SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
June 19, 2013
Evolving Systems, Inc.
(Exact name of registrant as specified in its charter)
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Delaware |
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0-24081 |
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84-1010843 |
9777 Pyramid Court, Suite 100, Englewood, Colorado 80112
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (303) 802-1000
Not applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders
Evolving Systems held its Annual Meeting of Stockholders on June 19, 2013 (“Annual Meeting”) at the Company’s headquarters in Englewood, Colorado. The Company is providing the following information regarding the results of the matters voted on by stockholders at the Annual Meeting.
Thaddeus Dupper, David J. Nicol, David S. Oros, Richard R. Ramlall, and John B. Spirtos were elected to the Board of Directors. The stockholders also approved the amendment to the Company’s 2007 Stock Incentive Plan; approved, on a non-binding, advisory basis, the compensation paid to our named executive officers; approved holding an advisory vote on executive compensation every two (2) years; and ratified the Board of Directors’ appointment of Friedman LLP as the Company’s independent registered public accounting firm for the year ended December 31, 2013.
The final voting results on these matters were as follows:
1. Election of Directors
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Name |
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Votes For |
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Votes Withheld |
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Percentage For |
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Thaddeus Dupper |
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7,696,281 |
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13,475 |
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75.30 |
% |
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David J. Nicol |
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7,679,496 |
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30,260 |
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75.14 |
% |
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David S. Oros |
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7,690,374 |
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19,382 |
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75.24 |
% |
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Richard R. Ramlall |
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7,689,474 |
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20,282 |
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75.24 |
% |
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John B. Spirtos |
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7,690,013 |
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19,743 |
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75.24 |
% |
2. Amendment of 2007 Stock Incentive Plan.
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Votes For |
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Votes Against |
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Votes Abstain |
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Broker Non-Vote |
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Percentage For |
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7,567,273 |
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138,602 |
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0 |
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2,517,327 |
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74.04 |
% |
3. Advisory Vote on Executive Compensation.
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Votes For |
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Votes Against |
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Votes Abstain |
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Broker Non-Vote |
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Percentage For |
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7,648,760 |
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51,571 |
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0 |
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2,517,328 |
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74.84 |
% |
4. Advisory Vote on the Frequency of the Advisory Vote on Executive Compensation.
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Every 1 Year |
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Every 2 Years |
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Every 3 Years |
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Broker Non-Vote |
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Percentage For |
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1,892,012 |
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5,437,730 |
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348,548 |
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2,517,364 |
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53.20 |
% |
5. Ratification of the selection of Friedman LLP as our independent registered public accounting firm to audit the consolidated financial statements of Evolving Systems for its fiscal year ending December 31, 2013.
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Votes For |
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Votes Against |
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Votes Abstained |
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Broker Non-Vote |
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Percentage For |
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10,168,282 |
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52,325 |
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6,475 |
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0.00 |
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99.49 |
% |
Item 8.01 Other Events
On June 21, 2013, the Company granted to each of its non-employee board members 3,500 shares of common stock of the Company, at the closing market price of $6.63. Non-employee board members who have served on the Board for at least six (6) months are awarded an annual stock option grant of common shares on or about the date of the Company’s Annual Meeting of Stockholders.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Dated: June 24, 2013 |
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Evolving Systems, Inc. | |
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By: |
/s/ DANIEL J. MOORHEAD |
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Daniel J. Moorhead |
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Vice President, Finance & Administration |