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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 0 (2) | 02/21/2019 | M | 809 | 02/21/2018(3) | (4) | Ordinary Shares | 809 | $ 0 | 833 | D | ||||
Restricted Stock Units | $ 0 (2) | 02/22/2019 | M | 1,141 | 02/23/2017(5) | (4) | Ordinary Shares | 1,141 | $ 0 | 0 | D | ||||
Restricted Stock Units | $ 0 (2) | 02/22/2019 | M | 4,305 | 02/23/2019(6) | (4) | Ordinary Shares | 4,305 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CHERUVATATH NANDAKUMAR 1000 EATON BLVD. CLEVELAND, OH 44122 |
See Remarks below. |
/s/ Lizbeth L. Wright, as Attorney-in-Fact | 02/19/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares have been adjusted to account for reinvested dividends. |
(2) | Each restricted stock unit represents a contingent right to receive one common share of the issuer. |
(3) | These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. |
(4) | This field is not applicable. |
(5) | These restricted stock units were granted on February 23, 2016 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. |
(6) | These restricted stock units vest on the third anniversary of the grant date. |
Remarks: President - Aerospace Group of Eaton Corporation, a subsidiary of the Issuer. |