UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sparkman Robert 5226 TEVEY RD LONGVIEW, TX 75605 |
 |  |  President & COO |  |
/s/ Robet Sparkman | 12/16/2016 | |
**Signature of Reporting Person | Date |
No securities are beneficially owned | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
 Remarks: Robert Sparkman became the President and Chief Operating Officer of Friedman Industries, Inc. ("FRD") on April 1, 2016. This event triggered the need for a Form 3 to be filed. However, due to oversight a Form 3 was not filed. As of April 1, 2016, Robert Sparkman did not own any shares of FRD securities. As of the date of this disclosure, Robert Sparkman does not own any shares of FRD securities. Between April 1, 2016 and the date of this disclosure, Robert Sparkman has had no transactions in any security of FRD that would have required reporting under Section 16 of the Securities Exchange Act of 1934, as amended. |