UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DUCOMMUN INC /DE/ 23301 WILMINGTON AVENUE CARSON, CA 90745 |
 |  X |  |  |
/s/James S. Heiser, Vice President, General Counsel and Secretary | 04/13/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Reporting Person has no pecuniary interest in any shares of LaBarge, Inc. common stock and therefore is not the beneficial owner of any shares of LaBarge, Inc. common stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). |
(2) | By virtue of the voting rights granted to the Reporting Person in that certain Voting Agreement, dated as of April 3, 2011 (the "Voting Agreement"), among the Reporting Person and the LaBarge, Inc. stockholders party thereto, which was entered into in connection with that certain Merger Agreement, dated as of April 3, 2011, by and among the Reporting Person, DLBMS, Inc., a direct, wholly-owned subsidiary of the Reporting Person, and LaBarge, Inc., the Reporting Person may be deemed for purposes of Rule 13d-3 promulgated under the Exchange Act to beneficially own approximately 21.3% of LaBarge, Inc.'s common stock. Neither the filing of this Form 3 nor any of its contents shall be deemed to constitute an admission by the Reporting Person that it is the beneficial owner of any shares of LaBarge, Inc. common stock for purposes of Section 13(d) of the Exchange Act or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. |