SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
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SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 6) |
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ENGELHARD CORPORATION (Name of Subject Company) |
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IRON ACQUISITION CORPORATION an indirect wholly owned subsidiary of |
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BASF AKTIENGESELLSCHAFT (Names of Filing PersonsOfferor) |
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Common Stock, Par Value $1.00 Per Share (Title of Class of Securities) |
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292845104 (CUSIP Number of Class of Securities) |
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Hans-Ulrich Engel Iron Acquisition Corporation 100 Campus Drive Florham Park, NJ 07932 (973) 245-6000 (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications on Behalf of Filing Persons) |
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Copy to:
Dr. Joerg Buchmueller BASF Aktiengesellschaft 67056 Ludwigshafen Germany (+49 621) 604-8230 |
Peter D. Lyons, Esq. Clare O'Brien, Esq. Shearman & Sterling LLP 599 Lexington Avenue New York, New York 10022 (212) 848-4000 |
CALCULATION OF REGISTRATION FEE CHART
Transaction Valuation* | Amount of Filing Fee** | |
$4,840,441,343.00 | $517,927.22 | |
Amount Previously Paid: | $517,927.22 | Filing Party: | Iron Acquisition Corporation | |||
Form or Registration No.: | Schedule TO | Date Filed: | January 9, 2006 |
Check
the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
Check the appropriate boxes to designate any transactions to which the statement relates:
Check the following box if the filing is a final amendment reporting the results of the tender offer:
This Amendment No. 6 (this "Amendment") amends and supplements the Tender Offer Statement on Schedule TO filed on January 9, 2006, as amended by Amendments No. 1, 2, 3, 4, and 5 (as so amended, the "Schedule TO") by Iron Acquisition Corporation, a Delaware corporation ("Purchaser") and an indirect wholly-owned subsidiary of BASF Aktiengesellschaft, a stock corporation organized under the laws of the Federal Republic of Germany ("Parent"). The Schedule TO relates to the offer by Purchaser to purchase all the issued and outstanding shares of common stock, par value $1.00 per share (the "Common Stock"), of Engelhard Corporation, a Delaware corporation (the "Company"), and the associated Series A Junior Participating Preferred Stock purchase rights (the "Rights," and together with the Common Stock, the "Shares") issued pursuant to the Rights Agreement, dated as of October 1, 1998, between the Company and ChaseMellon Shareholder Services, L.L.C., as Rights Agent (the "Rights Agreement"), for $37.00 per Share, net to the seller in cash (subject to applicable withholding taxes), without interest, upon the terms and subject to the conditions set forth in the Offer to Purchase dated January 9, 2006 (the "Offer to Purchase"). Except as specifically provided herein, this Amendment does not modify any of the information previously reported on the Schedule TO.
Item 3. Identity and Background of Filing Person.
Item 3 of the Schedule TO is hereby amended and supplemented by the following:
Part 2 of Schedule IDirectors and Officers of Purchaserof the Offer to Purchase is hereby amended and supplemented as follows:
The "Present Principal Occupation or Employment; Material Positions Held During the Past Five Years and Business Addresses Thereof" with respect to Hans-Ulrich Engel is amended to read:
"President of Iron Acquisition Corporation, since 2005; Executive Vice President of BASF Corporation, since February 2006; Executive Vice President and CFO of BASF Corporation from 2000 through January 2006."
Part 2 of Schedule IDirectors and Officers of Purchaserof the Offer to Purchase is hereby amended and supplemented to include the following at the end thereof:
Name, Citizenship and Current Business Address |
Present Principal Occupation or Employment; Material Positions Held During the Past Five Years and Business Addresses Thereof |
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David Stryker | Vice President of Iron Acquisition Corporation, since 2006; Senior Vice President, General Counsel and Secretary of BASF Corporation, since 2004; Associate General Counsel, Siemens Corporation, from 1994-2004 (153 East 53rd Street, Suite 5600, New York, NY 10022). |
Item 4. Terms of the Transaction.
Item 4 of the Schedule TO is hereby amended and supplemented as follows:
Section 1Terms of the Offer; Expiration Dateof the Offer to Purchase is hereby amended and supplemented as follows:
The following is hereby added to the end of the first paragraph of Section 1 of the Offer to Purchase:
"On February 6, 2006, Parent and Purchaser announced that they had extended the Expiration Date of the Offer to 5:00 p.m., New York City time, on Friday, March 3, 2006. The Offer had previously been scheduled to expire at 12:00 midnight, New York City time, on Monday, February 6, 2006. As of the 5:00 p.m., New York City time, on February 3, 2006, a total of 54,896 Shares had been tendered and not withdrawn from the Offer."
The press release issued by Parent announcing the extension of the Offer is attached hereto as Exhibit (a)(16).
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Item 11. Additional Information.
Item 11 of the Schedule TO is hereby amended and supplemented as follows:
Section 15Certain Legal Matters and Regulatory Approvalsof the Offer to Purchase is hereby amended and supplemented as follows:
The following sentence is hereby added to the end of the sixth paragraph of Section 15 of the Offer to Purchase:
"The waiting period under the HSR Act expired at 11:59 p.m., New York City time, on February 3, 2006, satisfying the HSR Condition to the Offer."
Item 12. Material to Be Filed as Exhibits.
Item 12 of the Schedule TO is hereby amended and restated as follows:
(a)(1) | Offer to Purchase dated January 9, 2006.* | |
(a)(2) | Form of Letter of Transmittal.* | |
(a)(3) | Form of Notice of Guaranteed Delivery.* | |
(a)(4) | Form of Letter from Lehman Brothers Inc. to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.* | |
(a)(5) | Form of Letter to Clients.* | |
(a)(6) | Form of Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9.* | |
(a)(7) | Summary Advertisement as published in The Wall Street Journal on January 9, 2006.* | |
(a)(8) | Press Release issued by Parent on January 9, 2006.* | |
(a)(9) | Press Release issued by Parent on January 3, 2006.* | |
(a)(10) | Analyst presentation, dated January 3, 2006.* | |
(a)(11) | Text of email to U.S. employees of BASF Aktiengesellschaft, dated January 3, 2006.* | |
(a)(12) | Transcript of Conference Call, dated January 3, 2006.* | |
(a)(13) | Transcript of Interview with Dr. Kurt Bock.* | |
(a)(14) | Press Release issued by Parent on January 24, 2006.* | |
(a)(15) | Press Release issued by Parent on January 27, 2006.* | |
(a)(16) | Press Release issued by Parent on February 6, 2006. | |
(b) | None. | |
(d) | None. | |
(g) | None. | |
(h) | None. |
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After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 6, 2006
IRON ACQUISITION CORPORATION | ||||
By: |
/s/ HANS-ULRICH ENGEL Name: Hans-Ulrich Engel Title: President |
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After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 6, 2006
BASF AKTIENGESELLSCHAFT |
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By: |
/s/ DR. JUERGEN HAMBRECHT Dr. Juergen Hambrecht Name: Dr. Juergen Hambrecht Title: Chairman of the Board of Executive Directors |
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By: |
/s/ DR. KURT BOCK Name: Dr. Kurt Bock Title: Member of the Board of Executive Directors |
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Exhibit No. |
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(a)(1) | Offer to Purchase dated January 9, 2006.* | |
(a)(2) |
Form of Letter of Transmittal.* |
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(a)(3) |
Form of Notice of Guaranteed Delivery.* |
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(a)(4) |
Form of Letter from Lehman Brothers Inc. to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.* |
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(a)(5) |
Form of Letter to Clients.* |
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(a)(6) |
Form of Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9.* |
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(a)(7) |
Summary Advertisement as published in The Wall Street Journal on January 9, 2006.* |
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(a)(8) |
Press Release issued by Parent on January 9, 2006.* |
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(a)(9) |
Press Release issued by Parent on January 3, 2006.* |
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(a)(10) |
Analyst presentation, dated January 3, 2006.* |
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(a)(11) |
Text of email to U.S. employees of BASF Aktiengesellschaft, dated January 3, 2006.* |
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(a)(12) |
Transcript of Conference Call, dated January 3, 2006.* |
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(a)(13) |
Transcript of Interview with Dr. Kurt Bock.* |
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(a)(14) |
Press Release issued by Parent on January 24, 2006.* |
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(a)(15) |
Press Release issued by Parent on January 27, 2006.* |
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(a)(16) |
Press Release issued by Parent on February 6, 2006. |
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(b) |
None. |
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(d) |
None. |
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(g) |
None. |
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(h) |
None. |