Are Regulators Forcing You to Become an RIA?
October 14, 2017 at 07:00 AM EDT
By Jason Pucinak via Iris.xyz For many advisors, the slow-motion action on the Department of Labor/fiduciary rule has led them to take a serious look at their business models. With regulators moving the industry inexorably toward strict rules on commission-based business, advisors are considering...