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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Slifka Andrew P. C/O GLOBAL PARTNERS LP 800 SOUTH STREET, SUITE 500 WALTHAM, MA 02453 |
X | Executive Vice President |
Edward J. Faneuil, Attorney-in-Fact for Andrew P. Slifka | 04/30/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the number of common units representing limited partner interets ("Common Units") sold pursuant to an underwriting agreement ("Underwriting Agreement") dated March 23, 2015, entered into by the Issuer, Global Operating LLC, a Delaware limited liability company and subsidiary of the Issuer, Global GP LLC, a Delaware limited liability company and the general partner of the Issuer, certain selling unitholders named therein and Barclays Capital Inc. On March 23, 2015, all Common Units owned by AE Holdings Corp., a Massachusetts corporation ("AEHC") were distributed to its stockholders as part of a plan of liquidation and dissolution of AEHC dated March 23, 2015 ("Plan of Liquidation"). According to the Plan of Liquidation, Mr. Andrew P. Slifka received 650,000 Common Units. |
(2) | Represents the net price received by the Reporting Person of each Common Unit sold pursuant to the Underwriting Agreement. |
(3) | This filing is an amendment to the Form 4 filed on March 31, 2015 (the "Original Filing"), and corrects the Amount of Securities Benefically Owned Following Reported Transaction(s) previously reported in Table I, Line 1, Column 5 of the Original Filing. No other amendments are made to the Original Filing. |