UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A Convertible Stock | Â (1) | Â (1) | Common Stock | 61,693 | $ (1) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Jane Eleanor Broady 2012 Irrevocable Trust 751 CANYON DRIVE, SUITE 100 COPPELL, TX 75019 |
 |  X |  |  |
Steinbrunner Magdalena 751 CANYON DRIVE, SUITE 100 COPPELL, TX 75019 |
 |  X |  |  |
Broady George Vincent 751 CANYON DRIVE, SUITE 100 COPPELL, TX 75019 |
 |  X |  |  |
Broady John Marvin 751 CANYON DRIVE, SUITE 100 COPPELL, TX 75019 |
 |  X |  |  |
/s/ Magdalena Steinbrunner, as Trustee | 02/22/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Series A Convertible Preferred Stock convertible into NHTC Common Stock on a 1-for-1 basis; the Series A Convertible Preferred Stock has no expiration date. The Series A Convertible Preferred Stock is subject to mandatory conversion if the average closing price of NHTC Common Stock over a consecutive 6-month period equals or exceeds $10.00 per share. |
 Remarks: Magdalena Steinbrunner, Geoge Vincent Broady and John Marvin Broady are filing in their capacities of trustees of The Jane Eleanor Broady 2012 Irrevocable Trust, but their filing obligation terminated as of August 2015. |