SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

Concord Medical Services Holdings Limited

(Name of Issuer)

 

 

Ordinary shares

(Title of Class of Securities)

206277105

(CUSIP Number)

December 31, 2013

(Date of Event which Requires filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 206277105   Schedule 13G   Page 1 of 16

 

  1   

NAMES OF REPORTING PERSONS

 

The Carlyle Group L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

13,086,350

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

13,086,350

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

13,086,350

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%

12  

TYPE OF REPORTING PERSON

 

PN


CUSIP No. 206277105   Schedule 13G   Page 2 of 16

 

  1   

NAMES OF REPORTING PERSONS

 

Carlyle Group Management L.L.C.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

13,086,350

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

13,086,350

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

13,086,350

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%

12  

TYPE OF REPORTING PERSON

 

OO (Limited Liability Company)


CUSIP No. 206277105   Schedule 13G   Page 3 of 16

 

  1   

NAMES OF REPORTING PERSONS

 

Carlyle Holdings II GP L.L.C.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

13,086,350

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

13,086,350

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

13,086,350

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%

12  

TYPE OF REPORTING PERSON

 

OO (Limited Liability Company)


CUSIP No. 206277105   Schedule 13G   Page 4 of 16

 

  1   

NAMES OF REPORTING PERSONS

 

Carlyle Holdings II L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Québec

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

13,086,350

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

13,086,350

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

13,086,350

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%

12  

TYPE OF REPORTING PERSON

 

OO (Québec société en commandit)


CUSIP No. 206277105   Schedule 13G   Page 5 of 16

 

  1   

NAMES OF REPORTING PERSONS

 

TC Group Cayman Investment Holdings, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

13,086,350

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

13,086,350

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

13,086,350

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%

12  

TYPE OF REPORTING PERSON

 

PN


CUSIP No. 206277105   Schedule 13G   Page 6 of 16

 

  1   

NAMES OF REPORTING PERSONS

 

TC Group Cayman Investment Holdings Sub L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

13,086,350

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

13,086,350

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

13,086,350

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%

12  

TYPE OF REPORTING PERSON

 

PN


CUSIP No. 206277105   Schedule 13G   Page 7 of 16

 

  1   

NAMES OF REPORTING PERSONS

 

CAGP, Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

13,086,350

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

13,086,350

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

13,086,350

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%

12  

TYPE OF REPORTING PERSON

 

OO (Cayman Islands Exempt Company)


CUSIP No. 206277105   Schedule 13G   Page 8 of 16

 

  1   

NAMES OF REPORTING PERSONS

 

CAGP General Partner, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

13,086,350

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

13,086,350

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

13,086,350

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%

12  

TYPE OF REPORTING PERSON

 

PN


CUSIP No. 206277105   Schedule 13G   Page 9 of 16

 

  1   

NAMES OF REPORTING PERSONS

 

Carlyle Asia Growth Partners III, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

12,584,500

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

12,584,500

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

12,584,500

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.4%

12  

TYPE OF REPORTING PERSON

 

PN


CUSIP No. 206277105   Schedule 13G   Page 10 of 16

 

  1   

NAMES OF REPORTING PERSONS

 

CAGP III Co-Investment, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

501,850

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

501,850

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

501,850

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.4%

12  

TYPE OF REPORTING PERSON

 

PN


CUSIP No. 206277105   Schedule 13G   Page 11 of 16

 

ITEM 1.   (a)    Name of Issuer:
    

Concord Medical Services Holdings Limited (the “Issuer”)

  (b)   

Address of Issuer’s Principal Executive Offices:

 

18/F, Tower A, Global Trade Center

36 North Third Ring Road East, Dongcheng District

Beijing 100013

People’s Republic of China

ITEM 2.   (a)    Name of Person Filing:
    

Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This statement is filed on behalf of:

 

Carlyle Group Management L.L.C.

The Carlyle Group L.P.

Carlyle Holdings II GP L.L.C.

Carlyle Holdings II L.P.

TC Group Cayman Investment Holdings, L.P.

TC Group Cayman Investment Holdings Sub L.P.

CAGP, Ltd.

CAGP General Partner, L.P.

Carlyle Asia Growth Partners III, L.P.

CAGP III Co-Investment, L.P.

  (b)    Address or Principal Business Office:
    

The address of each of Carlyle Group Management L.L.C., The Carlyle Group, L.P., Carlyle Holdings II GP L.L.C., and Carlyle Holdings II L.P. is c/o The Carlyle Group, 1001 Pennsylvania Ave., N.W., Suite 220 South, Washington, DC 20004-2505. The address of each of the other Reporting Persons is c/o Intertrust Corporate Services, 190 Elgin Avenue, George Town, Grand Cayman KY1-9005 Cayman Islands.

  (c)    Citizenship of each Reporting Person is:
    

Carlyle Group Management L.L.C., The Carlyle Group L.P. and Carlyle Holdings II GP L.L.C. are organized in the state of Delaware. Carlyle Holdings II L.P. is a Québec société en commandit. Each of the other Reporting Persons is organized under the laws of the Cayman Islands.


CUSIP No. 206277105   Schedule 13G   Page 12 of 16

 

  (d)    Title of Class of Securities:
    

Ordinary shares, par value $0.0001 per share (“Ordinary Shares”).

  (e)    CUSIP Number:
    

206277105

ITEM 3.     
    

Not applicable.

ITEM 4.      Ownership

Ownership (a-c)

The ownership information presented below represents beneficial ownership of Ordinary Shares of the Issuer as of December 31, 2013, based upon 134,018,937 Ordinary Shares outstanding as of September 30, 2013.

 

Reporting Person   

Amount

beneficially

owned

    

Percent

of class:

    Sole
power
to vote or
to direct
the vote:
     Shared
power to
vote or to
direct the
vote:
    

Sole
power to
dispose or
to direct
the
disposition

of:

    

Shared

power to

dispose or

to direct

the

disposition

of:

 

Carlyle Group Management L.L.C.

     13,086,350         9.8     0         13,086,350         0         13,086,350   

The Carlyle Group L.P.

     13,086,350         9.8     0         13,086,350         0         13,086,350   

Carlyle Holdings II GP L.L.C.

     13,086,350         9.8     0         13,086,350         0         13,086,350   

Carlyle Holdings II L.P.

     13,086,350         9.8     0         13,086,350         0         13,086,350   

TC Group Cayman Investment Holdings, L.P.

     13,086,350         9.8     0         13,086,350         0         13,086,350   

TC Group Cayman Investment Holdings Sub L.P.

     13,086,350         9.8     0         13,086,350         0         13,086,350   

CAGP, Ltd.

     13,086,350         9.8     0         13,086,350         0         13,086,350   

CAGP General Partner, L.P.

     13,086,350         9.8     0         13,086,350         0         13,086,350   

Carlyle Asia Growth Partners III, L.P.

     12,584,500         9.4     0         12,584,500         0         12,584,500   

CAGP III Co-Investment, L.P.

     501,850         0.4     0         501,850         0         501,850   


CUSIP No. 206277105   Schedule 13G   Page 13 of 16

 

Carlyle Asia Growth Partners III, L.P. and CAGP III Co-Investment, L.P. are the record holders 12,584,500 and 501,850 Ordinary Shares, respectively. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole shareholder of CAGP, Ltd., which is the general partner of CAGP General Partner, L.P., which is the general partner of each of Carlyle Asia Growth Partners III, L.P. and CAGP III Co-Investment, L.P. Accordingly, each of the forgoing entities may be deemed to share beneficial ownership of the Ordinary Shares held of record by each of Carlyle Asia Growth Partners III, L.P. and CAGP III Co-Investment, L.P.

 

ITEM 5.   Ownership of Five Percent or Less of a Class
  Not applicable.
ITEM 6.   Ownership of More than Five Percent on Behalf of Another Person
  Not applicable.
ITEM 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
  Not applicable.
ITEM 8.   Identification and Classification of Members of the Group
  Not applicable.
ITEM 9.   Notice of Dissolution of Group
  Not applicable.
ITEM 10.   Certification
  Not applicable.


CUSIP No. 206277105   Schedule 13G   Page 14 of 16

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 14, 2014

 

CARLYLE GROUP MANAGEMENT L.L.C.
By:  

/s/ Norma Kuntz, attorney-in-fact

Name:   Daniel D’Aniello
Title:   Chairman
THE CARLYLE GROUP L.P.
By: Carlyle Group Management L.L.C., its general partner
By:  

/s/ Norma Kuntz, attorney-in-fact

Name:   Daniel D’Aniello
Title:   Chairman
CARLYLE HOLDINGS II GP L.L.C.
By: The Carlyle Group L.P., its managing member
By: Carlyle Group Management L.L.C., its general partner
By:  

/s/ Norma Kuntz, attorney-in-fact

Name:   Daniel D’Aniello
Title:   Chairman
CARLYLE HOLDINGS II L.P.
By:  

/s/ Norma Kuntz, attorney-in-fact

Name:   Daniel D’Aniello
Title:   Chairman
TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P.
By: Carlyle Holdings II L.P., its general partner
By:  

/s/ Norma Kuntz, attorney-in-fact

Name:   Daniel D’Aniello
Title:   Chairman


CUSIP No. 206277105   Schedule 13G   Page 15 of 16

 

TC GROUP CAYMAN INVESTMENT HOLDINGS SUB L.P.
By: TC Group Cayman Investment Holdings, L.P.,
  its general partner
By: Carlyle Holdings II L.P., its general partner
By:  

/s/ Norma Kuntz, attorney-in-fact

Name:   Daniel D’Aniello
Title:   Chairman
CAGP, LTD.
By:  

/s/ Norma Kuntz, attorney-in-fact

Name:   Daniel D’Aniello
Title:   Director
CAGP GENERAL PARTNER, L.P.
By:  

/s/ Norma Kuntz

Name:   Norma Kuntz
Title:   Authorized Person
CARLYLE ASIA GROWTH PARTNERS III, L.P.
By:   CAGP General Partner, L.P., its general partner
By:  

/s/ Norma Kuntz

Name:   Norma Kuntz
Title:   Authorized Person
CAGP III CO-INVESTMENT, L.P.
By: CAGP General Partner, L.P., its general partner
By:  

/s/ Norma Kuntz

Name:   Norma Kuntz
Title:   Authorized Person


CUSIP No. 206277105   Schedule 13G   Page 16 of 16

 

LIST OF EXHIBITS

 

Exhibit
No.

  

Description

24    Power of Attorney (incorporated by reference to Exhibit 24 to the Schedule 13G filed by the Reporting Persons on February 14, 2013).
99    Joint Filing Agreement (incorporated by reference to Exhibit 99 to the Schedule 13G filed by the Reporting Persons on February 14, 2013).