1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(2)
|
02/04/2023 |
Common Stock
|
20,000
|
$
4.05
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(3)
|
11/07/2023 |
Common Stock
|
10,000
|
$
4.8
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(4)
|
09/26/2024 |
Common Stock
|
50,000
|
$
8.74
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(5)
|
07/24/2025 |
Common Stock
|
10,255
|
$
7.78
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Shares held by Joseph Plouf, spouse of reporting person. |
(2) |
The option vests as to 25% of the total shares on October 8, 2013, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on October 8, 2016, subject to the reporting person's provision of service to the issuer on each vesting date. |
(3) |
The option vests as to 25% of the total shares on November 8, 2014, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on November 8, 2017, subject to the reporting person's provision of service to the issuer on each vesting date. |
(4) |
The option vests as to 25% of the total shares on August 1, 2015, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on August 1, 2018, subject to the reporting person's provision of service to the issuer on each vesting date. |
(5) |
The option vests as to 25% of the total shares on July 24, 2016, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on July 24, 2019, subject to the reporting person's provision of service to the issuer on each vesting date. |