1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option
(1)
|
Â
(2)
|
05/14/2012 |
Class A Common Stock
|
400
|
$
18.625
|
D
|
Â
|
Employee Stock Option
(1)
|
Â
(2)
|
05/28/2013 |
Class A Common Stock
|
600
|
$
16.25
|
D
|
Â
|
Employee Stock Option
(1)
|
Â
(2)
|
05/11/2014 |
Class A Common Stock
|
800
|
$
18.75
|
D
|
Â
|
Employee Stock Option
(1)
|
Â
(2)
|
05/18/2015 |
Class A Common Stock
|
1,500
|
$
22.25
|
D
|
Â
|
Employee Stock Option
(1)
|
Â
(2)
|
05/14/2016 |
Class A Common Stock
|
1,500
|
$
22.25
|
D
|
Â
|
Employee Stock Option
(1)
|
Â
(2)
|
04/15/2017 |
Class A Common Stock
|
1,500
|
$
19.75
|
D
|
Â
|
Employee Stock Option
(3)
|
Â
(2)
|
11/04/2018 |
Class A Common Stock
|
1,500
|
$
19.375
|
D
|
Â
|
Employee Stock Option
(3)
|
Â
(2)
|
11/09/2019 |
Class A Common Stock
|
1,500
|
$
15.6875
|
D
|
Â
|
Employee Stock Option
(3)
|
11/15/2001(4)
|
11/15/2020 |
Class A Common Stock
|
1,200
|
$
10.5625
|
D
|
Â
|
Employee Stock Option
(1)
|
11/06/2002(5)
|
11/06/2021 |
Class A Common Stock
|
1,500
|
$
20.45
|
D
|
Â
|
Employee Stock Option
(3)
|
11/07/2003(6)
|
11/07/2022 |
Class A Common Stock
|
1,500
|
$
20.63
|
D
|
Â
|
Restricted Stock Units
(7)
|
11/13/2004(7)(8)
|
Â
(7)(8)
|
Class A Common Stock
|
366
|
$
(7)
|
D
|
Â
|
Restricted Stock Units
(7)
|
11/11/2005(7)(9)
|
Â
(7)(9)
|
Class A Common Stock
|
604
|
$
(7)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Options granted pursuant to the Company's 1992 Stock Option Plan as incentive to remain in employ of the Company. |
(2) |
Fully exercisable. |
(3) |
Options granted pursuant to the Company's 1998 Stock Option Plan as incentive to remain in employ of the Company. |
(4) |
Become exercisable as to 240 shares on each November 15, beginning November 15, 2001. |
(5) |
Become exercisable as to 300 shares on each November 6, beginning November 6, 2002. |
(6) |
Become exercisable as to 300 shaers on each November 7, beginning November 7, 2003. |
(7) |
Restricted Stock Units granted pursuant to the Albany International Corp. 2003 Restricted Stock Unit Plan (the "Restricted Stock Unit Plan"). Each Restricted Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting or, in the event that the holder elects to defer payment, at such later time elected in accordance with the Restricted Stock Unit Plan. |
(8) |
90 Restricted Stock Units (plus related dividend units) vest on each November 13, beginning November 13, 2004. |
(9) |
150 Restricted Stock Units (plus related dividend units) vest on each November 11, beginning November 11, 2005. |