.S. regulators said on Thursday in a lawsuit charging the firm with violations.