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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock option (right to buy) | $ 66.68 | 09/13/2016 | M | 10,000 | (7) | 04/26/2020 | Common stock | 10,000 | $ 0 | 3,767 | D | ||||
Stock option (right to buy) | $ 66.68 | 09/14/2016 | M | 3,767 | (7) | 04/26/2020 | Common stock | 3,767 | $ 0 | 0 | D | ||||
Stock option (right to buy) | $ 94.84 | 09/14/2016 | M | 1,284 | (7) | 04/25/2021 | Common stock | 1,284 | $ 0 | 37,336 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HUNTER GORDON 8755 WEST HIGGINS ROAD CHICAGO, IL 60631 |
X | Chairman, President & CEO |
Mary S. Muchoney, by power of attorney | 09/15/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sale was effected pursuant to a Rule 10b5-1 trading plan. |
(2) | The shares were sold in multiple transactions at prices ranging from $122.335 to $123.24. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
(3) | The shares were sold in multiple transactions at prices ranging from $123.41 to $124.31. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
(4) | Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan. |
(5) | The shares were sold in multiple transactions at prices ranging from $121.54 to $122.51. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
(6) | The shares were sold in multiple transactions at prices ranging from $122.55 to $123.45. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
(7) | The options vest in increments of one third annually beginning on the first anniversary of the date of grant. |