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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options | $ 2.5185 | 02/09/2005 | M | 83,750 | (2) | 08/01/2010 | Common Stock | 83,750 | $ 0 | 0 | D | ||||
Employee Stock Options | $ 3.1289 | 02/09/2005 | M | 56,250 | (3) | 04/30/2009 | Common Stock | 56,250 | $ 0 | 0 | D | ||||
Employee Stock Options | $ 3.1289 | 02/09/2005 | M | 675,000 | (4) | 04/30/2009 | Common Stock | 675,000 | $ 0 | 0 | D | ||||
Employee Stock Options | $ 6.1852 | 02/09/2005 | M | 101,250 | (5) | 04/04/2011 | Common Stock | 101,250 | $ 0 | 0 | D | ||||
Employee Stock Options | $ 6.2978 | 02/09/2005 | M | 150,000 | (6) | 10/26/2008 | Common Stock | 150,000 | $ 0 | 300,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DOORNINK RONALD C/O ACTIVISION, INC. 3100 OCEAN PARK BLVD SANTA MONICA, CA 90405 |
X | President & COO |
/s/ George L. Rose (Attorney-In-Fact) | 02/11/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The filer's previous two Form 4 filings on EDGAR did to take into account a 3:2 stock split of the Company's stock occurring on March 16, 2004. Of the reported shares owned by the Filer, 6,439 were purchased through the company's employee stock purchase plan; purchases under Section 423 Plans, such as the Company's employee stock purchase plan, are exempt from Section 16(b) under Rule 16b-3(c). |
(2) | The options vested on the fifth anniversary of the date of grant, subject to acceleration in the event certain earning per share and other targets are achieved. |
(3) | The options vested in three equal installments beginning on April 1, 2000. |
(4) | The options vested in four equal annual installments beginning on March 31, 2000. |
(5) | The options vested in four equal installments of 10,000 shares on each 10/1/01, 4/1/02, 10/1/02 and 4/1/03. |
(6) | The options vested as follows: 25,000 shares on 10/26/98; 83,334 shares on 10/27/99; 58,333 shares on 10/27/00; and 33,333 shares on 10/27/01. |
Remarks: George L. Rose was granted a power of attorney to sign all Forms 4 and Forms 5 on behalf of Ronald Doornink. |