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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | (2) | 02/20/2017 | M | 9,263 | (3) | (3) | Common Stock | 9,263 | $ 0 | 0 | D | ||||
Restricted Stock Unit | (2) | 02/20/2017 | M | 8,207 | (4) | (4) | Common Stock | 8,207 | $ 0 | 8,207 | D | ||||
Restricted Stock Unit | (2) | 02/20/2017 | M | 7,280 | (5) | (5) | Common Stock | 7,280 | $ 0 | 14,559 | D | ||||
Restricted Stock Unit | (2) | 02/20/2017 | M | 7,348 | (6) | (6) | Common Stock | 7,348 | $ 0 | 22,041 | D | ||||
Restricted Stock Unit | (2) | 02/20/2017 | M | 16,414 | (7) | (7) | Common Stock | 16,414 | $ 0 | 0 | D | ||||
Restricted Stock Unit | (2) | 02/20/2017 | M | 14,559 | (8) | (8) | Common Stock | 14,559 | $ 0 | 14,559 | D | ||||
Restricted Stock Unit | (2) | 02/20/2017 | M | 20,206 | (9) | (9) | Common Stock | 20,206 | $ 0 | 40,410 | D | ||||
Restricted Stock Unit | (2) | 02/20/2017 | A | 17,086 | (10) | (10) | Common Stock | 17,086 | $ 0 | 17,086 | D | ||||
Restricted Stock Unit | (2) | 02/20/2017 | A | 25,630 | (11) | (11) | Common Stock | 25,630 | $ 0 | 25,630 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LAMNECK KENNETH T 6820 SOUTH HARL AVENUE TEMPE, AZ 85283 |
X | Chief Executive Officer |
Lisanne Steinheiser, by Power of Attorney, for Kenneth T. Lamneck | 02/22/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Insight Enterprises, Inc. has withheld the number of whole shares necessary to satisfy the minimum statutory tax withholding obligations. The value of the vested shares (and the taxable income) is calculated based on the closing price on the vesting date or next preceding trading date in the case that the vesting date is a non-trading date. |
(2) | Each restricted stock unit represents a contingent right to receive one share of Common Stock of Insight Enterprises, Inc. |
(3) | The restricted stock units were granted on February 20, 2013, with vesting to occur in four equal annual installments beginning February 20, 2014. |
(4) | The restricted stock units were granted on February 20, 2014, with vesting to occur in four equal annual installments beginning February 20, 2015. |
(5) | The restricted stock units were granted on February 20, 2015, with vesting to occur in four equal annual installments beginning February 20, 2016. |
(6) | The restricted stock units were granted on February 20, 2016 with vesting to occur in four equal annual installments beginning February 20, 2017. |
(7) | The number of restricted stock units increases or decreases with non-GAAP return on invested capital against budgeted non-GAAP return on invested capital, and the restricted stock units will vest in three equal annual installments beginning February 20, 2015. |
(8) | The number of restricted stock units increases or decreases with non-GAAP return on invested capital against budgeted non-GAAP return on invested capital, and the restricted stock units will vest in three equal annual installments beginning February 20, 2016. |
(9) | The number of restricted stock units was subject to increase or decrease with the Company's performance against specific objectives defined in advance of the grant date. The objectives were achieved above target and the restricted stock units were increased accordingly. The restricted stock units vest in three equal annual installments beginning February 20, 2017. |
(10) | The restricted stock units were granted on February 20, 2017 with vesting to occur in four equal annual installments beginning February 20, 2018. |
(11) | The number of restricted stock units increases or decreases with the Company's performance against specific objectives defined in advance of the grant date, and the restricted stock units will vest in three equal annual installments beginning February 20, 2018. |