Red Hat, Inc.

Filed Pursuant to Rule 424(b)(3)

Registration No. 333-115389

PROSPECTUS SUPPLEMENT NO. 4

(To Prospectus dated August 16, 2004)

 

 

 

 

 

LOGO

 

RED HAT, INC.

 

$600,000,000 Principal Amount of 0.50% Convertible Senior Debentures due 2024 and

 

23,445,180 shares of common stock

 

 

This prospectus supplement supplements the prospectus dated August 16, 2004 of Red Hat, Inc. relating to the resale from time to time by selling securityholders of our 0.50% Convertible Senior Debentures due 2024 and shares of Red Hat, Inc. common stock issuable upon conversion of the debentures. This prospectus supplement should be read in conjunction with the prospectus. Capitalized terms used and not defined in this prospectus supplement have the meaning given to them in the prospectus.

 

 

Investing in the debentures or our common stock involves a high degree of risk. See “Risk Factors” beginning on page 6 of the prospectus.

 

 

Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or determined if this prospectus supplement is truthful or complete. Any representation to the contrary is a criminal offense.

 

The date of this prospectus supplement is February 10, 2005.

The sections of the prospectus entitled “Selling Securityholders” and “Voting/Investment Control Table” on pages 18-29 of the prospectus are amended and restated in their entirety to read as follows:

 

SELLING SECURITYHOLDERS

 

We issued the debentures covered by this prospectus in a private placement on January 12, 2004. The debentures were resold by the initial purchaser to qualified institutional buyers under Rule 144A under the Securities Act. Selling securityholders, including their transferees, pledgees, donees or their successors, may offer and sell the debentures and the shares of our common stock into which the debentures are convertible pursuant to this prospectus.

 

The following table sets forth certain information about the selling securityholders and the principal amount of debentures and the shares of our common stock into which the debentures are convertible beneficially owned by each selling securityholder that may be offered pursuant to this prospectus. The information is based solely on information provided by or on behalf of the following selling securityholders to us in a questionnaire and is as of the date specified by the securityholders in those questionnaires.

 

Full Legal Name of Selling

Securityholder

  

Principal Amount

of Debentures

Beneficially Owned

That May Be

Sold (1)

  

Shares of Red Hat

Common Stock

Beneficially Owned

Upon Conversion

of the

Debentures (1)

  

Debentures Owned

After Completion

of the

Offering (2)

  

Shares of Red Hat

Common Stock

Owned After

Completion

of the

Offering (2)

Alexian Brothers Medical Center

   $ 260,000   10,159   —     —  

Allstate Insurance Company(3)

     2,000,000   78,150   —     —  

Aloha Airlines Non-Pilots Pension Trust

     125,000   4,884   —     —  

Aloha Pilots Retirement Trust

     65,000   2,539   —     —  

Amaranth LLC(3)

     15,000,000   586,129   —     —  

Arbitex Master Fund L.P.(3)

     15,200,000   593,944   —     —  

Aristeia International Limited

     1,492,000   58,300   —     —  

Aristeia Trading LLC(4)

     278,000   10,862   —     —  

Arkansas PERS

     700,000   27,352   —     —  

Arkansas Teacher Retirement

     3,820,000   149,267   —     —  

AstraZeneca Holdings Pension

     205,000   8,010   —     —  

Baptist Health of South Florida

     455,000   17,779   —     —  

Barclays Global Investors Diversified Alpha Plus Funds

     1,069,000   41,771   —     —  

B.C. McCabe Foundation

     150,000   5,861   —     —  

BNP Paribas Arbitrage(3)

     7,000,000   273,527   —     —  

BP Amoco PLC Master Trust

     1,202,000   46,968   —     —  

BTOP Multi-Strategy Master Portfolio Ltd.

     8,000,000   312,602   —     —  

C & H Sugar Company Inc.

     150,000   5,861   —     —  

Canyon Capital Arbitrage Master Fund, Ltd.(3)

     14,250,000   556,823   —     —  

Canyon Value Realization Fund, L.P.(3)

     7,125,000   278,411   —     —  

Canyon Value Realization Fund (Cayman), Ltd.(3)

     19,475,000   760,991   —     —  

Canyon Value Realization MAC 18, Ltd. (RMF)(3)

     2,850,000   111,364   —     —  

Cheyne Fund L.P.

     5,408,000   211,319   —     —  

 

- 2 -

Full Legal Name of Selling

Securityholder

  

Principal Amount

of Debentures

Beneficially Owned

That May Be

Sold (1)

  

Shares of Red Hat

Common Stock

Beneficially Owned

Upon Conversion

of the

Debentures (1)

  

Debentures Owned

After Completion

of the

Offering (2)

  

Shares of Red Hat

Common Stock

Owned After

Completion

of the

Offering (2)

Cheyne Leveraged Fund L.P.

   $ 3,908,000   152,706   —     —  

CIP Limited Duration Company

     120,000   4,689   —     —  

Citadel Credit Trading Ltd.(3)

     6,604,000   258,053   —     —  

Citadel Equity Fund Ltd.(3)

     75,946,000   2,967,612   —     —  

Citigroup Global Markets Inc.(4)

     1,750,000   68,381   —     —  

CNH CA Master Account, L.P.

     4,000,000   156,301   —     —  

Commissioners of the Land Office

     1,625,000   63,497   —     —  

Concordia Mac29 Limited

     500,000   19,537   —     —  

Concordia Partners L.P.

     2,000,000   78,150        

Credit Suisse First Boston LLC(4)

     515,000   20,123   —     —  

CS Alternative Strategy Ltd.

     64,000   2,500   —     —  

DaimlerChrysler Corp. Emp. #1 Pension Plan, dtd. 4/1/89

     1,804,000   70,491   —     —  

DBAG London(3)

     8,019,000   313,344   —     —  

Delaware PERS

     400,000   15,630   —     —  

D.E. Shaw Investment Group, L.L.C.(3)

     1,500,000   58,612   —     —  

D.E. Shaw Valence Portfolios,
L.L.C.(3)

     8,500,000   332,140   —     —  

Deutsche Bank Securities Inc.(4)

     1,850,000   72,289   —     —  

DKR SoundShore Opportunity Holding Fund Ltd.

     4,000,000   156,301   —     —  

DKR SoundShore Strategic Holding Fund Ltd.

     2,000,000   78,150   —     —  

Dodeca Fund, L.P.

     1,925,000   75,219   —     —  

Engineers Joint Pension Fund

     305,000   11,917   —     —  

Family Service Life Insurance Co.(3)

     100,000   3,907   —     —  

Fidelity Contrafund(3)

     10,094,000   394,426   —     —  

Fidelity Financial Trust: Fidelity Convertible Securities Fund(3)

     11,368,000   444,208   —     —  

Fidelity Trend Fund(3)

     243,000   9,495   —     —  

Fore Convertible Master Fund Ltd.

     2,747,000   107,339   —     —  

Fore Plan Asset Fund Ltd.

     247,000   9,651   —     —  

Forest Fulcrum Fund L.P.(4)

     1,437,000   56,151   —     —  

Forest Global Convertible Fund, Ltd., Class A-5

     6,010,000   234,842   —     —  

Forest Multi-Strategy Master Fund SPC, on behalf of its Multi-Strategy Segregated Portfolio

     2,088,000   81,589   —     —  

Franklin and Marshall College

     107,000   4,181   —     —  

Froley Revy Investment Convertible Security Fund

     55,000   2,149   —     —  

FrontPoint Convertible Arbitrage Fund, L.P.

     3,500,000   136,763   —     —  

Global Bermuda Limited Partnership

     5,100,000   199,284   —     —  

Goldman Sachs & Company(4)

     5,000,000   195,376   —     —  

Grace Brothers, Ltd.(4)

     2,000,000   78,150   —     —  

Grace Convertible Arbitrage Fund, Ltd.(3)

     3,500,000   136,763   —     —  

Guardian Life Insurance Co. of America(3)

     5,500,000   214,914   —     —  

Guardian Pension Trust(3)

     400,000   15,630   —     —  

 

- 3 -

Full Legal Name of Selling

Securityholder

  

Principal Amount

of Debentures

Beneficially Owned

That May Be

Sold (1)

  

Shares of Red Hat

Common Stock

Beneficially Owned

Upon Conversion

of the

Debentures (1)

  

Debentures Owned

After Completion

of the

Offering (2)

  

Shares of Red Hat

Common Stock

Owned After

Completion

of the

Offering (2)

Guggenheim Portfolio Company VIII (Cayman), Ltd.(3)

   $ 432,000   16,880   —     —  

Guggenheim Portfolio Co. XV, LLC

     2,000,000   78,150   —     —  

Hawaiian Airlines Employees Pension Plan-IAM

     40,000   1,563   —     —  

Hawaiian Airlines Pension Plan for Salaried Employees

     5,000   195   —     —  

Hawaiian Airlines Pilots Retirement Plan

     115,000   4,493   —     —  

HFR CA Global Opportunity Master Trust

     847,000   33,096   —     —  

HFR RVA Select Performance Master Trust

     325,000   12,699   —     —  

Hotel Union & Hotel Industry of Hawaii Pension Plan

     429,000   16,763   —     —  

ICI American Holdings Trust

     150,000   5,861   —     —  

Inflective Convertible Opportunity Fund I, L.P.

     75,000   2,930   —     —  

Innovest Finanzdienstle

     1,295,000   50,602   —     —  

Institutional Benchmarks Master Fund Ltd.

     1,623,000   63,419   —     —  

Intl. Truck & Engine Corp Retirement Plan for Salaried Employee's Trust

     1,625,000   63,497   —     —  

Intl. Truck & Engine Corp Non Contributory Retirement Plan Trust

     975,000   38,098   —     —  

Jefferies & Company Inc.(4)

     5,000   195   —     —  

Jefferies Umbrella Fund US Convertible Bonds

     100,000   3,907   —     —  

JMG Capital Partners, L.P.

     4,850,000   189,515   —     —  

JMG Triton Offshore Fund, Ltd.

     4,850,000   189,515   —     —  

JP Morgan Securities Inc.(4)

     964,000   37,668   —     —  

KBC Convertible MAC28 Fund

     1,800,000   70,335   —     —  

KBC Convertible Opportunities Fund

     11,600,000   453,273   —     —  

KBC Financial Products USA Inc.

     475,000   18,560   —     —  

KBC Multi-Strategy Arbitrage Fund

     5,600,000   218,821   —     —  

KeySpan Foundation

     75,000   2,930   —     —  

KeySpan Insurance Company

     125,000   4,884   —     —  

Lakeshore International, Ltd.

     20,400,000   797,136   —     —  

LDG Limited

     128,000   5,001   —     —  

Lehman Brothers, Inc.(4)

     3,000,000   117,225   —     —  

Lexington Vantage Fund c/o TQA Investors, L.L.C.

     32,000   1,250   —     —  

LLT Limited

     566,000   22,116   —     —  

Lord Abbett Investment Trust—LA Convertible Fund

     2,675,000   104,526   —     —  

Louisiana CCRF

     80,000   3,126   —     —  

Lyxor/Forest Fund Ltd.

     3,060,000   119,570   —     —  

Lyxor Master Fund(3)

     300,000   11,722   —     —  

Lyxor/Concordia Convertible Arbitrage Fund

     500,000   19,537   —     —  

Man Convertible Bond Master Fund, Ltd.

     9,393,000   367,034   —     —  

Man Mac I Limited

     1,074,000   41,966   —     —  

 

- 4 -

Full Legal Name of Selling

Securityholder

  

Principal Amount

of Debentures

Beneficially Owned

That May Be

Sold (1)

  

Shares of Red Hat

Common Stock

Beneficially Owned

Upon Conversion

of the

Debentures (1)

  

Debentures Owned

After Completion

of the

Offering (2)

  

Shares of Red Hat

Common Stock

Owned After

Completion

of the

Offering (2)

McMahan Securities Co. L.P.(4)

   $ 500,000   19,537   —     —  

Melody IAM Fund

     1,000,000   39,075   —     —  

MLQA Convertible Securities Arbitrage Ltd.

     5,000,000   195,376   —     —  

Morgan Stanley Convertible Securities Trust(3)

     2,200,000   85,965   —     —  

MSD TCB, L.P.

     99,500,000   3,887,992   —     —  

National Fuel & Gas Company Retirement Plan

     575,000   22,468   —     —  

Nicholas-Applegate Capital Management Convertible Mutual Fund

     525,000   20,514   —     —  

OCLC Online Computer Library Center Inc.

     20,000   781   —     —  

Oppenheimer Convertible Securities Fund(3)

     4,000,000   156,301   —     —  

Oxford, Lord Abbett & Co.

     1,775,000   69,358   —     —  

Piper Jaffray Companies(4)

     10,000,000   390,753   —     —  

Polygon Global Opportunities Master Fund

     14,000,000   547,054   —     —  

Prudential Insurance Co. of America(3)

     40,000   1,563   —     —  

QVT Fund LP

     11,081,000   432,993   —     —  

Ramius Capital Group(3)

     1,000,000   39,075   —     —  

Ramius Master Fund, Ltd.(3)

     2,000,000   78,150   —     —  

RCG Latitude Master Fund, Ltd.(3)

     7,000,000   273,527   —     —  

RCG Multi Strategy Master Fund, Ltd.(3)

     3,000,000   117,225   —     —  

S.A.C. Arbitrage Fund, LLC

     12,500,000   488,441   —     —  

San Diego City Retirement

     665,000   25,985   —     —  

San Diego County Convertible

     1,400,000   54,705   —     —  

Satellite Asset Management, L.P.

     12,500,000   488,441   —     —  

SG Cowen Securities Corp.(4)

     5,000,000   195,376   —     —  

Sphinx Convertible Arbitrage SPC

     977,000   38,176   —     —  

Sphinx Convertible Arb Fund SPC

     620,000   24,226   —     —  

Sphinx Fund c/o TQA Investors, L.L.C.

     80,000   3,126   —     —  

SSI Blended Market Neutral L.P.

     724,000   28,290   —     —  

SSI Hedged Convertible Market Neutral L.P.

     1,003,000   39,192   —     —  

St. Thomas Trading, Ltd.(3)

     15,607,000   609,848   —     —  

State of Oregon/Equity

     2,050,000   80,104   —     —  

State of Oregon/SAIF Corporation

     3,000,000   117,225   —     —  

State Street Bank Custodian for GE Pension Trust

     724,000   28,290   —     —  

Syngenta AG

     115,000   4,493   —     —  

The Consulting Group Capital Markets Fund

     173,000   6,760   —     —  

Total Fina Elf Finance USA, Inc.

     325,000   12,699   —     —  

TQA Master Fund, Ltd.

     1,249,000   48,805   —     —  

TQA Master Plus Fund, Ltd.

     1,908,000   74,555   —     —  

 

- 5 -

Full Legal Name of Selling

Securityholder

  

Principal Amount

of Debentures

Beneficially Owned

That May Be

Sold (1)

  

Shares of Red Hat

Common Stock

Beneficially Owned

Upon Conversion

of the

Debentures (1)

  

Debentures Owned

After Completion

of the

Offering (2)

  

Shares of Red Hat

Common Stock

Owned After

Completion

of the

Offering (2)

UBS O'Connor LLC f/b/o O’Connor Global Convertible Arbitrage Master Ltd.

   $ 11,650,000   455,227   —     —  

UBS Securities LLC(4)

     51,807,000   2,024,374   —     —  

US Bank FBO Benedictine Health Systems

     200,000   7,815   —     —  

Van Kampen Harbor Fund(4)

     2,100,000   82,058   —     —  

Variable Insurance Products Fund II: Contrafund Portfolio(3)

     2,890,000   112,927   —     —  

Vermont Mutual Insurance Company

     175,000   6,838   —     —  

Viacom Inc. Pension Plan Master Trust

     30,000   1,172   —     —  

Wachovia Capital Markets LLC(4)

     1,458,000   56,971   —     —  

Wake Forest University

     340,000   13,285   —     —  

Wyoming State Treasurer

     690,000   26,961   —     —  

Xavex Convertible Arbitrage 4 Fund

     320,000   12,504   —     —  

Xavex Convertible Arbitrage 7 Fund c/o TQA Investors, L.L.C.

     309,000   12,074   —     —  

Zurich Institutional Benchmarks Master Fund Ltd.

     1,314,000   51,344   —     —  

Zurich Institutional Benchmarks Master Fund, Ltd. c/o TQA Investors, L.L.C.

     294,000   11,488   —     —  
(1) Assumes conversion of all the securityholders’ debentures at the initial conversion rate of 39.0753 shares of common stock per $1,000 principal amount of debentures. However, the conversion rate is subject to adjustment as described in the prospectus under the heading “Description of Debentures—Conversion Rights.” As a result, the amount of common stock issuable upon conversion of the debentures may increase or decrease in the future.

 

(2) We do not know when or in what amounts a selling securityholder may offer the debentures or shares for sale. The selling securityholders might not sell any or all of the debentures or shares offered by this prospectus. Because the selling securityholders may offer all or some of the debentures or shares pursuant to this offering, and because there are currently no agreements, arrangements or understandings with respect to the sale of any of the debentures or shares, we cannot estimate the number of the debentures or shares that will be held by the selling securityholders after completion of the offering. However, for purposes of this table, we have assumed that, after completion of the offering, none of the debentures or shares covered by this prospectus will be held by the selling securityholders.

 

(3) The selling securityholder is an affiliate of a registered broker-dealer and has informed us that it acquired the securities in the ordinary course of business, and at the time of the acquisition of the securities had no agreements, understandings or arrangements with any other persons, either directly or indirectly, to distribute the securities. To the extent that we become aware that any selling securityholder did not acquire its securities in the ordinary course of business or did have such an agreement, understanding or arrangement, we will file an amendment to this registration statement to designate such affiliate as an “underwriter” within the meaning of the Securities Act.

 

(4) The selling securityholder is a registered broker-dealer and an “underwriter” within the meaning of the Securities Act, and any profits that they realize on the resale of the debentures or the shares are underwriting commissions or discounts.

 

None of the selling securityholders has held any position or office with, or has otherwise had a material relationship with us, or any of our subsidiaries, within the past three years. From time to time the selling securityholders may hold other securities that we have issued.

 

- 6 -

VOTING/INVESTMENT CONTROL TABLE

 

NAME OF SECURITYHOLDER

   

NATURAL PERSON OR PERSONS WITH

VOTING/INVESTMENT CONTROL

Alexian Brothers Medical Center

   

Ann Houlihan

Allstate Insurance Company

   

(1)

Aloha Airlines Non-Pilots Pension Trust

   

Ann Houlihan

Aloha Pilots Retirement Trust

   

Ann Houlihan

Amaranth LLC

   

(2)

Arbitex Master Fund L.P.

   

Clark Hunt, Jonathan Bren and Ken Tananbaum

Aristeia International Limited

   

(3)

Aristeia Trading LLC

   

(3)

Arkansas PERS

   

Ann Houlihan

Arkansas Teacher Retirement

   

(4)

AstraZeneca Holdings Pension

   

Ann Houlihan

Baptist Health of South Florida

   

(4)

Barclays Global Investors Diversified Alpha Plus Funds

   

Michael A. Boyd

B.C. McCabe Foundation

   

Maren Lindstrom

BNP Paribas Arbitrage

   

Mike Cohen

BP Amoco PLC Master Trust

   

John Gottfurcht, George Douglas, Amy Jo Gottfurcht

BTOP Multi-Strategy Master Portfolio Ltd.

   

Eric Lobben

C & H Sugar Company Inc.

   

Ann Houlihan

Canyon Capital Arbitrage Master Fund, Ltd.

   

(5)

Canyon Value Realization Fund (Cayman), Ltd.

   

(6)

Canyon Value Realization Fund, L.P.

   

(7)

Canyon Value Realization MAC 18, Ltd. (RMF)

   

(8)

Cheyne Fund L.P.

   

David Treadwell and Akin Akinloye

Cheyne Leveraged Fund L.P.

   

David Treadwell and Akin Akinloye

CIP Limited Duration Company

   

David Treadwell and Akin Akinloye

Citadel Credit Trading Ltd.

   

(9)

Citadel Equity Fund Ltd.

   

(9)

Citigroup Global Markets Inc.

   

(10)

CNH CA Master Account, L.P.

   

(11)

Commissioners of the Land Office

   

Maren Lindstrom

Concordia Mac29 Limited

   

(12)

Concordia Partners L.P.

   

(12)

Credit Suisse First Boston LLC

   

Jeffrey Andreski

CS Alternative Strategy Ltd.

   

David Treadwell and Akin Akinloye

DaimlerChrysler Corp. Emp. #1 Pension Plan, dtd. 4/1/89

   

Jack Feiler

DBAG London

   

Dan Azzi and Patrick Corrigan

Delaware PERS

   

Ann Houlihan

D.E. Shaw Investment Group, L.L.C.

   

(13)

D.E. Shaw Valence Portfolios, L.L.C.

   

(13)

Deutsche Bank Securities Inc.

   

Thomas Sullivan

DKR SoundShore Opportunity Holding Fund Ltd.

   

(14)

DKR SoundShore Strategic Holding Fund Ltd.

   

(14)

Dodeca Fund, L.P.

   

Thomas J. Ray

Engineers Joint Pension Fund

   

(4)

Family Service Life Insurance Co.

   

John Murphy

Fidelity Contrafund

   

(15)

Fidelity Financial Trust: Fidelity Convertible Securities Fund

   

(15)

 

- 7 -

NAME OF SECURITYHOLDER

   

NATURAL PERSON OR PERSONS WITH

VOTING/INVESTMENT CONTROL

Fidelity Trend Fund

   

(15)

Fore Convertible Master Fund Ltd.

   

David Egglishaw

Fore Plan Asset Fund Ltd.

   

David Egglishaw

Forest Fulcrum Fund L.P.

   

Michael A. Boyd

Forest Global Convertible Fund, Ltd., Class A-5

   

Michael A. Boyd

Forest Multi-Strategy Master Fund SPC, on behalf of its Multi-Strategy Segregated Portfolio

   

Michael A. Boyd

Franklin and Marshall College

   

Jack Feiler

Froley Revy Investment Convertible Security Fund

   

Ann Houlihan

FrontPoint Convertible Arbitrage Fund, L.P.

   

(16)

Grace Brothers, Ltd.

   

Bradford Whitmore and Michael Brailov

Grace Convertible Arbitrage Fund, Ltd.

   

Bradford Whitmore and Michael Brailov

Guardian Life Insurance Co. of America

   

John Murphy

Guardian Pension Trust

   

John Murphy

Guggenheim Portfolio Company VIII (Cayman), Ltd.

   

Loren Katzovitz, Patrick Hughes, Kevin Felix

Guggenheim Portfolio Co. XV, LLC

   

Alex Adair

Hawaiian Airlines Employees Pension Plan-IAM

   

Ann Houlihan

Hawaiian Airlines Pension Plan for Salaried Employees

   

Ann Houlihan

Hawaiian Arlines Pilots Retirement Plan

   

Ann Houlihan

HFR CA Global Opportunity Master Trust

   

Michael A. Boyd

HFR RVA Select Performance Master Trust

   

Michael A. Boyd

Hotel Union & Hotel Industry of Hawaii Pension Plan

   

John Gottfurcht, George Douglas, Amy Jo Gottfurcht

ICI American Holdings Trust

   

Ann Houlihan

Inflective Convertible Opportunity Fund I, L.P.

   

Thomas J. Ray

Innovest Finanzdienstle

   

(4)

Institutional Benchmarks Master Fund Ltd.

   

John Gottfurcht, George Douglas, Amy Jo Gottfurcht

Intl Truck & Engine Corp Retirement Plan for Salaried Employee’s Trust

   

Maren Lindstrom

Intl. Truck & Engine Corp Non Contributory Retirement Plan Trust

   

Maren Lindstrom

Jefferies & Company Inc.

   

John Gottfurcht, George Douglas, Amy Jo Gottfurcht

Jefferies Umbrella Fund US Convertible Bonds

    (17)

JMG Capital Partners, L.P.

   

(18)

JMG Triton Offshore Fund, Ltd.

   

(19)

JP Morgan Securities Inc.

   

(20)

KBC Convertible MAC28 Fund

   

Andy Preston

KBC Convertible Opportunities Fund

   

Andy Preston

KBC Financial Products USA Inc.

   

(21)

KBC Multi-Strategy Arbitrage Fund

   

Andy Preston

KeySpan Foundation

   

Maren Lindstrom

KeySpan Insurance Company

   

Maren Lindstrom

LDG Limited

   

(22)

Lexington Vantage Fund c/o TQA Investors, L.L.C.

   

(22)

LLT Limited

   

Michael A. Boyd

Lord Abbett Investment Trust—LA Convertible Fund

   

Maren Lindstrom

Louisiana CCRF

   

Ann Houlihan

Lyxor/Forest Fund Ltd.

   

Michael A. Boyd

Lyxor Master Fund

   

Clark Hunt, Jonathan Bren and Ken Tananbaum

Lyxor/Concordia Convertible Arbitrage Fund

   

(12)

Man Convertible Bond Master Fund, Ltd.

   

John Null and J. T. Hansen

 

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NAME OF SECURITYHOLDER

   

NATURAL PERSON OR PERSONS WITH

VOTING/INVESTMENT CONTROL

Man Mac I Limited

   

(23)

McMahan Securities Co. L.P.

   

(24)

Melody IAM Fund

   

Andy Preston

Morgan Stanley Convertible Securities Trust

   

(25)

MSD TCB, L.P.

   

John Phelan and Glenn Fuhrman

National Fuel & Gas Company Retirement Plan

   

Maren Lindstrom

Nicholas-Applegate Capital Management Convertible Mutual Fund

   

(4)

OCLC Online Computer Library Center Inc.

   

Ann Houlihan

Oppenheimer Convertible Securities Fund

   

Ted Everett

Oxford, Lord Abbett & Co.

   

Maren Lindstrom

Polygon Global Opportunities Master Fund

    Alex Jackson, Byron Knief, Brandon Jones, Erik Caspersen, Greville Ward and Reade Griffith

Prudential Insurance Co. of America

   

Ann Houlihan

QVT Fund LP

    (26)

Ramius Capital Group

   

Alex Adair

Ramius Master Fund, Ltd.

   

Alex Adair

RCG Latitude Master Fund, Ltd.

   

Alex Adair

RCG Multi Strategy Master Fund, Ltd.

   

Alex Adair

S.A.C. Arbitrage Fund, LLC

   

(27)

San Diego City Retirement

   

(4)

San Diego County Convertible

   

(4)

Satellite Asset Management, L.P.

   

(28)

SG Cowen Securities Corp.

   

(29)

Sphinx Convertible Arbitrage SPC

   

Michael A. Boyd

Sphinx Convertible Arb Fund SPC

   

John Gottfurcht, George Douglas, Amy Jo Gottfurcht

Sphinx Fund c/o TQA Investors, L.L.C.

   

(22)

SSI Blended Market Neutral L.P.

   

John Gottfurcht, George Douglas, Amy Jo Gottfurcht

SSI Hedged Convertible Market Neutral L.P.

   

John Gottfurcht, George Douglas, Amy Jo Gottfurcht

St. Thomas Trading, Ltd.

   

John Null and J. T. Hansen

State of Oregon/Equity

   

Ann Houlihan

State of Oregon/SAIF Corporation

   

Ann Houlihan

State Street Bank Custodian for GE Pension Trust

   

Jack Feiler

Syngenta AG

   

Ann Houlihan

The Consulting Group Capital Markets Fund

   

John Gottfurcht, George Douglas, Amy Jo Gottfurcht

Total Fina Elf Finance USA, Inc.

   

Maren Lindstrom

TQA Master Fund, Ltd.

   

(22)

TQA Master Plus Fund, Ltd.

   

(22)

UBS O’Connor LLC f/b/o O’Connor Global Convertible Arbitrage Master Ltd.

   

(30)

UBS Securities LLC

   

Keith Ackerman

US Bank FBO Benedictine Health Systems

   

Ann Houlihan

Van Kampen Harbor Fund

   

(31)

Variable Insurance Products Fund II: Contrafund Portfolio

   

(15)

Vermont Mutual Insurance Company

   

Maren Lindstrom

Viacom Inc. Pension Plan Master Trust

   

John Gottfurcht, George Douglas, Amy Jo Gottfurcht

Wachovia Capital Markets LLC

   

(32)

Wake Forest University

   

(4)

 

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NAME OF SECURITYHOLDER

   

NATURAL PERSON OR PERSONS WITH

VOTING/INVESTMENT CONTROL

Wyoming State Treasurer

   

(4)

Xavex Convertible Arbitrage 4 Fund

   

Michael A. Boyd

Xavex Convertible Arbitrage 7 Fund c/o TQA Investors, L.L.C.

   

(22)

Zurich Institutional Benchmarks Master Fund Ltd.

   

Michael A. Boyd

Zurich Institutional Benchmarks Master Fund, Ltd. c/o TQA Investors, L.L.C.

   

(22)

 

(1) The securityholder is a wholly owned subsidiary of The Allstate Corporation, a reporting entity with the Securities and Exchange Commission. The Allstate Corporation has voting and investment control over the securities held by the securityholder.

 

(2) Amaranth Advisors L.L.C., the trading advisor for Amaranth LLC, exercises voting power and investment control over any Registrable Securities. Amaranth Advisors L.L.C. has designated authorized signatories who will sign on behalf of Amaranth LLC. Nicholas M. Maounis is the Managing Member of Amaranth Advisors L.L.C.

 

(3) Aristeia Capital LLC is the investment manager for the securityholder and has voting and investment power with respect to the securities held by the securityholder. Aristeia Capital LLC is jointly owned by Robert H. Lynch, Jr., Anthony Frascella and Kevin Toner, who exercise voting and investment control over the referenced securities on Aristeia Capital LLC’s behalf.

 

(4) The securityholder has informed us that it has delegated full authority to Nicholas-Applegate Capital Management (“Nicholas-Applegate”) as investment advisor over the referenced securities, including full voting and dispositive power. The chief investment officer of Nicholas-Applegate is Horacio Valeiras, who, in such capacity, has oversight authority over all portfolio managers at Nicholas-Applegate. Nicholas-Applegate’s proxy committee sets policies on the voting of all of Nicholas-Applegate’s clients’ securities to be voted by Nicholas-Applegate for clients. These policies are available to clients of Nicholas-Applegate upon request.

 

(5) Canyon Capital Advisors LLC is the investment advisor for Canyon Capital Arbitrage Master Fund, Ltd. and has the power to direct investments by Canyon Capital Arbitrage Master Fund, Ltd. The managing partners of Canyon Capital Advisors LLC are Joshua S. Friedman, Mitchell R. Julis, R. Christian B. Evensen and K. Robert Turner. Canyon Capital Arbitrage Master Fund, Ltd. is a Cayman Islands Exempted company.

 

(6) Canyon Capital Advisors LLC is the investment advisor for Canyon Value Realization Fund (Cayman), Ltd. The managing partners of Canyon Capital Advisors LLC are Joshua S. Friedman, Mitchell R. Julis, R. Christian B. Evensen and K. Robert Turner. In addition, Joshua S. Friedman, Mitchell R. Julis and R. Christian B. Evensen own all the ordinary shares of Canyon Value Realization Fund (Cayman), Ltd., carrying full voting rights on all matters.

 

(7) The general partners for Canyon Value Realization Fund, L.P. are Canpartners Investments III, L.P. Canyon Capital Advisors LLC is the general partner of Canpartners Investments III. The managing partners of Canyon Capital Advisors LLC are Joshua S. Friedman, Mitchell R. Julis, R. Christian B. Evensen and K. Robert Turner.

 

(8) Managed Accounts Limited is the parent company of Canyon Value Realization MAC 18, Ltd. Canyon Capital Advisors LLC is the investment advisor for Canyon Value Realization MAC 18, Ltd. and has the power to direct investments. The managing partners of Canyon Capital Advisors LLC are Joshua S. Friedman, Mitchell R. Julis, R. Christian B. Evensen and K. Robert Turner. Canyon Value Realization MAC 18, Ltd. is a Limited Liability Cayman Islands Company.

 

(9)

Citadel Limited Partnership (“Citadel”) is the trading manager of this securityholder and consequently has investment discretion over the referenced securities held by the securityholder. Citadel disclaims beneficial

 

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ownership of the shares beneficially owned by the securityholder. Kenneth C. Griffin indirectly controls Citadel and therefore has ultimate investment discretion over securities held by the securityholder. Mr. Griffin disclaims beneficial ownership of the shares held by the securityholder.

 

(10) The securityholder is a wholly owned subsidiary of Citigroup Inc., a reporting entity with the Securities and Exchange Commission. Citigroup Inc. has voting and investment control over the securities held by the securityholder.

 

(11) CNH Partners, LLC is the investment advisor of CNH CA Master Account, L.P. and has sole voting and dispositive power over the Registrable Securities. Investment principals for the advisor are Robert Krail, Mark Mitchell and Todd Pulvino.

 

(12) Concordia Advisors (Bermuda) Ltd., an investment advisor registered with the Securities and Exchange Commission, is the investment manager to the securityholder and has voting and investment power with respect to the securities held by the securityholder. Alexander Ribaroff serves as president and Dan Wood serves as vice president of Concordia Advisors (Bermuda) Ltd.

 

(13) D.E. Shaw & Co. L.P., as either managing member or investment advisor, has voting and investment control over any shares of Common Stock issuable upon conversion of the Debentures owned by this selling securityholder. Julius Gaudio, Eric Wepsic and Anne Dinning, or their designees, exercise voting and investment control over the referenced securities on D.E. Shaw & Co. L.P.’s behalf.

 

(14) DKR Capital Partners L.P. (“DKR LP”) is a registered investment advisor with the Securities and Exchange Commission and as such, is the investment manager to the securityholder. DKR LP has retained certain portfolio managers to act as the portfolio manager to the securityholder managed by DKR LP. As such, DKR LP and certain portfolio managers have shared dispositive and voting power over the securities held by the securityholder. For the referenced securities held by the securityholder, Tom Kirvaitis has investment and voting power.

 

(15) The selling securityholder is either an investment company or a portfolio of an investment company registered under Section 8 of the Investment Company Act of 1940, as amended, or a private investment account advised by Fidelity Management and Research Company (“FMR Co.”). FMR Co. is a Massachusetts corporation and an investment advisor registered under Section 203 of the Investment Advisers Act of 1940, as amended, and provides investment advisory services to each of such Fidelity entities identified above, and to other registered investment companies and to certain other funds which are generally offered to a limited group of investors. FMR Co. is a wholly owned subsidiary of FMR Corp., a Delaware corporation.

 

(16) FrontPoint Convertible Arbitrage Fund GP, LLC is the general partner of FrontPoint Convertible Arbitrage Fund, L.P. FrontPoint Partners LLC is the managing member of FrontPoint Convertible Arbitrage Fund GP, LLC and as such has voting and dispositive power over the securities held by the fund. Philip Duff, W. Gillespie Caffray and Paul Ghaffari are members of the board of managers of FrontPoint Partners LLC and are the sole members of its management committee. Messrs. Duff, Caffray and Ghaffari and FrontPoint Partners LLC and FrontPoint Convertible Arbitrage Fund GP, LLC each disclaim beneficial ownership of the securities held by the fund except for their pecuniary interest therein.

 

(17) Jefferies Asset Management Ltd. is the investment advisor for this securityholder and consequently has voting and investment control over the referenced securities. Andre Sager (Assistant Vice President) and Evelyne Kaeser (Authorized Signatory) of Jefferies Asset Management Ltd. share voting and investment control over these securities.

 

(18)

JMG Capital Partners, L.P. (“JMG Partners”) is a California limited partnership. Its general partner is JMG Capital Management, LLC (the “Manager”), a Delaware limited liability company and an investment advisor registered with the Securities and Exchange Commission. The Manager has voting and dispositive power over JMG Partners’ investments, including the Registrable Securities. The equity interests of the Manager are owned by JMG Capital Management, Inc., a Delaware corporation (“JMG Capital”), and

 

- 11 -

 

Asset Alliance Holding Corp., a Delaware corporation. Jonathan M. Glaser is the Executive Officer and Director of JMG Capital and has sole investment discretion over JMG Partners’ portfolio holdings.

 

(19) JMG Triton Offshore Fund, Ltd. (the “Fund”) is an international business company under the laws of the British Virgin Islands. The Fund’s investment manager is Pacific Assets Management LLC, a Delaware limited liability company (the “Manager”). The Manager is an investment advisor registered with the Securities and Exchange Commission and has voting and dispositive power over the Fund’s investments, including the Registrable Securities. The equity interests of the Manager are owned by Pacific Capital Management, Inc., a Delaware company (“Pacific”), and Asset Alliance Holding Corp., a Delaware company. The equity interests of Pacific are owned by Messrs. Roger Richter, Jonathan M. Glaser and Daniel A. David, and Messrs. Glaser and Richter have sole investment discretion over the Fund’s portfolio holdings.

 

(20) The securityholder is a wholly owned subsidiary of JPMorgan Chase & Co., a reporting entity with the Securities and Exchange Commission. JPMorgan Chase & Co. has voting and investment control over the securities held by the securityholder.

 

(21) KBC Financial Products USA Inc. exercises voting and investment control over any shares of common stock issuable upon conversion of the notes owned by this selling securityholder. Mr. Luke Edwards, Managing Director, exercises voting and investment control on behalf of KBC Financial Products USA Inc.

 

(22) The securityholder has informed us that TQA Investors, L.L.C. has voting and investment control over the referenced securities. TQA Investors, L.L.C. consists of the following members: Robert Butman, John Idone, George Essex, Paul Bucci and Bartholomew Tesoriero.

 

(23) Man-Diversified Fund II Ltd. has been identified as the Controlling Entity of Man Mac I Ltd., the beneficial owner of the referenced securities. The manager shares of Man-Diversified Fund II Ltd. are owned 75% by Albany Management Company Limited and 25% by Man Holdings Limited. The registered shareholder of Albany Management Company Limited is Argonaut Limited, a Bermuda company that is controlled by Michael Collins, a resident of Bermuda. Man Holdings Limited is a subsidiary of Man Group plc, which is a public company listed on the London Stock Exchange.

 

(24) The Executive Committee of McMahan Securities Co. L.P. has voting and investment control over the securities held by McMahan Securities Co. L.P. The members of the Executive Committee are D. Bruce McMahan, Jay T. Glassman, Norman L. Ziegler, Scott Dillinger, Ronald P. Fertig and Patricia Ransom.

 

(25) Morgan Stanley Advisors, which is a wholly owned subsidiary of Morgan Stanley, a reporting company under the Securities Exchange Act of 1934, has voting and investment power over the securities held by the securityholder.

 

(26) Management of QVT Fund LP is vested in its general partner, QVT Associates GP LLC. QVT Associates GP LLC has appointed QVT Financial LP as the investment manager for QVT Fund LP. Accordingly, QVT Financial LP has voting and investment control over the Registrable Securities held by QVT Fund LP. QVT Financial GP LLC is the general partner of QVT Financial LP and as such has complete discretion in the management and control of the business affairs of QVT Financial LP. The managing members of QVT Financial GP LLC are Daniel Gold, Lars Bader, Tracy Fu and Nicholas Brumm. Each of QVT Financial LP, QVT Financial GP LLC, Daniel Gold, Lars Bader, Tracy Fu and Nicholas Brumm disclaims beneficial ownership of the Registrable Securities held by QVT Fund LP.

 

(27) Pursuant to investment agreements, each of S.A.C. Capital Advisors, LLC, a Delaware limited liability company (“SAC Capital Advisors”), and S.A.C. Capital Management, LLC, a Delaware limited liability company (“SAC Capital Management”) share all investment and voting power with respect to the securities held by S.A.C. Arbitrage Fund, LLC. Mr. Steven A. Cohen controls both S.A.C. Capital Advisors and S.A.C. Capital Management. Each of S.A.C. Capital Advisors, S.A.C. Capital Management and Mr. Cohen disclaim beneficial ownership of any of the referenced securities held by S.A.C. Arbitrage Fund, LLC.

 

- 12 -

(28) The following individuals have voting and investment power over the securities held by the securityholder: Lief Rosenblatt, Mark Sonnino, Gabriel Nechamkin, Christopher Tozzo, Brian Kriftcher, Stephen Shapiro and David Ford. Each of the previously named individuals disclaims beneficial ownership of the referenced securities.

 

(29) SG Cowen Securities Corp. is an institutional investment manager registered with the Securities and Exchange Commission. Societe Generale Asset Management Corp., a reporting entity with the Securities and Exchange Commission, has voting and investment power over the securities held by the securityholder.

 

(30) UBS O’Connor LLC has voting and investment control over the securities held by the securityholder. UBS O’Connor LLC is a wholly owned subsidiary of UBS AG, which is a reporting entity under the Securities Exchange Act of 1934.

 

(31) Van Kampen Asset Management, Inc., a reporting entity with the Securities and Exchange Commission, is the investment advisor to the securityholder and has voting and investment power over the securities held by the securityholder.

 

(32) The securityholder is a wholly owned subsidiary of Wachovia Corporation, a reporting entity with the Securities and Exchange Commission. Wachovia Corporation has voting and investment control over the securities held by the securityholder.

 

- 13 -