1
|
Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only).
Hal Pettigrew
|
||
2
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [x]
|
||
3
|
SEC Use Only
|
||
4
|
Citizenship or Place of Organization
United States of America
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
5
|
Sole Voting Power
2,647,586
|
|
6
|
Shared Voting Power
12,000
|
||
7
|
Sole Dispositive Power
2,647,586
|
||
8
|
Shared Dispositive Power
12,000
|
||
9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
2,659,586
|
||
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
||
11
|
Percent of Class Represented by Amount in Row (9)
8.2%
|
||
12
|
Type of Reporting Person (See Instructions)
IN
|
Item 1(a) | Name of Issuer: |
Nymox Pharmaceutical Corporation
|
|
Item 1(b) | Address of Issuer’s Principal Executive Offices: |
9900 Cavendish Blvd., Suite 306
St. Lauren, Quebec, Canada H4M 2V2
|
|
Item 2(a) | Names of Person Filing: |
Hal Pettigrew
|
|
Item 2(b) | Address of Principal Business Office or, if none, Residence: |
2311 Cedar Springs Road, Suite 100, Dallas, Texas 75201
|
|
Item 2(c) | Citizenship: |
United States of America
|
|
Item 2(d) | Title of Class of Securities: |
Common Shares
|
|
Item 2(e) | CUSIP Number: |
67076P102
|
|
Item 3. |
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|
Not Applicable.
|
Item 4. | Ownership |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
(a) |
Amount Beneficially Owned: 2,659,586 shares
|
|
(b) |
Percent of Class: 8.2%
|
|
(c) |
Number of shares as to which the person has:
|
(i) | Sole power to vote or to direct the vote | 2,647,586 | |
(ii) | Shared power to vote or to direct the vote | 12,000 | |
(iii) | Sole power to dispose or to direct the disposition of | 2,647,586 | |
(iv) | Shared power to dispose or to direct the disposition of | 12,000 |
Item 5.
|
Ownership of Five Percent or Less of a Class
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person
|
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person |
Not Applicable.
|
|
Item 8. |
Identification and Classification of Members of the Group
|
Not Applicable.
|
|
Item 9. |
Notice of Dissolution of Group
|
Not Applicable.
|
|
Item 10. |
Certifications
|
(a) Not Applicable.
|
|
(b) Not Applicable.
|
|
(c) By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
/s/ Hal Pettigrew | |
Hal Pettigrew |