1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
02/07/2007 |
02/07/2013 |
Common Stock
|
4,212
|
$
31.78
|
D
|
Â
|
Employee Stock Option (right to buy)
|
05/15/2005 |
05/15/2011 |
Common Stock
|
17,772
|
$
42
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(1)
|
02/06/2014 |
Common Stock
|
18,154
|
$
45.96
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(2)
|
02/22/2015 |
Common Stock
|
14,800
|
$
52.57
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(3)
|
02/21/2016 |
Common Stock
|
15,561
|
$
53.84
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(4)
|
Â
(5)
|
Common Stock
|
9,000
|
$
53.84
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(6)
|
02/20/2017 |
Common Stock
|
15,055
|
$
62.24
|
D
|
Â
|
Restricted Stock Units
|
Â
(7)
|
Â
(8)
|
Common Stock
|
1,800
|
$
0
|
D
|
Â
|
Restricted Stock Units
|
02/19/2011 |
02/19/2011(9)
|
Common Stock
|
2,078
|
$
0
|
D
|
Â
|
Restricted Stock Units
|
02/21/2010 |
02/21/2010(10)
|
Common Stock
|
2,351
|
$
0
|
D
|
Â
|
Restricted Stock Units
|
02/22/2009 |
02/22/2009(11)
|
Common Stock
|
2,470
|
$
0
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Original stock option award granted to reporting person on February 6, 2004 for 18,154 shares of common stock. The last increment of 4,538 shares will vest on February 6, 2008. |
(2) |
Original stock option award granted to reporting person on February 22, 2005 for 14,800 shares of common stock with one-quarter of the total option award to vest annually. The last two increments will vest in two equal installments on February 22, 2008 and February 22, 2009. |
(3) |
Original stock option award granted to reporting person on February 21, 2006 for 15,561 shares of common stock. The last three increments in the amounts of 3,890, 3,890 and 3,891 will vest on February 21, 2008, February 21, 2009 and February 21, 2010, respectively. |
(4) |
Original stock option award granted to reporting person on February 21, 2006 for 9,000 shares of common stock with one-quarter of the total option award to vest annually. The last three increments will vest in three equal installments on February 21, 2008, February 21, 2009 and February 21, 2010. |
(5) |
Option expiration date is February 21, 2016. |
(6) |
Original stock option award granted to reporting person on February 20, 2007 for 15,055 shares of common stock to vest in four installments. The first 3,763 shares will vest on February 20, 2008 and the remaining 11,292 shares will vest in three equal installments on February 20, 2009, February 20, 2010 and February 20, 2011. |
(7) |
Award of Restricted Stock Units (RSUs) granted under The Allstate Corporation 2001 Equity Incentive Plan. Each RSU represents the right to receive, without the payment of any consideration, one share of Allstate common stock as the restriction lapses (the conversion date). One-quarter of the total number of RSUs will unrestrict annually. The remaining increments of RSUs will unrestrict on February 21, 2008, February 21, 2009 and February 21, 2010. |
(8) |
The total number of RSUs will unrestrict on February 21, 2010. |
(9) |
Award of Restricted Stock Units (RSUs) granted under The Allstate Corporation Amended and Restated 2001 Equity Incentive Plan. Each RSU represents the right to receive, without the payment of any consideration, one share of Allstate common stock at the end of the period of restriction. The total number of RSUs will convert to common stock on February 19, 2011. |
(10) |
Award of Restricted Stock Units (RSUs) granted under The Allstate Corporation 2001 Equity Incentive Plan. Each RSU represents the right to receive, without the payment of any consideration, one share of Allstate common stock at the end of the period of restriction. The total number of RSUs will convert to common stock on February 21, 2010. |
(11) |
Award of Restricted Stock Units (RSUs) granted under The Allstate Corporation 2001 Equity Incentive Plan. Each RSU represents the right to receive, without the payment of any consideration, one share of Allstate common stock at the end of the period of restriction. The total number of RSUs will convert to common stock on February 22, 2009. |