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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JOBSON CHARLES E 265 FRANKLIN STREET SUITE 903 BOSTON, MA 02110 |
X | X | ||
DELTA PARTNERS LP 265 FRANKLIN STREET SUITE 903 BOSTON, MA 02110 |
X | |||
Delta Partners GP, LLC 265 FRANKLIN STREET SUITE 903 BOSTON, MA 02110 |
X | |||
Delta Advisors, LLC 265 FRANKLIN STREET SUITE 903 BOSTON, MA 02110 |
X | |||
PRISM PARTNERS, L.P. 265 FRANKLIN STREET SUITE 903 BOSTON, MA 02110 |
X |
Charles Jobson | 01/02/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reporting person, Delta Partners, LP made a bona fide gift for no consideration of 208,333 shares of Common Stock of the Issuer to the Jobson Family Foundation, an entity which is controlled by Reporting Person Charles Jobson. |
(2) | In connection with the distribution described in Footnote (1) above, the Jobson Family Foundation acquired ownership of the 208,333 shares of Common Stock described in Footnote (1) above. This transfer did not alter the total number of shares of Common Stock of the Issuer held, in the aggregate, but the Reporting Persons, each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners GP, LLC, Prism Partners, L.P., and Charles Jobson as well as the Jobson Family Foundation disclaim Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest. |