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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SNYDER CHARLES J 601 MERRITT 7 NORWALK, CT 06851 |
X |
/s/ Charles J. Snyder | 01/15/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Snyder transferred 272,000 shares of FactSet Common Stock from The Charles J. Snyder 2012 Grantor Retained Annuity Trust, of which Mr. Snyder is the sole trustee, to himself. |
(2) | Mr. Snyder transferred 179,400 shares of FactSet Common Stock from The Charles J. Snyder 2013 Grantor Retained Annuity Trust, of which Mr. Snyder is the sole trustee, to himself. |
(3) | Mr. Snyder transferred 402,834 shares of FactSet Common Stock to The Charles J. Snyder 2014 Grantor Retained Annuity Trust, of which Mr. Snyder is the sole trustee. He will have complete authority in connection with the shares held by the trust. |
(4) | Note that 878,052 of Mr. Snyder's shares are held directly and that an additional 1,129,796 shares are held indirectly as follows: 436,962 shares held in the name of his wife Susan, 290,000 shares in the 2013 Grantor Retained Annuity Trust and 402,834 shares in the 2014 Grantor Retained Annuity Trust. |
(5) | Based upon the average of the high and low price of FactSet Common Stock on January 14, 2014. |