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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Director Stock Options (Right to Buy) | $ 11 | 08/18/2009 | A | 335,797 | 08/18/2009 | 04/01/2010 | Common Stock | 335,797 | $ 0 (7) | 335,797 | D | ||||
| Director Stock Options (Right to Buy) | $ 32.66 | 08/18/2009 | A | 213,285 | 08/18/2009 | 05/14/2013 | Common Stock | 213,285 | $ 0 (8) | 213,285 | D | ||||
| Director Stock Options (Right to Buy) | $ 46.4 | 08/18/2009 | A | 210,600 | 08/18/2009 | 05/14/2014 | Common Stock | 210,600 | $ 0 (9) | 210,600 | D | ||||
| Director Stock Options (Right to Buy) | $ 58.84 | 08/18/2009 | A | 210,600 | 08/18/2009 | 08/18/2012 | Common Stock | 210,600 | $ 0 (10) | 210,600 | D | ||||
| Director Stock Options (Right to Buy) | $ 55.9 | 08/18/2009 | A | 258,158 | 08/18/2009 | 08/18/2012 | Common Stock | 258,158 | $ 0 (11) | 258,158 | D | ||||
| Director Stock Options (Right to Buy) | $ 46.7 | 08/18/2009 | A | 88,049 | 08/18/2009 | 08/18/2012 | Common Stock | 88,049 | $ 0 (12) | 88,049 | D | ||||
| Director Stock Options (Right to Buy) | $ 22.65 | 08/18/2009 | A | 246,522 | 08/18/2009 | 08/18/2012 | Common Stock | 246,522 | $ 0 (13) | 246,522 | D | ||||
| Director Stock Options (Right to Buy) | $ 12.335 | 08/18/2009 | A | 650,000 | 08/18/2010(14) | 08/18/2019 | Common Stock | 650,000 | $ 0 | 650,000 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| ELLER TIMOTHY R 2728 N. HARWOOD DALLAS, TX 57254 |
X | |||
| /s/ Jan M. Klym, attorney-in-fact for Mr. Eller | 08/20/2009 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Received pursuant to an Agreement and Plan of Merger dated as of April 7, 2009 between Centex Corporation and Pulte Homes, Inc. ("Merger Agreement") in exchange for 897,613 shares of Centex common stock owned directly. |
| (2) | Received pursuant to the Merger Agreement in exchange for 164,800 shares of Centex common stock owned indirectly. |
| (3) | These shares are owned directly by Granite Springs, Ltd., a limited partnership. The reporting person is a general partner of such partnership. |
| (4) | Received pursuant to Merger Agreement in exchange for an estimated 12,888 shares of Centex common stock indirectly owned. |
| (5) | On the merger effective date, the closing price of Pulte Homes, Inc. common stock was $12.33 per share. |
| (6) | These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. |
| (7) | Received in the Merger in exchange for an employee stock option to acquire 344,408 shares of Centex Corporation common stock for $10.7156. |
| (8) | Received in the Merger in exchange for an employee stock option to acquire 218,754 shares of Centex Corporation common stock for $31.8364. |
| (9) | Received in the Merger in exchange for an employee stock option to acquire 216,000 shares of Centex Corporation common stock for $45.24. |
| (10) | Received in the Merger in exchange for an employee stock option to acquire 216,000 shares of Centex Corporation common stock for $57.36. |
| (11) | Received in the Merger in exchange for an employee stock option to acquire 264,778 shares of Centex Corporation common stock for $54.50. |
| (12) | Received in the Merger in exchange for an employee stock option to acquire 90,307 shares of Centex Corporation common stock for $45.53. |
| (13) | Received in the Merger in exchange for an employee stock option to acquire 252,844 shares of Centex Corporation common stock for $22.08. |
| (14) | These options vest 50% on both 8/18/2010 and 8/18/2011. |