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Prothena Corporation plc
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(Name of Issuer)
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Ordinary Shares, Par value $0.01 each (Ordinary Shares)
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(Title of Class of Securities)
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G72800 10 8
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(CUSIP Number)
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October 8, 2013
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(Date of Event which Requires Filing of this Statement)
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¨
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Rule 13d-1(b)
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x
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Rule 13d-1(c)
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¨
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Rule 13d-1(d)
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CUSIP No.
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G72800 10 8
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13G
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1
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Johnson & Johnson
I.R.S. I.D. # 22-1024240
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ¨
(b) x
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
New Jersey
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
209,421
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6
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SHARED VOTING POWER
-0-
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7
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SOLE DISPOSITIVE POWER
209,421
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8
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SHARED DISPOSITIVE POWER
-0-
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
209,421
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
¨
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.0%*
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12
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TYPE OF REPORTING PERSON (See Instructions)
CO
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Item 1.
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(a)
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Name of Issuer: Prothena Corporation plc
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(b)
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Address of Issuer’s Principal Executive Offices:
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650 Gateway Boulevard, South San Francisco, California 94080
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Item 2.
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(a)
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Name of Person Filing:
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Johnson & Johnson, a New Jersey corporation
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(b)
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Address of Principal Business Office or, if none, Residence:
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One Johnson & Johnson Plaza, New Brunswick, NJ 08933
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(c)
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Citizenship: New Jersey
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(d)
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Title of Class of Securities: Ordinary Shares, Par value $0.01 each (Ordinary Shares)
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(e)
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CUSIP Number: G72800 10 8
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Item 3.
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If this statement is filed pursuant to §§240.13d–1(b), or 240.13d–2(b) or (c), check whether the person filing is a: | ||
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(a)
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¨
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Broker or dealer registered under section 15 of the Act;
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(b)
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Bank as defined in section 3(a)(6) of the Act;
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(c)
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Insurance company as defined in section 3(a)(19) of the Act;
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(d)
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Investment company registered under section 8 of the Investment Company Act of 1940;
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(e)
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An investment adviser in accordance with §§240.13d–1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with §§240.13d–1(b)(1)(ii)(F);
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(g)
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¨
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A parent holding company or control person in accordance with §240.13d–1(b)(1)(ii)(G);
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(h)
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
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(i)
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;
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(j)
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A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J).
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(k)
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Group, in accordance with §240.3d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution:
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If this statement is filed pursuant to Rule 13d-1(c), check this box. x
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Item 4.
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Ownership.
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(a)
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Amount beneficially owned: 209,421
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(b)
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Percent of class: 1.0%*
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* Based on 21,179,182 outstanding Ordinary Shares, which includes the 3,500,000 Ordinary Shares outstanding upon consummation of Prothena Corporation plc’s public offering as disclosed in Prothena Corporation plc’s prospectus (Registration No. 333-191218) filed with the United States Securities and Exchange Commission on October 3, 2013.
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(c)
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Number of shares to which the person has:
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(i)
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Sole power to vote or to direct the vote: 209,421
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(ii)
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Shared power to vote or to direct the vote: 0
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(iii)
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Sole power to dispose or to direct the disposition of: 209,421
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(iv)
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Shared power to dispose or to direct the disposition of: 0
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Item 5.
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Ownership of Five Percent or Less of a Class.
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Not applicable.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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The 209,421 identified in Item 4 above are directly owned by Janssen Pharmaceutical, an Irish unlimited company (Reg. No. 79963), with its registered office at Little Island Industrial Estate, Little Island, Co. Cork, Ireland, a wholly owned subsidiary of Johnson & Johnson.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
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The 209,421 identified in Item 4 above are directly owned by Janssen Pharmaceutical, an Irish unlimited company (Reg. No. 79963), with its registered office at Little Island Industrial Estate, Little Island, Co. Cork, Ireland, a wholly owned subsidiary of Johnson & Johnson.
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Item 8.
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Identification and Classification of Members of the Group.
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Not applicable.
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Item 9.
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Notice of Dissolution of Group.
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Not applicable.
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Item 10.
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Certification.
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Not applicable.
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JOHNSON & JOHNSON,
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By:
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/s/ Douglas K. Chia | ||
| Name: | Douglas K. Chia | |||
| Title: | Secretary | |||