UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-8568
NAME OF REGISTRANT: John Hancock Financial Opportunities
Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 601 Congress Street
Boston, MA 02210
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles Rizzo
601 Congress Street
Boston, MA 02210
REGISTRANT'S TELEPHONE NUMBER: 617-663-3000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2015 - 06/30/2016
2X21 JHF Financial Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
1ST SOURCE CORPORATION Agenda Number: 934344184
--------------------------------------------------------------------------------------------------------------------------
Security: 336901103
Meeting Type: Annual
Meeting Date: 21-Apr-2016
Ticker: SRCE
ISIN: US3369011032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL B. FITZPATRICK Mgmt For For
NAJEEB A. KHAN Mgmt For For
CHRISTOPHER J MURPHY IV Mgmt For For
2. APPROVAL OF AMENDED 1982 EXECUTIVE Mgmt For For
INCENTIVE PLAN
3. APPROVAL OF AMENDED STRATEGIC DEPLOYMENT Mgmt For For
INCENTIVE PLAN (FORMERLY THE 1998
PERFORMANCE COMPENSATION PLAN)
4. RATIFICATION OF THE APPOINTMENT OF BKD LLP Mgmt For For
AS 1ST SOURCE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016
--------------------------------------------------------------------------------------------------------------------------
ACCESS NATIONAL CORPORATION Agenda Number: 934399040
--------------------------------------------------------------------------------------------------------------------------
Security: 004337101
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: ANCX
ISIN: US0043371014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT C. SHOEMAKER Mgmt For For
THOMAS M. KODY Mgmt For For
J. RANDOLPH BABBITT Mgmt For For
2. TO APPROVE IN AN ADVISORY VOTE THE Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
3. TO RATIFY THE SELECTION OF BDO USA, LLP TO Mgmt For For
SERVE AS INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
AMERIS BANCORP Agenda Number: 934352662
--------------------------------------------------------------------------------------------------------------------------
Security: 03076K108
Meeting Type: Annual
Meeting Date: 17-May-2016
Ticker: ABCB
ISIN: US03076K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWIN W. HORTMAN, JR. Mgmt For For
DANIEL B. JETER Mgmt For For
WILLIAM H. STERN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ANCHOR BANCORP Agenda Number: 934287067
--------------------------------------------------------------------------------------------------------------------------
Security: 032838104
Meeting Type: Annual
Meeting Date: 21-Oct-2015
Ticker: ANCB
ISIN: US0328381043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOEL S. LAWSON IV Mgmt For *
MGT NOM: DOUGLAS A. KAY Mgmt For *
MGT NOM: TERRI L DEGNER Mgmt For *
02 COMPANY'S PROPOSAL TO APPROVE, BY ADVISORY Mgmt For *
(NON-BINDING) VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
03 COMPANY'S PROPOSAL TO APPROVE THE COMPANY'S Mgmt For *
2015 EQUITY INCENTIVE PLAN.
04 COMPANY'S PROPOSAL TO RATIFY THE Mgmt For *
APPOINTMENT OF MOSS ADAMS LLP AS THE
INDEPENDENT AUDITOR FOR THE COMPANY FOR THE
FISCAL YEAR ENDING JUNE 30, 2016.
--------------------------------------------------------------------------------------------------------------------------
ANCHOR BANCORP WISCONSIN INC. Agenda Number: 934372715
--------------------------------------------------------------------------------------------------------------------------
Security: 03283P106
Meeting Type: Special
Meeting Date: 29-Apr-2016
Ticker: ABCW
ISIN: US03283P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. MERGER PROPOSAL - THE PROPOSAL TO ADOPT THE Mgmt For For
MERGER AGREEMENT PURSUANT TO WHICH ANCHOR
WILL MERGE WITH AND INTO OLD NATIONAL.
2. NON-BINDING ADVISORY VOTE ON MERGER-RELATED Mgmt For For
COMPENSATION - THE PROPOSAL TO APPROVE, ON
A NON-BINDING ADVISORY BASIS, THE
COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF
ANCHOR THAT IS BASED ON OR OTHERWISE
RELATES TO COMPLETION OF THE MERGER.
3. ADJOURNMENT - THE PROPOSAL TO ADJOURN THE Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
NOT SUFFICIENT VOTES PRESENT AT THE SPECIAL
MEETING IN PERSON OR BY PROXY TO ADOPT THE
MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION Agenda Number: 934252595
--------------------------------------------------------------------------------------------------------------------------
Security: 03761U106
Meeting Type: Special
Meeting Date: 05-Aug-2015
Ticker: AINV
ISIN: US03761U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A PROPOSAL TO AUTHORIZE Mgmt For For
FLEXIBILITY FOR THE COMPANY, WITH APPROVAL
OF ITS BOARD OF DIRECTORS, TO SELL SHARES
OF ITS COMMON STOCK (DURING THE NEXT 12
MONTHS) AT PRICES BELOW THE COMPANY'S THEN
CURRENT NET ASSET VALUE PER SHARE SUBJECT
TO CERTAIN LIMITATIONS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION Agenda Number: 934251187
--------------------------------------------------------------------------------------------------------------------------
Security: 03761U106
Meeting Type: Annual
Meeting Date: 05-Aug-2015
Ticker: AINV
ISIN: US03761U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN J. HANNAN* Mgmt For For
R. RUDOLPH REINFRANK* Mgmt For For
JAMES C. ZELTER$ Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS APOLLO
INVESTMENT CORPORATION'S (THE "COMPANY")
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31,
2016.
--------------------------------------------------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC. Agenda Number: 934409930
--------------------------------------------------------------------------------------------------------------------------
Security: 048269203
Meeting Type: Annual
Meeting Date: 18-May-2016
Ticker: ACBI
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WALTER M. DERISO, JR. Mgmt For For
HENCHY R. ENDEN Mgmt For For
JOHN N. FOY Mgmt For For
DOUGLAS J. HERTZ Mgmt For For
ADAM G. HURWICH Mgmt For For
BRIAN D. JONES Mgmt For For
D. MICHAEL KRAMER Mgmt For For
STEPHEN A. LEVEY Mgmt For For
LARRY D. MAULDIN Mgmt For For
R. CHARLES SHUFELDT Mgmt For For
LIZANNE THOMAS Mgmt For For
DOUGLAS L. WILLIAMS Mgmt For For
MARIETTA EDMUNDS ZAKAS Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016.
--------------------------------------------------------------------------------------------------------------------------
BANK MUTUAL CORPORATION Agenda Number: 934343106
--------------------------------------------------------------------------------------------------------------------------
Security: 063750103
Meeting Type: Annual
Meeting Date: 02-May-2016
Ticker: BKMU
ISIN: US0637501034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID A. BAUMGARTEN Mgmt For For
RICHARD A. BROWN Mgmt For For
MARK C. HERR Mgmt For For
MIKE I. SHAFIR Mgmt For For
2. PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN "COMPENSATION DISCUSSION
AND ANALYSIS" AND "EXECUTIVE COMPENSATION"
IN THE PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934269172
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Special
Meeting Date: 22-Sep-2015
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RESOLVED, THAT THE BANK OF AMERICA Mgmt Against Against
CORPORATION STOCKHOLDERS HEREBY RATIFY THE
OCTOBER 1, 2014 AMENDMENTS TO THE COMPANY'S
BYLAWS THAT PERMIT THE COMPANY'S BOARD OF
DIRECTORS THE DISCRETION TO DETERMINE THE
BOARD'S LEADERSHIP STRUCTURE, INCLUDING
APPOINTING AN INDEPENDENT CHAIRMAN, OR
APPOINTING A LEAD INDEPENDENT DIRECTOR WHEN
THE CHAIRMAN IS NOT AN INDEPENDENT
DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934341568
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 27-Apr-2016
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1H. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1L. ELECTION OF DIRECTOR: THOMAS D. WOODS Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. APPROVING OUR EXECUTIVE COMPENSATION (AN Mgmt For For
ADVISORY, NON-BINDING "SAY ON PAY"
RESOLUTION)
3. RATIFYING THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016
4. STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BANK OF MARIN BANCORP Agenda Number: 934381423
--------------------------------------------------------------------------------------------------------------------------
Security: 063425102
Meeting Type: Annual
Meeting Date: 17-May-2016
Ticker: BMRC
ISIN: US0634251021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RUSSELL A. COLOMBO Mgmt For For
JAMES C. HALE Mgmt For For
ROBERT HELLER Mgmt For For
NORMA J. HOWARD Mgmt For For
KEVIN R. KENNEDY Mgmt For For
WILLIAM H. MCDEVITT, JR Mgmt For For
MICHAELA K. RODENO Mgmt For For
JOEL SKLAR, MD Mgmt For For
BRIAN M. SOBEL Mgmt For For
J. DIETRICH STROEH Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITOR
--------------------------------------------------------------------------------------------------------------------------
BANKWELL FINANCIAL GROUP, INC. Agenda Number: 934403786
--------------------------------------------------------------------------------------------------------------------------
Security: 06654A103
Meeting Type: Annual
Meeting Date: 25-May-2016
Ticker: BWFG
ISIN: US06654A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK R. AFRAGOLA Mgmt For For
GEORGE P. BAUER Mgmt For For
RICHARD CASTIGLIONI Mgmt Withheld Against
ERIC J. DALE Mgmt For For
BLAKE S. DREXLER Mgmt For For
JAMES A. FIEBER Mgmt For For
CHRISTOPHER R. GRUSEKE Mgmt For For
DANIEL S. JONES Mgmt For For
TODD LAMPERT Mgmt Withheld Against
VICTOR S. LISS Mgmt For For
RAYMOND W. PALUMBO Mgmt For For
CARL M. PORTO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF WHITTLESEY & Mgmt For For
HADLEY, P.C. AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
BAR HARBOR BANKSHARES Agenda Number: 934374036
--------------------------------------------------------------------------------------------------------------------------
Security: 066849100
Meeting Type: Annual
Meeting Date: 17-May-2016
Ticker: BHB
ISIN: US0668491006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MATTHEW L. CARAS Mgmt For For
DAVID M. COLTER Mgmt For For
MARTHA T. DUDMAN Mgmt For For
LAURI E. FERNALD Mgmt For For
DAINA H. HILL Mgmt For For
CLYDE H. LEWIS Mgmt For For
CONSTANCE C. SHEA Mgmt For For
CURTIS C. SIMARD Mgmt For For
KENNETH E. SMITH Mgmt For For
SCOTT G. TOOTHAKER Mgmt For For
DAVID B. WOODSIDE Mgmt For For
2. TO APPROVE A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF THE COMPANY ("SAY ON
PAY").
3. TO RATIFY THE APPOINTMENT OF RSM US LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 934335212
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. THE ELECTION OF DIRECTOR, FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
JENNIFER S. BANNER
1B. THE ELECTION OF DIRECTOR, FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
K. DAVID BOYER, JR.
1C. THE ELECTION OF DIRECTOR, FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
ANNA R. CABLIK
1D. THE ELECTION OF DIRECTOR, FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
JAMES A. FAULKNER
1E. THE ELECTION OF DIRECTOR, FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
I. PATRICIA HENRY
1F. THE ELECTION OF DIRECTOR, FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
ERIC C. KENDRICK
1G. THE ELECTION OF DIRECTOR, FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
KELLY S. KING
1H. THE ELECTION OF DIRECTOR, FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
LOUIS B. LYNN, PH.D.
1I. THE ELECTION OF DIRECTOR, FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
EDWARD C. MILLIGAN
1J. THE ELECTION OF DIRECTOR, FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
CHARLES A. PATTON
1K. THE ELECTION OF DIRECTOR, FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
NIDO R. QUBEIN
1L. THE ELECTION OF DIRECTOR, FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
WILLIAM J. REUTER
1M. THE ELECTION OF DIRECTOR, FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
TOLLIE W. RICH, JR.
1N. THE ELECTION OF DIRECTOR, FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
CHRISTINE SEARS
1O. THE ELECTION OF DIRECTOR, FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
THOMAS E. SKAINS
1P. THE ELECTION OF DIRECTOR, FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
THOMAS N. THOMPSON
1Q. THE ELECTION OF DIRECTOR, FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
EDWIN H. WELCH, PH.D.
1R. THE ELECTION OF DIRECTOR, FOR A ONE-YEAR Mgmt For For
TERM EXPIRING AT THE 2017 ANNUAL MEETING:
STEPHEN T. WILLIAMS
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
3. TO VOTE ON AN ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE BB&T'S EXECUTIVE COMPENSATION
PROGRAM, COMMONLY REFERRED TO AS A "SAY ON
PAY" VOTE.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC. Agenda Number: 934350315
--------------------------------------------------------------------------------------------------------------------------
Security: 084680107
Meeting Type: Annual
Meeting Date: 05-May-2016
Ticker: BHLB
ISIN: US0846801076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN B. DAVIES Mgmt For For
RODNEY C. DIMOCK Mgmt For For
LAURIE NORTON MOFFATT Mgmt For For
J. WILLIAR DUNLAEVY Mgmt For For
PATRICK J. SHEEHAN Mgmt For For
2. TO CONSIDER A NON-BINDING PROPOSAL TO GIVE Mgmt For For
ADVISORY APPROVAL OF OUR EXECUTIVE
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2016.
--------------------------------------------------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION Agenda Number: 934345770
--------------------------------------------------------------------------------------------------------------------------
Security: 117665109
Meeting Type: Annual
Meeting Date: 28-Apr-2016
Ticker: BMTC
ISIN: US1176651099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREA F. GILBERT Mgmt For For
LYNN B. MCKEE Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR BRYN MAWR BANK
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
BSB BANCORP INC MD Agenda Number: 934384481
--------------------------------------------------------------------------------------------------------------------------
Security: 05573H108
Meeting Type: Annual
Meeting Date: 25-May-2016
Ticker: BLMT
ISIN: US05573H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. MORRISSEY Mgmt For For
RICHARD J. FOUGERE Mgmt For For
HAL R. TOVIN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
BAKER NEWMAN & NOYES, P.A., LLC AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF BSB BANCORP, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2016.
3. AN ADVISORY, NON-BINDING VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION Agenda Number: 934249752
--------------------------------------------------------------------------------------------------------------------------
Security: 133034108
Meeting Type: Special
Meeting Date: 22-Jul-2015
Ticker: CAC
ISIN: US1330341082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
COMPANY COMMON STOCK IN THE MERGER AS
PROVIDED FOR IN THE AGREEMENT AND PLAN OF
MERGER BY AND AMONG THE COMPANY, SBM
FINANCIAL, INC. AND ATLANTIC ACQUISITIONS,
LLC, A WHOLLY-OWNED SUBSIDIARY OF THE
COMPANY, DATED MARCH 29, 2015.
2. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING, OR AT ANY ADJOURNMENT OR
POSTPONEMENT OF THAT MEETING, TO APPROVE
THE SHARE ISSUANCE.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION Agenda Number: 934352220
--------------------------------------------------------------------------------------------------------------------------
Security: 133034108
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: CAC
ISIN: US1330341082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DAVID C. FLANAGAN Mgmt For For
1.2 ELECTION OF DIRECTOR: JAMES H. PAGE, PH.D. Mgmt For For
1.3 ELECTION OF DIRECTOR: ROBIN A. SAWYER, CPA Mgmt For For
1.4 ELECTION OF DIRECTOR: KAREN W. STANLEY Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF RSM US LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
CAROLINA FINANCIAL CORPORATION Agenda Number: 934370898
--------------------------------------------------------------------------------------------------------------------------
Security: 143873107
Meeting Type: Annual
Meeting Date: 03-May-2016
Ticker: CARO
ISIN: US1438731077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. SCOTT BRANDON Mgmt For For
JEFFERY L. DEAL Mgmt For For
DANIEL H. ISAAC JR Mgmt For For
MICHAEL P. LEDDY Mgmt Withheld Against
THOMPSON E. PENNEY Mgmt For For
2. THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK WE ARE AUTHORIZED TO ISSUE FROM
15,000,000 SHARES TO 25,000,000 SHARES.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ELLIOTT DAVIS DECOSIMO, LLC AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
CHEMICAL FINANCIAL CORPORATION Agenda Number: 934337660
--------------------------------------------------------------------------------------------------------------------------
Security: 163731102
Meeting Type: Annual
Meeting Date: 18-Apr-2016
Ticker: CHFC
ISIN: US1637311028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY E. ANDERSON Mgmt For For
JAMES R. FITTERLING Mgmt For For
RICHARD M. LIEVENSE Mgmt For For
JOHN E. PELIZZARI Mgmt For For
DAVID B. RAMAKER Mgmt For For
LARRY D. STAUFFER Mgmt For For
FRANKLIN C. WHEATLAKE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHEVIOT FINANCIAL CORP. Agenda Number: 934377626
--------------------------------------------------------------------------------------------------------------------------
Security: 16677X105
Meeting Type: Special
Meeting Date: 10-May-2016
Ticker: CHEV
ISIN: US16677X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER DATED NOVEMBER 23, 2015 (THE
"MERGER AGREEMENT"), BY AND BETWEEN
MAINSOURCE FINANCIAL GROUP, INC.
("MAINSOURCE") AND CHEVIOT, PURSUANT TO
WHICH CHEVIOT WILL MERGE WITH AND INTO
MAINSOURCE (THE "MERGER").
2. TO APPROVE A NON-BINDING, ADVISORY PROPOSAL Mgmt Against Against
TO APPROVE THE COMPENSATION PAYABLE TO THE
NAMED EXECUTIVE OFFICERS OF CHEVIOT IN
CONNECTION WITH THE MERGER.
3. TO APPROVE A PROPOSAL TO ADJOURN THE Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
NOT SUFFICIENT VOTES PRESENT AT THE SPECIAL
MEETING IN PERSON OR BY PROXY TO APPROVE
AND ADOPT THE MERGER AGREEMENT AND THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934339183
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: ELLEN M. COSTELLO Mgmt For For
1C. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1D. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1E. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1F. ELECTION OF DIRECTOR: RENEE J. JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1I. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1J. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1K. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1L. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1M. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1N. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1O. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1P. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
3. ADVISORY APPROVAL OF CITI'S 2015 EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO THE CITIGROUP Mgmt For For
2014 STOCK INCENTIVE PLAN AUTHORIZING
ADDITIONAL SHARES.
5. APPROVAL OF THE AMENDED AND RESTATED 2011 Mgmt For For
CITIGROUP EXECUTIVE PERFORMANCE PLAN.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
DEMONSTRATING THE COMPANY DOES NOT HAVE A
GENDER PAY GAP.
7. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
8. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD APPOINT A STOCKHOLDER VALUE
COMMITTEE.
9. STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
AMENDMENT TO THE GENERAL CLAWBACK POLICY.
10. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr For Against
BOARD ADOPT A POLICY PROHIBITING THE
VESTING OF EQUITY-BASED AWARDS FOR SENIOR
EXECUTIVES DUE TO A VOLUNTARY RESIGNATION
TO ENTER GOVERNMENT SERVICE.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC. Agenda Number: 934341683
--------------------------------------------------------------------------------------------------------------------------
Security: 174610105
Meeting Type: Annual
Meeting Date: 28-Apr-2016
Ticker: CFG
ISIN: US1746101054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BRUCE VAN SAUN Mgmt For For
MARK CASADY Mgmt For For
CHRISTINE M. CUMMING Mgmt For For
ANTHONY DI LORIO Mgmt For For
WILLIAM P. HANKOWSKY Mgmt For For
HOWARD W. HANNA III Mgmt For For
LEO I. (LEE) HIGDON Mgmt For For
CHARLES J. (BUD) KOCH Mgmt For For
ARTHUR F. RYAN Mgmt For For
SHIVAN S. SUBRAMANIAM Mgmt For For
WENDY A. WATSON Mgmt For For
MARITA ZURAITIS Mgmt For For
2. RATIFY THE APPOINTMENT OF OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CITY HOLDING COMPANY Agenda Number: 934355783
--------------------------------------------------------------------------------------------------------------------------
Security: 177835105
Meeting Type: Annual
Meeting Date: 27-Apr-2016
Ticker: CHCO
ISIN: US1778351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES W. FAIRCHILDS@ Mgmt For For
WILLIAM H. FILE III@ Mgmt For For
TRACY W. HYLTON II@ Mgmt For For
C. DALLAS KAYSER@ Mgmt For For
SHARON H. ROWE@ Mgmt For For
PATRICK C. GRANEY III# Mgmt For For
2. PROPOSAL TO RATIFY THE AUDIT COMMITTEE AND Mgmt For For
THE BOARD OF DIRECTORS' APPOINTMENT OF
ERNST & YOUNG, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR CITY
HOLDING COMPANY FOR 2016.
3. PROPOSAL FOR ADVISORY APPROVAL OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 934342825
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RALPH W. BABB, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER A. CREGG Mgmt For For
1.3 ELECTION OF DIRECTOR: T. KEVIN DENICOLA Mgmt For For
1.4 ELECTION OF DIRECTOR: JACQUELINE P. KANE Mgmt For For
1.5 ELECTION OF DIRECTOR: RICHARD G. LINDNER Mgmt For For
1.6 ELECTION OF DIRECTOR: ALFRED A. PIERGALLINI Mgmt For For
1.7 ELECTION OF DIRECTOR: ROBERT S. TAUBMAN Mgmt For For
1.8 ELECTION OF DIRECTOR: REGINALD M. TURNER, Mgmt For For
JR.
1.9 ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3. APPROVAL OF THE COMERICA INCORPORATED 2016 Mgmt For For
MANAGEMENT INCENTIVE PLAN INCLUDING FOR
PURPOSES OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE
4. APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
PROPOSAL APPROVING EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
COMMERCE BANCSHARES, INC. Agenda Number: 934339892
--------------------------------------------------------------------------------------------------------------------------
Security: 200525103
Meeting Type: Annual
Meeting Date: 20-Apr-2016
Ticker: CBSH
ISIN: US2005251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EARL H. DEVANNY, III Mgmt For For
BENJAMIN F RASSIEUR III Mgmt For For
TODD R. SCHNUCK Mgmt For For
ANDREW C. TAYLOR Mgmt For For
2. RATIFY KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016.
3. SAY ON PAY - ADVISORY APPROVAL OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS AND TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITIES FIRST FINANCIAL CORPORATION Agenda Number: 934386865
--------------------------------------------------------------------------------------------------------------------------
Security: 20344D104
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: CFST
ISIN: US20344D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHEILA FROWSING Mgmt For For
JACK HOLT Mgmt For For
ROBERT KUBO Mgmt For For
LORRIE LORENZ Mgmt For For
JARED MARTIN Mgmt For For
STEVE MILLER Mgmt For For
DAVID PRICE Mgmt Withheld Against
MARK SALEH Mgmt For For
JOEL SLONSKI Mgmt For For
AL SMITH Mgmt For For
DANIEL SUCHY Mgmt For For
2. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
RATIFY THE SELECTION OF CROWE HORWATH LLP,
AS THE BANK'S INDEPENDENT AUDITOR FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
COUNTY BANCORP INC. Agenda Number: 934442447
--------------------------------------------------------------------------------------------------------------------------
Security: 221907108
Meeting Type: Annual
Meeting Date: 21-Jun-2016
Ticker: ICBK
ISIN: US2219071089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK R. BINVERSIE# Mgmt For For
RICK DERCKS# Mgmt For For
ROBERT E. MATZKE# Mgmt For For
KATHI SEIFERT# Mgmt For For
EDSON P. FOSTER, JR.@ Mgmt For For
2. APPROVE THE 2016 LONG TERM INCENTIVE PLAN. Mgmt For For
3. RATIFY THE APPOINTMENT OF Mgmt For For
CLIFTONLARSONALLEN LLP AS INDEPENDENT
ACCOUNTING FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
CU BANCORP Agenda Number: 934284580
--------------------------------------------------------------------------------------------------------------------------
Security: 126534106
Meeting Type: Annual
Meeting Date: 29-Oct-2015
Ticker: CUNB
ISIN: US1265341065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERTO BARRAGAN Mgmt For For
CHARLES BEAUREGARD Mgmt For For
KENNETH COSGROVE Mgmt For For
DAVID HOLMAN Mgmt For For
K. BRIAN HORTON Mgmt For For
ERIC KENTOR Mgmt For For
JEFFREY LEITZINGER Mgmt For For
DAVID RAINER Mgmt For For
ROY SALTER Mgmt For For
DANIEL SELLECK Mgmt For For
CHARLES SWEETMAN Mgmt For For
KAVEH VARJAVAND Mgmt For For
2. TO RATIFY THE SELECTION OF MCGLADREY LLP TO Mgmt For For
SERVE AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR CU BANCORP FOR 2015.
3. TO APPROVE AND RATIFY SUCH OTHER BUSINESS Mgmt Against Against
AS MAY PROPERLY COME BEFORE THE CU BANCORP
ANNUAL MEETING AND ANY ADJOURNMENT OF
ADJOURNMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
DNB FINANCIAL CORPORATION Agenda Number: 934357864
--------------------------------------------------------------------------------------------------------------------------
Security: 233237106
Meeting Type: Annual
Meeting Date: 27-Apr-2016
Ticker: DNBF
ISIN: US2332371069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MILDRED C. JOYNER Mgmt For For
MARY D. LATOFF Mgmt For For
2. AN ADVISORY (NON-BINDING) "SAY ON PAY" Mgmt For For
RESOLUTION TO APPROVE EXECUTIVE OFFICER
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2016.
--------------------------------------------------------------------------------------------------------------------------
EAGLE BANCORP MONTANA, INC. Agenda Number: 934358107
--------------------------------------------------------------------------------------------------------------------------
Security: 26942G100
Meeting Type: Annual
Meeting Date: 28-Apr-2016
Ticker: EBMT
ISIN: US26942G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICK F. HAYS# Mgmt For For
MAUREEN J. RUDE# Mgmt For For
PETER J. JOHNSON# Mgmt For For
SHAVON CAPE$ Mgmt For For
TANYA CHEMODUROW* Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DAVIS, Mgmt For For
KINARD & CO., P.C. AS EAGLE BANCORP
MONTANA, INC.'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2016
3. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EASTERN VIRGINIA BANKSHARES, INC. Agenda Number: 934403685
--------------------------------------------------------------------------------------------------------------------------
Security: 277196101
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: EVBS
ISIN: US2771961016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. RAND COOK Mgmt For For
F.L. GARRETT, III Mgmt Withheld Against
JOHN F. BIAGAS Mgmt For For
W. GERALD COX Mgmt For For
MICHAEL E. FIORE, P.E. Mgmt For For
BORIS M. GUTIN Mgmt Withheld Against
IRA C. HARRIS, PHD, CPA Mgmt For For
ERIC A. JOHNSON Mgmt Withheld Against
W. LESLIE KILDUFF, JR. Mgmt For For
JOE A. SHEARIN Mgmt For For
LESLIE E. TAYLOR, CPA Mgmt For For
JAY T. THOMPSON, III Mgmt For For
2. TO APPROVE ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE THE EASTERN VIRGINIA BANKSHARES, Mgmt For For
INC. 2016 EQUITY COMPENSATION PLAN.
4. TO RATIFY THE AUDIT AND RISK OVERSIGHT Mgmt For For
COMMITTEE'S APPOINTMENT OF YOUNT, HYDE &
BARBOUR, P.C. AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT OF THE COMPANY FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
EQUITY BANCSHARES, INC. Agenda Number: 934369009
--------------------------------------------------------------------------------------------------------------------------
Security: 29460X109
Meeting Type: Annual
Meeting Date: 27-Apr-2016
Ticker: EQBK
ISIN: US29460X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JAMES L. BERGLUND Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER A. BULLER Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL R. DOWNING Mgmt For For
1.4 ELECTION OF DIRECTOR: DAVID B. MOORE Mgmt For For
1.5 ELECTION OF DIRECTOR: SHAWN D. PENNER Mgmt For For
2. RATIFICATION OF CROWE CHIZEK LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016
3. APPROVAL OF THE AMENDMENT OF THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO INCREASE THE MAXIMUM
NUMBER OF DIRECTORS FROM FIFTEEN TO
TWENTY-FIVE DIRECTORS
4. APPROVAL OF THE COMPANY'S AMENDED AND Mgmt Against Against
RESTATED 2013 STOCK INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
EVANS BANCORP, INC. Agenda Number: 934358119
--------------------------------------------------------------------------------------------------------------------------
Security: 29911Q208
Meeting Type: Annual
Meeting Date: 28-Apr-2016
Ticker: EVBN
ISIN: US29911Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID J. NASCA Mgmt For For
DAVID R. PFALZGRAF, JR. Mgmt For For
THOMAS H. WARING, JR. Mgmt For For
LEE C. WORTHAM Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS EVANS BANCORP, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2016.
--------------------------------------------------------------------------------------------------------------------------
F.N.B. CORPORATION Agenda Number: 934309267
--------------------------------------------------------------------------------------------------------------------------
Security: 302520101
Meeting Type: Special
Meeting Date: 14-Jan-2016
Ticker: FNB
ISIN: US3025201019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ISSUANCE OF F.N.B. COMMON Mgmt For For
STOCK PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF AUGUST 4, 2015, BETWEEN
F.N.B. CORPORATION AND METRO BANCORP, INC.
(THE "F.N.B. STOCK ISSUANCE PROPOSAL").
2. APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF APPROVAL OF THE F.N.B. STOCK
ISSUANCE PROPOSAL (THE "F.N.B. ADJOURNMENT
PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
F.N.B. CORPORATION Agenda Number: 934359589
--------------------------------------------------------------------------------------------------------------------------
Security: 302520101
Meeting Type: Annual
Meeting Date: 18-May-2016
Ticker: FNB
ISIN: US3025201019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM B. CAMPBELL Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES D. CHIAFULLO Mgmt For For
1C. ELECTION OF DIRECTOR: VINCENT J. DELIE, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: LAURA E. ELLSWORTH Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. GURGOVITS Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT A. HORMELL Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. MALONE Mgmt For For
1H. ELECTION OF DIRECTOR: D. STEPHEN MARTZ Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT J. MCCARTHY, Mgmt For For
JR.
1J. ELECTION OF DIRECTOR: FRANK C. MENCINI Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID L. MOTLEY Mgmt For For
1L. ELECTION OF DIRECTOR: GARY L. NALBANDIAN Mgmt For For
1M. ELECTION OF DIRECTOR: HEIDI A. NICHOLAS Mgmt For For
1N. ELECTION OF DIRECTOR: JOHN S. STANIK Mgmt For For
1O. ELECTION OF DIRECTOR: WILLIAM J. STRIMBU Mgmt For For
2. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS F.N.B.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2016 FISCAL YEAR.
4. TO CONSIDER AND APPROVE THE REINCORPORATION Mgmt Against Against
OF F.N.B. FROM THE STATE OF FLORIDA TO THE
COMMONWEALTH OF PENNSYLVANIA.
--------------------------------------------------------------------------------------------------------------------------
FCB FINANCIAL HOLDINGS, INC. Agenda Number: 934371852
--------------------------------------------------------------------------------------------------------------------------
Security: 30255G103
Meeting Type: Annual
Meeting Date: 16-May-2016
Ticker: FCB
ISIN: US30255G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALAN S. BERNIKOW Mgmt For For
THOMAS E. CONSTANCE Mgmt For For
WILLIAM L. MACK Mgmt For For
FREDERIC SALERNO Mgmt Withheld Against
02 PROPOSAL TO RATIFY INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2016.
03 PROPOSAL TO APPROVE FCB FINANCIAL HOLDINGS, Mgmt For For
INC. 2016 STOCK INCENTIVE PLAN.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES APPROVING
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FIFTH STREET FINANCE CORP. Agenda Number: 934376446
--------------------------------------------------------------------------------------------------------------------------
Security: 31678A103
Meeting Type: Annual
Meeting Date: 13-Apr-2016
Ticker: FSC
ISIN: US31678A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD P. DUTKIEWICZ Mgmt Withheld Against
TODD G. OWENS Mgmt Withheld Against
DOUGLAS F. RAY Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING SEPTEMBER 30,
2016.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 934338167
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 19-Apr-2016
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: B. EVAN BAYH III Mgmt For For
1C. ELECTION OF DIRECTOR: JORGE L. BENITEZ Mgmt For For
1D. ELECTION OF DIRECTOR: KATHERINE B. Mgmt For For
BLACKBURN
1E. ELECTION OF DIRECTOR: EMERSON L. BRUMBACK Mgmt For For
1F. ELECTION OF DIRECTOR: GREG D. CARMICHAEL Mgmt For For
1G. ELECTION OF DIRECTOR: GARY R. HEMINGER Mgmt For For
1H. ELECTION OF DIRECTOR: JEWELL D. HOOVER Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1J. ELECTION OF DIRECTOR: HENDRIK G. MEIJER Mgmt For For
1K. ELECTION OF DIRECTOR: MARSHA C. WILLIAMS Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT EXTERNAL AUDIT FIRM.
3. AN ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. ADVISORY VOTE TO DETERMINE WHETHER THE Mgmt 1 Year For
SHAREHOLDER VOTE ON THE COMPENSATION OF
COMPANY'S EXECUTIVES OCCURS EVERY 1, 2 OR 3
YRS.
--------------------------------------------------------------------------------------------------------------------------
FIRST BUSINESS FINL SVCS INC. Agenda Number: 934368994
--------------------------------------------------------------------------------------------------------------------------
Security: 319390100
Meeting Type: Annual
Meeting Date: 16-May-2016
Ticker: FBIZ
ISIN: US3193901002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAN A. EDDY Mgmt For For
JOHN M. SILSETH Mgmt For For
DEAN W. VOEKS Mgmt For For
2. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC. Agenda Number: 934339765
--------------------------------------------------------------------------------------------------------------------------
Security: 31946M103
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: FCNCA
ISIN: US31946M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN M. ALEXANDER, JR. Mgmt Withheld Against
VICTOR E. BELL III Mgmt Withheld Against
PETER M. BRISTOW Mgmt For For
HOPE H. BRYANT Mgmt For For
H. LEE DURHAM, JR. Mgmt Withheld Against
DANIEL L. HEAVNER Mgmt For For
FRANK B. HOLDING, JR. Mgmt For For
ROBERT R. HOPPE Mgmt Withheld Against
LUCIUS S. JONES Mgmt For For
FLOYD L. KEELS Mgmt For For
ROBERT E. MASON IV Mgmt For For
ROBERT T. NEWCOMB Mgmt For For
JAMES M. PARKER Mgmt For For
2. NON-BINDING ADVISORY RESOLUTION Mgmt For For
("SAY-ON-PAY" RESOLUTION) TO APPROVE
COMPENSATION PAID OR PROVIDED TO
BANCSHARES' EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT FOR THE ANNUAL
MEETING.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP AS BANCSHARES'
INDEPENDENT ACCOUNTANTS FOR 2016.
4. PROPOSAL SUBMITTED BY A STOCKHOLDER Shr For Against
REGARDING THE VOTING RIGHTS OF A CLASS OF
BANCSHARES' STOCK.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY CORPORATION Agenda Number: 934362081
--------------------------------------------------------------------------------------------------------------------------
Security: 319835104
Meeting Type: Annual
Meeting Date: 18-May-2016
Ticker: FCCO
ISIN: US3198351047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD K. BOGAN, MD Mgmt For For
MICHAEL C. CRAPPS Mgmt For For
ANITA B. EASTER Mgmt For For
GEORGE H. FANN, JR. DMD Mgmt For For
J. RANDOLPH POTTER Mgmt For For
2. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED IN THIS
PROXY STATEMENT (THIS IS A NON-BINDING,
ADVISORY VOTE).
3. TO RATIFY THE APPOINTMENT OF ELLIOTT DAVIS Mgmt For For
DECOSIMO, LLC AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
FIRST CONNECTICUT BANCORP, INC. Agenda Number: 934376585
--------------------------------------------------------------------------------------------------------------------------
Security: 319850103
Meeting Type: Annual
Meeting Date: 18-May-2016
Ticker: FBNK
ISIN: US3198501039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD A. BUCCHI Mgmt For For
JOHN J. CARSON Mgmt For For
KEVIN S. RAY Mgmt For For
2. THE APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL ON THE COMPANY'S EXECUTIVE
COMPENSATION.
3. TO APPROVE THE COMPANY'S 2016 STOCK Mgmt For For
INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP. Agenda Number: 934335755
--------------------------------------------------------------------------------------------------------------------------
Security: 32006W106
Meeting Type: Annual
Meeting Date: 19-Apr-2016
Ticker: FDEF
ISIN: US32006W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN L. BOOKMYER Mgmt For For
STEPHEN L. BOOMER Mgmt For For
WILLIAM J. SMALL Mgmt Withheld Against
THOMAS A. REINEKE Mgmt For For
2. TO CONSIDER AND APPROVE A NON-BINDING Mgmt For For
ADVISORY VOTE ON FIRST DEFIANCE'S EXECUTIVE
COMPENSATION.
3. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
RATIFY THE APPOINTMENT OF CROWE HORWATH LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FIRST DEFIANCE FOR THE
YEAR 2016.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP. Agenda Number: 934380964
--------------------------------------------------------------------------------------------------------------------------
Security: 320209109
Meeting Type: Annual
Meeting Date: 24-May-2016
Ticker: FFBC
ISIN: US3202091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. WICKLIFFE ACH Mgmt For For
DAVID S. BARKER Mgmt For For
CYNTHIA O. BOOTH Mgmt For For
CLAUDE E. DAVIS Mgmt For For
CORINNE R. FINNERTY Mgmt For For
PETER E. GEIER Mgmt For For
MURPH KNAPKE Mgmt For For
SUSAN L. KNUST Mgmt For For
WILLIAM J. KRAMER Mgmt For For
JEFFREY D. MEYER Mgmt For For
JOHN T. NEIGHBOURS Mgmt For For
RICHARD E. OLSZEWSKI Mgmt For For
MARIBETH S. RAHE Mgmt For For
2. RE-APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED KEY EXECUTIVE SHORT TERM INCENTIVE
PLAN.
3. RATIFICATION OF CROWE HORWATH LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
4. ADVISORY (NON-BINDING) VOTE ON THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 934348649
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 02-May-2016
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
F. HOWARD HALDERMAN Mgmt For For
MICHAEL C. RECHIN Mgmt For For
CHARLES E. SCHALLIOL Mgmt For For
TERRY L. WALKER Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF FIRST MERCHANTS
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
FIRM BKD, LLP AS THE INDEPENDENT AUDITOR
FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
FIRST SECURITY GROUP, INC. Agenda Number: 934282928
--------------------------------------------------------------------------------------------------------------------------
Security: 336312202
Meeting Type: Special
Meeting Date: 21-Oct-2015
Ticker: FSGI
ISIN: US3363122025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED MARCH 25, 2015, BY AND
BETWEEN ATLANTIC CAPITAL BANCSHARES, INC.
("ATLANTIC CAPITAL") AND FIRST SECURITY (AS
AMENDED ON JUNE 8, 2015, THE "MERGER
AGREEMENT") PURSUANT TO WHICH FIRST
SECURITY WILL MERGE WITH AND INTO ATLANTIC
CAPITAL (THE "MERGER" .. (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2. TO ADOPT A NON-BINDING RESOLUTION APPROVING Mgmt Against Against
CERTAIN COMPENSATION THAT MAY BECOME
PAYABLE TO FIRST SECURITY'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
3. TO ADJOURN THE SPECIAL MEETING TO A LATER Mgmt For For
DATE OR DATES, IF NECESSARY OR APPROPRIATE,
INCLUDING TO SOLICIT ADDITIONAL PROXIES TO
APPROVE THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION Agenda Number: 934365075
--------------------------------------------------------------------------------------------------------------------------
Security: 343873105
Meeting Type: Annual
Meeting Date: 17-May-2016
Ticker: FFIC
ISIN: US3438731057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS C DIRECTOR: JOHN R. BURAN Mgmt For For
1B. ELECTION OF CLASS C DIRECTOR: JAMES D. Mgmt For For
BENNETT
1C. ELECTION OF CLASS C DIRECTOR: ALFRED A. Mgmt For For
DELLIBOVI
1D. ELECTION OF CLASS C DIRECTOR: THOMAS S. Mgmt For For
GULOTTA
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF BDO USA, LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
GEORGETOWN BANCORP INC. Agenda Number: 934364605
--------------------------------------------------------------------------------------------------------------------------
Security: 372591107
Meeting Type: Annual
Meeting Date: 17-May-2016
Ticker: GTWN
ISIN: US3725911073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEITH N. CONGDON Mgmt For For
KATHLEEN R. SACHS Mgmt For For
DAVID A. SPLAINE Mgmt For For
ROBERT T. WYMAN Mgmt For For
2. THE RATIFICATION OF BAKER NEWMAN & NOYES, Mgmt For For
P.A., LLC AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2016.
3. AN ADVISORY, NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE EXECUTIVE COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 934373844
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LONNIE D. COLLINS# Mgmt For For
MARC D. FINE# Mgmt For For
J. DAVID LETT# Mgmt For For
THOMAS W. SEGER# Mgmt For For
CHRIS A. RAMSEY* Mgmt For For
DOUGLAS A. BAWEL$ Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
APPOINTMENT OF CROWE HORWATH LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
GJENSIDIGE FORSIKRING ASA, LYSAKER Agenda Number: 706804324
--------------------------------------------------------------------------------------------------------------------------
Security: R2763X101
Meeting Type: AGM
Meeting Date: 07-Apr-2016
Ticker:
ISIN: NO0010582521
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 530112 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 OPENING OF THE GENERAL MEETING BY THE CHAIR Non-Voting
OF BOARD
2 PRESENTATION OF THE LIST OF ATTENDING Non-Voting
SHAREHOLDERS AND PROXIES
3 APPROVAL OF THE NOTICE OF THE MEETING AND Mgmt No vote
THE AGENDA
4 ELECTION OF TWO REPRESENTATIVES TO SIGN THE Non-Voting
MINUTES ALONG WITH THE CHAIR OF THE MEETING
5 APPROVAL OF THE BOARD'S REPORT AND ANNUAL Mgmt No vote
ACCOUNTS FOR 2015 INCLUDING ALLOCATION OF
THE PROFIT FOR THE YEAR: THE BOARD PROPOSES
THAT DIVIDEND OF NOK 6.40 PER SHARE BE
DISTRIBUTED ON THE BASIS OF THE PROFIT FOR
THE YEAR AFTER TAX EXPENSE, AND NOK 2.00
PER SHARERELATING TO THE DISTRIBUTION OF
EXCESS CAPITAL
6.A THE BOARD'S STATEMENT ON THE STIPULATION OF Mgmt No vote
PAY AND OTHER REMUNERATION OF EXECUTIVE
PERSONNEL: THE BOARD'S STATEMENT ON THE
STIPULATION OF PAY AND OTHER REMUNERATION
6.B THE BOARD'S STATEMENT ON THE STIPULATION OF Mgmt No vote
PAY AND OTHER REMUNERATION OF EXECUTIVE
PERSONNEL: THE BOARD'S GUIDELINES FOR THE
STIPULATION OF PAY FOR EXECUTIVE PERSONNEL
FOR THE COMING FINANCIAL YEAR
6.C THE BOARD'S STATEMENT ON THE STIPULATION OF Mgmt No vote
PAY AND OTHER REMUNERATION OF EXECUTIVE
PERSONNEL: THE BOARD'S BINDING GUIDELINES
FOR THE ALLOCATION OF SHARES, SUBSCRIPTION
RIGHTS ETC. FOR THE COMING FINANCIAL YEAR
7.A AUTHORISATIONS TO THE BOARD: TO DECIDE THE Mgmt No vote
DISTRIBUTION OF DIVIDEND
7.B AUTHORISATIONS TO THE BOARD: TO PURCHASE Mgmt No vote
OWN SHARES IN THE MARKET FOR THE PURPOSE OF
IMPLEMENTING THE SHARE SAVINGS SCHEME AND
REMUNERATION SCHEME FOR EMPLOYEES
7.C AUTHORISATIONS TO THE BOARD: TO RAISE Mgmt No vote
SUBORDINATED DEBT AND OTHER EXTERNAL
FINANCING
8 PROPOSAL FOR NEW ARTICLES OF ASSOCIATION: Mgmt No vote
ARTICLE 2-2, 2-5
9.A.1 ELECTION OF MEMBER OF THE BOARD AND CHAIR: Mgmt No vote
HANSEN, INGE K (CHAIR)
9.A.2 ELECTION OF MEMBER OF THE BOARD AND CHAIR: Mgmt No vote
MARCHAND, GISELE (MEMBER)
9.A.3 ELECTION OF MEMBER OF THE BOARD AND CHAIR: Mgmt No vote
BJORGE, PER ARNE (MEMBER)
9.A.4 ELECTION OF MEMBER OF THE BOARD AND CHAIR: Mgmt No vote
ROSTAD, METTE (MEMBER)
9.A.5 ELECTION OF MEMBER OF THE BOARD AND CHAIR: Mgmt No vote
WOLLEBEKK, TINE G. (MEMBER)
9.A.6 ELECTION OF MEMBER OF THE BOARD AND CHAIR: Mgmt No vote
DAUGAARD, KNUD PEDER (MEMBER)
9.A.7 ELECTION OF MEMBER OF THE BOARD AND CHAIR: Mgmt No vote
GIVERHOLT, JOHN (MEMBER)
9.B.1 PROPOSAL OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: IBSEN, MAI-LILL (MEMBER)
9.B.2 PROPOSAL OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: OTTESTAD, JOHN OVE (MEMBER)
9.B.3 PROPOSAL OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: BAKKEN, TORUN SKJERVO (MEMBER)
9.B.4 PROPOSAL OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: ENGER, EINAR (CHAIR)
9.B.5 PROPOSAL OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: GJERSOE, JOAKIM (MEMBER)
9.C PROPOSAL OF EXTERNAL AUDITOR KPMG AS Mgmt No vote
10 REMUNERATION Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 934344209
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 27-Apr-2016
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. BLODNICK Mgmt For For
RANDALL M. CHESLER Mgmt For For
SHERRY L. CLADOUHOS Mgmt For For
JAMES M. ENGLISH Mgmt For For
ANNIE M. GOODWIN Mgmt For For
DALLAS I. HERRON Mgmt For For
CRAIG A. LANGEL Mgmt For For
DOUGLAS J. MCBRIDE Mgmt For For
JOHN W. MURDOCH Mgmt For For
MARK J. SEMMENS Mgmt For For
2. TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
GLACIER BANCORP, INC.'S EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF BKD, LLP AS Mgmt For For
GLACIER BANCORP, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC. Agenda Number: 934313204
--------------------------------------------------------------------------------------------------------------------------
Security: 38173M102
Meeting Type: Annual
Meeting Date: 02-Feb-2016
Ticker: GBDC
ISIN: US38173M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS III DIRECTOR: LAWRENCE E. Mgmt For For
GOLUB
1.2 ELECTION OF CLASS III DIRECTOR: WILLIAM M. Mgmt For For
WEBSTER IV
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2016.
--------------------------------------------------------------------------------------------------------------------------
GREAT WESTERN BANCORP INC Agenda Number: 934318963
--------------------------------------------------------------------------------------------------------------------------
Security: 391416104
Meeting Type: Annual
Meeting Date: 08-Feb-2016
Ticker: GWB
ISIN: US3914161043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES SPIES Mgmt For For
KEN KARELS Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT ERNST & Mgmt For For
YOUNG, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2016.
--------------------------------------------------------------------------------------------------------------------------
GREEN BANCORP INC. Agenda Number: 934270959
--------------------------------------------------------------------------------------------------------------------------
Security: 39260X100
Meeting Type: Special
Meeting Date: 21-Sep-2015
Ticker: GNBC
ISIN: US39260X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. GREEN SHARE ISSUANCE: APPROVAL OF THE Mgmt For For
ISSUANCE OF SHARES OF GREEN COMMON STOCK IN
CONNECTION WITH THE MERGER OF PANTHER
MERGER SUB CORP., A WHOLLY-OWNED SUBSIDIARY
OF GREEN, WITH AND INTO PATRIOT BANCSHARES,
INC.
2. ADJOURNMENT: APPROVAL OF THE ADJOURNMENT OF Mgmt For For
THE GREEN SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF THE GREEN SHARE ISSUANCE
PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
HANCOCK HOLDING COMPANY Agenda Number: 934335779
--------------------------------------------------------------------------------------------------------------------------
Security: 410120109
Meeting Type: Annual
Meeting Date: 21-Apr-2016
Ticker: HBHC
ISIN: US4101201097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES B. ESTABROOK, JR. Mgmt For For
HARDY B. FOWLER Mgmt For For
RANDALL W. HANNA Mgmt For For
SONYA C. LITTLE Mgmt For For
ERIC J. NICKELSEN Mgmt For For
ROBERT W. ROSEBERRY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE BOOKS OF THE COMPANY AND
ITS SUBSIDIARIES FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP Agenda Number: 934259157
--------------------------------------------------------------------------------------------------------------------------
Security: 426927109
Meeting Type: Special
Meeting Date: 11-Aug-2015
Ticker: HTBK
ISIN: US4269271098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER AND ISSUANCE OF Mgmt For For
COMMON STOCK OF HERITAGE COMMERCE CORP TO
SHAREHOLDERS OF FOCUS BUSINESS BANK
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER AND REORGANIZATION, DATED AS OF
APRIL 23, 2015, BY AND AMONG HERITAGE
COMMERCE CORP, HERITAGE BANK OF COMMERCE
AND FOCUS BUSINESS BANK.
2. TO APPROVE AN ADJOURNMENT OF THE HERITAGE Mgmt For For
COMMERCE CORP SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE, AND IF A QUORUM IS PRESENT,
TO SOLICIT ADDITIONAL VOTES IN FAVOR OF
PROPOSAL NO. 1.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP Agenda Number: 934393745
--------------------------------------------------------------------------------------------------------------------------
Security: 426927109
Meeting Type: Annual
Meeting Date: 26-May-2016
Ticker: HTBK
ISIN: US4269271098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J.M. BIAGINI-KOMAS Mgmt For For
FRANK G. BISCEGLIA Mgmt For For
JACK W. CONNER Mgmt For For
J. PHILIP DINAPOLI Mgmt For For
JOHN M. EGGEMEYER Mgmt For For
STEVEN L. HALLGRIMSON Mgmt For For
WALTER T. KACZMAREK Mgmt For For
ROBERT T. MOLES Mgmt For For
LAURA RODEN Mgmt For For
RANSON W. WEBSTER Mgmt For For
W. KIRK WYCOFF Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION Agenda Number: 934350694
--------------------------------------------------------------------------------------------------------------------------
Security: 42722X106
Meeting Type: Annual
Meeting Date: 04-May-2016
Ticker: HFWA
ISIN: US42722X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RHODA L. ALTOM Mgmt For For
DAVID H. BROWN Mgmt For For
BRIAN S. CHARNESKI Mgmt For For
GARY B. CHRISTENSEN Mgmt For For
JOHN A. CLEES Mgmt For For
MARK D. CRAWFORD Mgmt For For
KIMBERLY T. ELLWANGER Mgmt For For
DEBORAH J. GAVIN Mgmt For For
JEFFREY S. LYON Mgmt For For
GRAGG E. MILLER Mgmt For For
ANTHONY B. PICKERING Mgmt For For
ROBERT T. SEVERNS Mgmt For For
BRIAN L. VANCE Mgmt For For
ANN WATSON Mgmt For For
2. ADVISORY (NON-BINDING) APPROVAL OF THE Mgmt For For
COMPENSATION PAID TO NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS HERITAGE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE OAKS BANCORP Agenda Number: 934405843
--------------------------------------------------------------------------------------------------------------------------
Security: 42724R107
Meeting Type: Annual
Meeting Date: 25-May-2016
Ticker: HEOP
ISIN: US42724R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. BEHRMAN Mgmt For For
MARK C. FUGATE Mgmt For For
HOWARD N. GOULD Mgmt For For
DEE LACEY Mgmt For For
SIMONE F. LAGOMARSINO Mgmt For For
JAMES J. LYNCH Mgmt For For
MICHAEL J. MORRIS Mgmt For For
DANIEL O'HARE Mgmt For For
MICHAEL E. PFAU Mgmt For For
ALEXANDER F. SIMAS Mgmt For For
STEPHEN P. YOST Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION DISCLOSED IN THE
PROXY STATEMENT FOR THE 2016 ANNUAL MEETING
OF STOCKHOLDERS DATED APRIL 26, 2016.
3. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
HOMESTREET, INC. Agenda Number: 934408938
--------------------------------------------------------------------------------------------------------------------------
Security: 43785V102
Meeting Type: Annual
Meeting Date: 26-May-2016
Ticker: HMST
ISIN: US43785V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS II DIRECTOR TO SERVE Mgmt Against Against
UNTIL THE 2019 ANNUAL MEETING: MARK K.
MASON
1.2 ELECTION OF CLASS II DIRECTOR TO SERVE Mgmt Against Against
UNTIL THE 2019 ANNUAL MEETING: VICTOR H.
INDIEK
1.3 ELECTION OF CLASS II DIRECTOR TO SERVE Mgmt Against Against
UNTIL THE 2019 ANNUAL MEETING: DONALD R.
VOSS
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
3. TO REQUEST THAT THE BOARD OF DIRECTORS Mgmt For For
INITIATE THE APPROPRIATE PROCESS TO AMEND
THE COMPANY'S ARTICLES OF INCORPORATION
AND/OR BYLAWS TO PROVIDE THAT DIRECTOR
NOMINEES SHALL BE ELECTED BY THE
AFFIRMATIVE VOTE OF THE MAJORITY OF VOTES
CAST AT AN ANNUAL MEETING OF SHAREHOLDERS,
WITH A PLURALITY VOTE STANDARD RETAINED FOR
CONTESTED DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
HORIZON BANCORP Agenda Number: 934348930
--------------------------------------------------------------------------------------------------------------------------
Security: 440407104
Meeting Type: Annual
Meeting Date: 05-May-2016
Ticker: HBNC
ISIN: US4404071049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN D. AARON Mgmt For For
CRAIG M. DWIGHT Mgmt For For
LARRY N. MIDDLETON Mgmt For For
ROBERT E. SWINEHART Mgmt For For
2. AMENDMENT OF THE ARTICLES OF INCORPORATION Mgmt For For
TO INCREASE THE NUMBER OF COMMON SHARES.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. RATIFICATION OF APPOINTMENT OF BKD, LLP AS Mgmt For For
INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
HOWARD BANCORP, INC. Agenda Number: 934381613
--------------------------------------------------------------------------------------------------------------------------
Security: 442496105
Meeting Type: Annual
Meeting Date: 25-May-2016
Ticker: HBMD
ISIN: US4424961054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HARTSON# Mgmt For For
PAUL I. LATTA, JR.# Mgmt For For
ROBERT W. SMITH, JR.# Mgmt For For
DONNA HILL STATON# Mgmt For For
THOMAS P. O'NEILL* Mgmt For For
GARY R. BOZEL$ Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt For For
TO APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF STEGMAN & Mgmt For For
COMPANY AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT THE
COMPANY'S FINANCIAL STATEMENTS FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 934374492
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: EILEEN C. MISKELL Mgmt For For
1.2 ELECTION OF DIRECTOR: CARL RIBEIRO Mgmt For For
1.3 ELECTION OF DIRECTOR: JOHN H. SPURR, JR. Mgmt For For
1.4 ELECTION OF DIRECTOR: THOMAS R. VENABLES Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2016.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORPORATION Agenda Number: 934335058
--------------------------------------------------------------------------------------------------------------------------
Security: 453838609
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: IBCP
ISIN: US4538386099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. BOER Mgmt Withheld Against
JOAN A. BUDDEN Mgmt For For
CHARLES C. VAN LOAN Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH, LLP AS INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2016.
3. APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION PAID
TO OUR NAMED EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
INTERMEDIATE CAPITAL GROUP PLC, LONDON Agenda Number: 706278959
--------------------------------------------------------------------------------------------------------------------------
Security: G4807D101
Meeting Type: AGM
Meeting Date: 15-Jul-2015
Ticker:
ISIN: GB0004564430
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE FINANCIAL STATEMENTS AND Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE FINANCIAL YEAR ENDED 31 MARCH 2015
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT AS SET OUT IN THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
MARCH 2015
3 TO DECLARE A FINAL DIVIDEND OF 15.1 PENCE Mgmt For For
PER ORDINARY SHARE FOR THE FINANCIAL YEAR
ENDED 31 MARCH 2015
4 TO RE-APPOINT DELOITTE LLP AS AUDITORS OF Mgmt For For
THE COMPANY TO HOLD OFFICE AS THE COMPANY'S
AUDITORS UNTIL THE CONCLUSION OF THE
COMPANY'S NEXT ANNUAL GENERAL MEETING IN
2016
5 TO AUTHORISE THE DIRECTORS TO SET THE Mgmt For For
REMUNERATION OF THE AUDITORS
6 TO RE-APPOINT JUSTIN DOWLEY AS A DIRECTOR Mgmt For For
OF THE COMPANY
7 TO RE-APPOINT KEVIN PARRY AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-APPOINT PETER GIBBS AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-APPOINT KIM WAHL AS A DIRECTOR OF THE Mgmt For For
COMPANY
10 TO RE-APPOINT KATHRYN PURVES AS A DIRECTOR Mgmt For For
OF THE COMPANY
11 TO RE-APPOINT CHRISTOPHE EVAIN AS A Mgmt For For
DIRECTOR OF THE COMPANY
12 TO RE-APPOINT PHILIP KELLER AS A DIRECTOR Mgmt For For
OF THE COMPANY
13 TO RE-APPOINT BENOIT DURTESTE AS A DIRECTOR Mgmt For For
OF THE COMPANY
14 TO GRANT THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For
SHARES PURSUANT TO SECTION 551 OF THE
COMPANIES ACT 2006
15 SUBJECT TO THE PASSING OF RESOLUTION 14, TO Mgmt For For
AUTHORISE THE DIRECTORS TO ALLOT EQUITY
SECURITIES AND TO SELL ORDINARY SHARES
PURSUANT TO SECTIONS 570 (1) AND 573 OF THE
COMPANIES ACT 2006
16 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS ORDINARY SHARES PURSUANT
TO SECTION 701 OF THE COMPANIES ACT 2006
17 TO APPROVE THAT A GENERAL MEETING OF THE Mgmt For For
COMPANY (OTHER THAN AN ANNUAL GENERAL
MEETING) MAY BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
18 TO DECLARE SPECIAL DIVIDEND OF 81.6 PENCE Mgmt For For
PER ORDINARY SHARE PAYABLE TO HOLDERS OF
ORDINARY SHARES AS AT 5:00PM ON 22 JULY
2015
19 SUBJECT TO THE PASSING OF RESOLUTION 18, Mgmt For For
THAT EVERY 7 EXISTING ORDINARY SHARES BE
CONSOLIDATED INTO 6 NEW ORDINARY SHARES OF
23 1/3 PENCE EACH IN THE CAPITAL OF THE
COMPANY
20 TO REDUCE THE AMOUNT STANDING TO THE CREDIT Mgmt For For
OF THE COMPANY'S SHARE PREMIUM ACCOUNT
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934367257
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 17-May-2016
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. INDEPENDENT BOARD CHAIRMAN - REQUIRE AN Shr Against For
INDEPENDENT CHAIR
5. HOW VOTES ARE COUNTED - COUNT VOTES USING Shr Against For
ONLY FOR AND AGAINST AND IGNORE ABSTENTIONS
6. VESTING FOR GOVERNMENT SERVICE -PROHIBIT Shr For Against
VESTING OF EQUITY-BASED AWARDS FOR SENIOR
EXECUTIVES DUE TO VOLUNTARY RESIGNATION TO
ENTER GOVERNMENT SERVICE
7. APPOINT A STOCKHOLDER VALUE COMMITTEE - Shr Against For
ADDRESS WHETHER DIVESTITURE OF ALL NON-CORE
BANKING BUSINESS SEGMENTS WOULD ENHANCE
SHAREHOLDER VALUE
8. CLAWBACK AMENDMENT - DEFER COMPENSATION FOR Shr Against For
10 YEARS TO HELP SATISFY ANY MONETARY
PENALTY ASSOCIATED WITH VIOLATION OF LAW
9. EXECUTIVE COMPENSATION PHILOSOPHY - ADOPT A Shr Against For
BALANCED EXECUTIVE COMPENSATION PHILOSOPHY
WITH SOCIAL FACTORS TO IMPROVE THE FIRM'S
ETHICAL CONDUCT AND PUBLIC REPUTATION
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 934327316
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Special
Meeting Date: 23-Mar-2016
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 30, 2015, BY
AND BETWEEN KEYCORP AND FIRST NIAGARA
FINANCIAL GROUP, INC. (THE "MERGER
PROPOSAL").
2A. TO APPROVE CERTAIN AMENDMENTS TO KEYCORP'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION WHICH MODIFY THE VOTING
RIGHTS ASSOCIATED WITH KEYCORP'S PREFERRED
STOCK (THE "ARTICLES AMENDMENT PROPOSALS"):
A PROVISION RELATING TO THE MECHANICS AND
TIMING OF PREFERRED SHAREHOLDERS' RIGHTS TO
CALL SPECIAL MEETINGS.
2B. TO APPROVE CERTAIN AMENDMENTS TO KEYCORP'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION WHICH MODIFY THE VOTING
RIGHTS ASSOCIATED WITH KEYCORP'S PREFERRED
STOCK (THE "ARTICLES AMENDMENT PROPOSALS"):
A PROVISION REQUIRING APPROVAL BY PREFERRED
SHAREHOLDERS OF AMENDMENTS OF KEYCORP'S
ARTICLES OR REGULATIONS THAT WOULD
ADVERSELY AFFECT THEIR VOTING POWERS,
RIGHTS OR PREFERENCES.
2C. TO APPROVE CERTAIN AMENDMENTS TO KEYCORP'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION WHICH MODIFY THE VOTING
RIGHTS ASSOCIATED WITH KEYCORP'S PREFERRED
STOCK (THE "ARTICLES AMENDMENT PROPOSALS"):
A PROVISION REQUIRING APPROVAL BY PREFERRED
SHAREHOLDERS OF COMBINATIONS, MAJORITY
SHARE ACQUISITIONS, MERGERS OR
CONSOLIDATIONS UNLESS THEY RETAIN VOTING
POWERS, RIGHTS, PRIVILEGES AND PREFERENCES
THAT ARE NOT MATERIALLY LESS FAVORABLE THAN
THOSE PRIOR TO SUCH TRANSACTION.
3. TO APPROVE AN AMENDMENT TO KEYCORP'S Mgmt For For
AMENDED AND RESTATED REGULATIONS IN ORDER
TO INCREASE THE MAXIMUM SIZE OF THE KEYCORP
BOARD OF DIRECTORS FROM 16 TO 17 MEMBERS.
4. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING OF SHAREHOLDERS OF KEYCORP,
IF NECESSARY OR APPROPRIATE TO PERMIT
FURTHER SOLICITATION OF PROXIES IN FAVOR OF
THE MERGER PROPOSAL AND THE ARTICLES
AMENDMENT PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 934373387
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRUCE D. BROUSSARD Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH A. CARRABBA Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES P. COOLEY Mgmt For For
1D. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1E. ELECTION OF DIRECTOR: H. JAMES DALLAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELIZABETH R. GILE Mgmt For For
1G. ELECTION OF DIRECTOR: RUTH ANN M. GILLIS Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM G. GISEL, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD J. HIPPLE Mgmt For For
1J. ELECTION OF DIRECTOR: KRISTEN L. MANOS Mgmt For For
1K. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For
1L. ELECTION OF DIRECTOR: DEMOS PARNEROS Mgmt For For
1M. ELECTION OF DIRECTOR: BARBARA R. SNYDER Mgmt For For
1N. ELECTION OF DIRECTOR: DAVID K. WILSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF KEYCORP'S 2016 ANNUAL Mgmt For For
PERFORMANCE PLAN.
5. SHAREHOLDER PROPOSAL SEEKING TO SEPARATE Shr Against For
THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER
ROLES.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 934339246
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 19-Apr-2016
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRENT D. BAIRD Mgmt For For
C. ANGELA BONTEMPO Mgmt For For
ROBERT T. BRADY Mgmt For For
T.J. CUNNINGHAM III Mgmt For For
MARK J. CZARNECKI Mgmt For For
GARY N. GEISEL Mgmt For For
RICHARD A. GROSSI Mgmt For For
JOHN D. HAWKE, JR. Mgmt For For
PATRICK W.E. HODGSON Mgmt For For
RICHARD G. KING Mgmt For For
NEWTON P.S. MERRILL Mgmt For For
MELINDA R. RICH Mgmt For For
ROBERT E. SADLER, JR. Mgmt For For
DENIS J. SALAMONE Mgmt For For
HERBERT L. WASHINGTON Mgmt For For
ROBERT G. WILMERS Mgmt For For
2. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
MAINSOURCE FINANCIAL GROUP, INC. Agenda Number: 934346354
--------------------------------------------------------------------------------------------------------------------------
Security: 56062Y102
Meeting Type: Annual
Meeting Date: 27-Apr-2016
Ticker: MSFG
ISIN: US56062Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KATHLEEN L. BARDWELL Mgmt For For
WILLIAM G. BARRON Mgmt For For
VINCENT A. BERTA Mgmt For For
ARCHIE M. BROWN, JR. Mgmt For For
D.J. HINES Mgmt For For
ERIN P. HOEFLINGER Mgmt For For
THOMAS M. O'BRIEN Mgmt For For
LAWRENCE R. RUEFF, DVM Mgmt For For
JOHN G. SEALE Mgmt For For
CHARLES J. THAYER Mgmt For For
2. APPROVAL OF AN ADVISORY PROPOSAL ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION POLICIES
AND PROCEDURES.
3. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP.
--------------------------------------------------------------------------------------------------------------------------
MERCHANTS BANCSHARES, INC. Agenda Number: 934366407
--------------------------------------------------------------------------------------------------------------------------
Security: 588448100
Meeting Type: Annual
Meeting Date: 26-May-2016
Ticker: MBVT
ISIN: US5884481004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY L. DAVIS Mgmt For For
KAREN J. DANAHER Mgmt For For
GEOFFREY R. HESSLINK Mgmt For For
DONALD R. CHASE Mgmt For For
2. TO CONSIDER A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF MERCHANTS'
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS MERCHANTS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
MONARCH FINANCIAL HOLDINGS, INC. Agenda Number: 934420213
--------------------------------------------------------------------------------------------------------------------------
Security: 60907Q100
Meeting Type: Special
Meeting Date: 21-Jun-2016
Ticker: MNRK
ISIN: US60907Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
APPROVE THE AGREEMENT AND PLAN OF
REORGANIZATION, DATED AS OF DECEMBER 16,
2015, BY AND AMONG TOWNEBANK, MONARCH
FINANCIAL HOLDINGS, INC. ("MONARCH") AND
MONARCH BANK, INCLUDING THE RELATED PLAN OF
MERGER (TOGETHER, THE "MERGER AGREEMENT"),
PURSUANT TO WHICH MONARCH ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
2. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
APPROVE AN AMENDMENT TO MONARCH'S ARTICLES
OF INCORPORATION TO FACILITATE THE MERGER
OF TOWNEBANK, MONARCH AND MONARCH BANK (THE
"ARTICLES AMENDMENT PROPOSAL").
3. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
APPROVE, IN A NON-BINDING ADVISORY VOTE,
CERTAIN COMPENSATION THAT MAY BECOME
PAYABLE TO MONARCH'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER, AS
MORE FULLY DESCRIBED IN THE ACCOMPANYING
JOINT PROXY STATEMENT/PROSPECTUS (THE
"COMPENSATION PROPOSAL").
4. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
ADJOURN THE MEETING, IF NECESSARY OR
APPROPRIATE, TO PERMIT FURTHER SOLICITATION
OF PROXIES IN THE EVENT THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE MEETING
TO APPROVE THE MONARCH MERGER PROPOSAL AND/
OR THE ARTICLES AMENDMENT PROPOSAL (THE
"MONARCH ADJOURNMENT PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
MUTUALFIRST FINANCIAL,INC. Agenda Number: 934352422
--------------------------------------------------------------------------------------------------------------------------
Security: 62845B104
Meeting Type: Annual
Meeting Date: 04-May-2016
Ticker: MFSF
ISIN: US62845B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID W. HEETER Mgmt For For
EDWARD C. LEVY Mgmt For For
MICHAEL J. MARIEN Mgmt For For
JAMES R. SCHRECONGOST Mgmt For For
2. ADOPTION OF AN ADVISORY (NONBINDING) Mgmt For For
RESOLUTION TO APPROVE OUR EXECUTIVE
COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF BKD, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL COMMERCE CORPORATION Agenda Number: 934400766
--------------------------------------------------------------------------------------------------------------------------
Security: 63546L102
Meeting Type: Annual
Meeting Date: 24-May-2016
Ticker: NCOM
ISIN: US63546L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN H. HOLCOMB, III Mgmt For For
RICHARD MURRAY, IV Mgmt For For
WILLIAM E. MATTHEWS, V Mgmt For For
BOBBY A. BRADLEY Mgmt For For
R. HOLMAN HEAD Mgmt For For
JERRY D. KIMBROUGH Mgmt For For
C. PHILLIP MCWANE Mgmt Withheld Against
G. RUFFNER PAGE, JR. Mgmt For For
STEPHEN A. SEVIGNY Mgmt For For
W. STANCIL STARNES Mgmt For For
TEMPLE W. TUTWILER, III Mgmt For For
RUSSELL H VANDEVELDE IV Mgmt For For
DONALD F. WRIGHT Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF PORTER KEADLE MOORE, LLC AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2016.
--------------------------------------------------------------------------------------------------------------------------
NEWBRIDGE BANCORP Agenda Number: 934321580
--------------------------------------------------------------------------------------------------------------------------
Security: 65080T102
Meeting Type: Special
Meeting Date: 23-Feb-2016
Ticker: NBBC
ISIN: US65080T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. NEWBRIDGE MERGER PROPOSAL - THE PROPOSAL TO Mgmt For For
APPROVE THE MERGER AGREEMENT AND THE
MERGER, EACH AS MORE FULLY DESCRIBED IN THE
JOINT PROXY STATEMENT/PROSPECTUS.
2. NEWBRIDGE MERGER-RELATED COMPENSATION Mgmt For For
PROPOSAL - THE PROPOSAL TO APPROVE, ON AN
ADVISORY (NON-BINDING) BASIS, THE
COMPENSATION THAT CERTAIN EXECUTIVE
OFFICERS OF NEWBRIDGE MAY RECEIVE IN
CONNECTION WITH THE MERGER PURSUANT TO
EXISTING AGREEMENTS OR ARRANGEMENTS WITH
NEWBRIDGE.
3. NEWBRIDGE ADJOURNMENT PROPOSAL - THE Mgmt For For
PROPOSAL TO ADJOURN THE SPECIAL MEETING OF
SHAREHOLDERS, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF
THE NEWBRIDGE MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. Agenda Number: 934393656
--------------------------------------------------------------------------------------------------------------------------
Security: 666762109
Meeting Type: Annual
Meeting Date: 26-May-2016
Ticker: NRIM
ISIN: US6667621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH M. BEEDLE Mgmt For For
LARRY S. CASH Mgmt For For
MARK G. COPELAND Mgmt For For
ANTHONY DRABEK Mgmt For For
KARL L. HANNEMAN Mgmt For For
DAVID W. KARP Mgmt For For
JOSEPH M. SCHIERHORN Mgmt For For
DAVID J. MCCAMBRIDGE Mgmt For For
KRYSTAL M. NELSON Mgmt For For
JOHN C. SWALLING Mgmt For For
LINDA C. THOMAS Mgmt For For
DAVID G. WIGHT Mgmt For For
2. TO APPROVE, BY NONBINDING VOTE, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE SELECTION OF MOSS ADAMS LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR NORTHRIM BANCORP, INC.
FOR FISCAL YEAR 2016.
--------------------------------------------------------------------------------------------------------------------------
OLD SECOND BANCORP, INC. Agenda Number: 934390977
--------------------------------------------------------------------------------------------------------------------------
Security: 680277100
Meeting Type: Annual
Meeting Date: 17-May-2016
Ticker: OSBC
ISIN: US6802771005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD BONIFAS Mgmt For For
WILLIAM SKOGLUND Mgmt For For
DUANE SUITS Mgmt For For
2. APPROVAL, IN A NON-BINDING, ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING OF
STOCKHOLDERS.
3. RATIFICATION OF AN AMENDMENT TO THE 2014 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE THE
MAXIMUM NUMBER OF SHARES OF COMMON STOCK
THAT MAY BE DELIVERED UNDER THE PLAN.
4. RATIFICATION OF AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED RIGHTS
AGREEMENT AND TAX BENEFITS PRESERVATION
PLAN TO EXTEND ITS EXPIRATION DATE.
5. RATIFICATION OF THE SELECTION OF PLANTE & Mgmt For For
MORAN, PLLC AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC CONTINENTAL CORPORATION Agenda Number: 934338155
--------------------------------------------------------------------------------------------------------------------------
Security: 69412V108
Meeting Type: Annual
Meeting Date: 25-Apr-2016
Ticker: PCBK
ISIN: US69412V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT A. BALLIN Mgmt For For
ROGER S. BUSSE Mgmt For For
ERIC S. FORREST Mgmt For For
MICHAEL E. HEIJER Mgmt For For
MICHAEL D. HOLZGANG Mgmt For For
JUDITH A. JOHANSEN Mgmt For For
DONALD L. KRAHMER, JR. Mgmt For For
DONALD G. MONTGOMERY Mgmt For For
JEFFREY D. PINNEO Mgmt For For
JOHN H. RICKMAN Mgmt For For
KAREN L. WHITMAN Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
SECOND AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO PROVIDE FOR MAJORITY
VOTING IN UNCONTESTED DIRECTOR ELECTIONS.
3. TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION IN FAVOR OF THE COMPENSATION OF
EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP Mgmt For For
TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 934361849
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Annual
Meeting Date: 16-May-2016
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL R. BURKE Mgmt For For
CRAIG A. CARLSON Mgmt For For
JOHN M. EGGEMEYER Mgmt For For
BARRY C. FITZPATRICK Mgmt For For
ANDREW B. FREMDER Mgmt For For
C. WILLIAM HOSLER Mgmt For For
SUSAN E. LESTER Mgmt For For
ROGER H. MOLVAR Mgmt For For
JAMES J. PIECZYNSKI Mgmt For For
DANIEL B. PLATT Mgmt For For
ROBERT A. STINE Mgmt For For
MATTHEW P. WAGNER Mgmt For For
2. APPROVAL OF THE AMENDED AND RESTATED 2003 Mgmt For For
STOCK INCENTIVE PLAN. TO APPROVE THE
COMPANY'S AMENDED AND RESTATED 2003 STOCK
INCENTIVE PLAN.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. TO Mgmt For For
APPROVE, ON AN ADVISORY BASIS (NON
BINDING), THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS. TO RATIFY THE
APPOINTMENT OF KPMG LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016.
5. ADJOURNMENTS. TO CONSIDER AND ACT UPON A Mgmt Against Against
PROPOSAL TO APPROVE, IF NECESSARY, AN
ADJOURNMENT OR POSTPONEMENT OF THE 2016
ANNUAL MEETING OF STOCKHOLDERS (THE "ANNUAL
MEETING") TO SOLICIT ADDITIONAL PROXIES.
6. OTHER BUSINESS. TO CONSIDER AND ACT UPON Mgmt Against Against
SUCH OTHER BUSINESS AND MATTERS OR
PROPOSALS AS MAY PROPERLY COME BEFORE THE
ANNUAL MEETING OR ANY ADJOURNMENTS OR
POSTPONEMENTS THEREOF. *NOTE* PLEASE
CONTACT YOUR BANK OR BROKER TO CUMULATE
YOUR SHARES
--------------------------------------------------------------------------------------------------------------------------
PARK NATIONAL CORPORATION Agenda Number: 934337026
--------------------------------------------------------------------------------------------------------------------------
Security: 700658107
Meeting Type: Annual
Meeting Date: 25-Apr-2016
Ticker: PRK
ISIN: US7006581075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2019 ANNUAL MEETING OF SHAREHOLDERS: DONNA
M. ALVARADO
1B. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2019 ANNUAL MEETING OF SHAREHOLDERS:
STEPHEN J. KAMBEITZ
1C. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2019 ANNUAL MEETING OF SHAREHOLDERS:
TIMOTHY S. MCLAIN
1D. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2019 ANNUAL MEETING OF SHAREHOLDERS: RICK
R. TAYLOR
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
PARK STERLING CORP Agenda Number: 934387095
--------------------------------------------------------------------------------------------------------------------------
Security: 70086Y105
Meeting Type: Annual
Meeting Date: 26-May-2016
Ticker: PSTB
ISIN: US70086Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LESLIE M. BAKER, JR. Mgmt For For
LARRY W. CARROLL Mgmt For For
GRANT S. GRAYSON Mgmt For For
BEN R. RUDISILL, II Mgmt For For
ROBERT G. WHITTEN Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF INCORPORATION TO PROVIDE FOR
MAJORITY VOTING IN THE ELECTION OF
DIRECTORS IN UNCONTESTED ELECTIONS.
3. TO RATIFY THE APPOINTMENT OF DIXON HUGHES Mgmt For For
GOODMAN LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
4. TO ADOPT AN ADVISORY (NONBINDING) Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS,
COMMONLY REFERRED TO AS A "SAY ON PAY"
VOTE.
--------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC. Agenda Number: 934356052
--------------------------------------------------------------------------------------------------------------------------
Security: 709789101
Meeting Type: Annual
Meeting Date: 28-Apr-2016
Ticker: PEBO
ISIN: US7097891011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
S. CRAIG BEAM Mgmt For For
DAVID F. DIERKER Mgmt For For
DAVID L. MEAD Mgmt For For
SUSAN D. RECTOR Mgmt For For
THOMAS J.WOLF Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF PEOPLES' NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT FOR THE 2016 ANNUAL MEETING OF
SHAREHOLDERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS PEOPLES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
PROSPERITY BANCSHARES, INC. Agenda Number: 934347267
--------------------------------------------------------------------------------------------------------------------------
Security: 743606105
Meeting Type: Annual
Meeting Date: 19-Apr-2016
Ticker: PB
ISIN: US7436061052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEAH HENDERSON Mgmt For For
NED S. HOLMES Mgmt For For
JACK LORD Mgmt For For
DAVID ZALMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2016.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS
("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC. Agenda Number: 934290824
--------------------------------------------------------------------------------------------------------------------------
Security: 743868101
Meeting Type: Annual
Meeting Date: 19-Nov-2015
Ticker: PROV
ISIN: US7438681014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JUDY A. CARPENTER Mgmt For For
WILLIAM E. THOMAS Mgmt For For
2. THE APPROVAL ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS OF OUR EXECUTIVE COMPENSATION AS
DISCLOSED IN THE PROXY STATEMENT.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR PROVIDENT FINANCIAL HOLDINGS,
INC. FOR THE FISCAL YEAR ENDING JUNE 30,
2016.
--------------------------------------------------------------------------------------------------------------------------
QCR HOLDINGS, INC. Agenda Number: 934363021
--------------------------------------------------------------------------------------------------------------------------
Security: 74727A104
Meeting Type: Annual
Meeting Date: 13-May-2016
Ticker: QCRH
ISIN: US74727A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK S. BAIRD Mgmt For For
LARRY J. HELLING Mgmt For For
DOUGLAS M. HULTQUIST Mgmt For For
MARK C. KILMER Mgmt For For
LINDA K. NEUMAN Mgmt For For
2. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF CERTAIN EXECUTIVE
OFFICERS, WHICH IS REFERRED TO AS A "SAY ON
PAY" PROPOSAL
3. TO APPROVE THE QCR HOLDINGS, INC. 2016 Mgmt For For
EQUITY INCENTIVE PLAN
4. TO RATIFY AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED RIGHTS AGREEMENT, EFFECTIVE AS OF
MAY 7, 2013, BETWEEN QCR HOLDINGS, INC. AND
QUAD CITY BANK & TRUST COMPANY, AS RIGHTS
AGENT
5. TO RATIFY THE APPOINTMENT OF RSM US LLP AS Mgmt For For
QCR HOLDINGS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 934336935
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 21-Apr-2016
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLYN H. BYRD Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. COOPER, SR. Mgmt For For
1C. ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For
1D. ELECTION OF DIRECTOR: ERIC C. FAST Mgmt For For
1E. ELECTION OF DIRECTOR: O.B. GRAYSON HALL, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: JOHN D. JOHNS Mgmt For For
1G. ELECTION OF DIRECTOR: RUTH ANN MARSHALL Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN W. MATLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For
1K. ELECTION OF DIRECTOR: LEE J. STYSLINGER III Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2016.
3. NONBINDING STOCKHOLDER APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RENASANT CORPORATION Agenda Number: 934340009
--------------------------------------------------------------------------------------------------------------------------
Security: 75970E107
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: RNST
ISIN: US75970E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRED F. SHARPE# Mgmt For For
JOHN M. CREEKMORE& Mgmt For For
JILL V. DEER& Mgmt For For
NEAL A. HOLLAND, JR.& Mgmt For For
E. ROBINSON MCGRAW& Mgmt For For
HOLLIS C. CHEEK& Mgmt For For
3. TO APPROVE AN AMENDMENT TO RENASANT Mgmt For For
CORPORATION'S 2011 LONG-TERM INCENTIVE
COMPENSATION PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AVAILABLE FOR GRANT,
AWARD OR ISSUANCE UNDER THE PLAN.
4. TO APPROVE THE PERFORMANCE MEASURES Mgmt For For
APPLICABLE TO INCENTIVE AWARDS IN THE 2011
LONG-TERM INCENTIVE COMPENSATION PLAN.
5. TO APPROVE AN AMENDMENT TO RENASANT Mgmt For For
CORPORATION'S ARTICLES OF INCORPORATION, AS
AMENDED, TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK, PAR
VALUE $5.00 PER SHARE, FROM 75,000,000
SHARES TO 150,000,000 SHARES.
6. TO RATIFY THE APPOINTMENT OF HORNE, LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
RIVER VALLEY BANCORP Agenda Number: 934317086
--------------------------------------------------------------------------------------------------------------------------
Security: 768475105
Meeting Type: Special
Meeting Date: 26-Jan-2016
Ticker: RIVR
ISIN: US7684751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AGREEMENT AND PLAN OF Mgmt For For
REORGANIZATION DATED OCTOBER 26, 2015 (THE
"MERGER AGREEMENT"), AMONG RIVER VALLEY
BANCORP (THE "CORPORATION"), RIVER VALLEY
FINANCIAL BANK, GERMAN AMERICAN BANCORP,
INC. ("GERMAN AMERICAN") AND GERMAN
AMERICAN BANCORP AND THE RELATED PLAN OF
MERGER, CONCERNING THE MERGER OF THE
CORPORATION WITH AND INTO GERMAN AMERICAN
(THE "MERGER").
2. APPROVAL AND RATIFICATION OF AMENDMENT TO Mgmt For For
THE ARTICLES OF INCORPORATION OF THE
CORPORATION DELETING ARTICLE 11 (THE
"AMENDMENT").
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt Against Against
BASIS, OF THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF THE CORPORATION BASED
ON OR RELATED TO THE MERGER AND THE
AGREEMENTS AND UNDERSTANDINGS CONCERNING
SUCH COMPENSATION.
4. APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
NOT SUFFICIENT VOTES PRESENT AT THE SPECIAL
MEETING IN PERSON OR BY PROXY TO APPROVE
THE MERGER AGREEMENT AND THE RELATED PLAN
OF MERGER OR THE AMENDMENT.
--------------------------------------------------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC. Agenda Number: 934350430
--------------------------------------------------------------------------------------------------------------------------
Security: 800363103
Meeting Type: Annual
Meeting Date: 04-May-2016
Ticker: SASR
ISIN: US8003631038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MONA ABUTALEB Mgmt For For
ROBERT E. HENEL, JR. Mgmt For For
GARY G. NAKAMOTO Mgmt For For
DENNIS A. STARLIPER Mgmt For For
JAMES J. MAIWURM Mgmt For For
2. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION FOR THE NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
SBT BANCORP, INC. Agenda Number: 934360633
--------------------------------------------------------------------------------------------------------------------------
Security: 78391C106
Meeting Type: Annual
Meeting Date: 10-May-2016
Ticker: SBTB
ISIN: US78391C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN J. GEITZ Mgmt For For
GARY R. KEVORKIAN Mgmt For For
JERRY W. LONG Mgmt For For
PETER C. PABICH Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF SBT BANCORP,
INC.'S NAMED EXECUTIVE OFFICERS AS
DETERMINED BY THE COMPENSATION AND HUMAN
RESOURCES COMMITTEE.
3. TO RATIFY THE APPOINTMENT OF BAKER NEWMAN & Mgmt For For
NOYES, LLC AS SBT BANCORP, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016.
4. IN THEIR DISCRETION, THE PROXIES, OR EITHER Mgmt Against Against
OF THEM, ARE AUTHORIZED TO VOTE UPON SUCH
OTHER BUSINESS AS MAY PROPERLY BE BROUGHT
BEFORE THE MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
SHORE BANCSHARES, INC. Agenda Number: 934345706
--------------------------------------------------------------------------------------------------------------------------
Security: 825107105
Meeting Type: Annual
Meeting Date: 27-Apr-2016
Ticker: SHBI
ISIN: US8251071051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANK E. MASON, III - Mgmt For For
CLASS I (TERM EXPIRES 2019)
1B. ELECTION OF DIRECTOR: CHRISTOPHER F. SPURRY Mgmt For For
- CLASS I (TERM EXPIRES 2019)
1C. ELECTION OF DIRECTOR: JOHN H. WILSON - Mgmt For For
CLASS I (TERM EXPIRES 2019)
1D. ELECTION OF DIRECTOR: JEFFREY E. THOMPSON - Mgmt For For
CLASS I (TERM EXPIRES 2019)
1E. ELECTION OF DIRECTOR: DAVID A. FIKE - CLASS Mgmt For For
II (TERM EXPIRES 2017)
1F. ELECTION OF DIRECTOR: CLYDE V. KELLY, III - Mgmt For For
CLASS II (TERM EXPIRES 2017)
1G. ELECTION OF DIRECTOR: R. MICHAEL CLEMMER, Mgmt For For
JR. - CLASS III (TERM EXPIRES 2018)
2. RATIFY THE APPOINTMENT OF STEGMAN & COMPANY Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
3. ADOPT A NON-BINDING ADVISORY RESOLUTION Mgmt Against Against
APPROVING THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
4. APPROVE THE SHORE BANCSHARES, INC. 2016 Mgmt For For
STOCK AND INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN FIRST BANCSHARES, INC. Agenda Number: 934384695
--------------------------------------------------------------------------------------------------------------------------
Security: 842873101
Meeting Type: Annual
Meeting Date: 17-May-2016
Ticker: SFST
ISIN: US8428731017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEIGHTON M. CUBBAGE Mgmt For For
DAVID G. ELLISON Mgmt For For
JAMES B. ORDERS, III Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. PROPOSAL TO APPROVE THE SOUTHERN FIRST Mgmt Against Against
BANCSHARES, INC. 2016 EQUITY INCENTIVE
PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ELLIOTT DAVIS DECOSIMO, LLC AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN MISSOURI BANCORP, INC. Agenda Number: 934283184
--------------------------------------------------------------------------------------------------------------------------
Security: 843380106
Meeting Type: Annual
Meeting Date: 26-Oct-2015
Ticker: SMBC
ISIN: US8433801060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREG A. STEFFENS Mgmt For For
L. DOUGLAS BAGBY Mgmt For For
DAVID J. TOOLEY Mgmt For For
TODD E. HENSLEY Mgmt For For
2. THE ADVISORY (NON-BINDING) VOTE ON OUR Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3. THE RATIFICATION OF THE APPOINTMENT OF BKD, Mgmt For For
LLP AS SOUTHERN MISSOURI BANCORP'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JUNE 30, 2016.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST BANCORP, INC. Agenda Number: 934335957
--------------------------------------------------------------------------------------------------------------------------
Security: 844767103
Meeting Type: Annual
Meeting Date: 20-Apr-2016
Ticker: OKSB
ISIN: US8447671038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES E. BERRY II Mgmt For For
THOMAS D. BERRY Mgmt For For
JOHN COHLMIA Mgmt For For
DAVID S. CROCKETT JR. Mgmt For For
STEVEN C. DAVIS Mgmt For For
PATRICE DOUGLAS Mgmt For For
MARK W. FUNKE Mgmt For For
JAMES M. JOHNSON Mgmt For For
LARRY J. LANIE Mgmt For For
JAMES M. MORRIS II Mgmt For For
KAYSE M. SHRUM, D.O. Mgmt For For
RUSSELL W. TEUBNER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF BKD Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
SQUARE 1 FINANCIAL INC. Agenda Number: 934255060
--------------------------------------------------------------------------------------------------------------------------
Security: 85223W101
Meeting Type: Special
Meeting Date: 29-Jul-2015
Ticker: SQBK
ISIN: US85223W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MARCH 1, 2015, BY AND BETWEEN
SQUARE 1 FINANCIAL, INC. AND PACWEST
BANCORP (THE "MERGER PROPOSAL").
2. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
STATE BANK FINANCIAL CORPORATION Agenda Number: 934397135
--------------------------------------------------------------------------------------------------------------------------
Security: 856190103
Meeting Type: Annual
Meeting Date: 25-May-2016
Ticker: STBZ
ISIN: US8561901039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES R. BALKCOM, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ARCHIE L. BRANSFORD, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: KIM M. CHILDERS Mgmt For For
1D. ELECTION OF DIRECTOR: ANN Q. CURRY Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH W. EVANS Mgmt For For
1F. ELECTION OF DIRECTOR: VIRGINIA A. HEPNER Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN D. HOUSER Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM D. MCKNIGHT Mgmt For For
1I. ELECTION OF DIRECTOR: MAJOR GENERAL Mgmt For For
(RETIRED) ROBERT H. MCMAHON
1J. ELECTION OF DIRECTOR: J. THOMAS WILEY, JR. Mgmt For For
2. PROPOSAL TO APPROVE ON A NON-BINDING, Mgmt For For
ADVISORY BASIS THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT
3. PROPOSAL TO REAPPROVE THE PERFORMANCE GOALS Mgmt For For
FOR CERTAIN PERFORMANCE-BASED AWARDS UNDER
OUR 2011 OMNIBUS EQUITY COMPENSATION PLAN
4. PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016
--------------------------------------------------------------------------------------------------------------------------
STOCK YARDS BANCORP INC Agenda Number: 934357840
--------------------------------------------------------------------------------------------------------------------------
Security: 861025104
Meeting Type: Annual
Meeting Date: 28-Apr-2016
Ticker: SYBT
ISIN: US8610251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. MCCAULEY BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES R. EDINGER Mgmt For For
III
1C. ELECTION OF DIRECTOR: DAVID P. HEINTZMAN Mgmt For For
1D. ELECTION OF DIRECTOR: CARL G. HERDE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES A. HILLEBRAND Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD A. LECHLEITER Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD NORTHERN Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHEN M. PRIEBE Mgmt For For
1I. ELECTION OF DIRECTOR: NICHOLAS X. SIMON Mgmt For For
1J. ELECTION OF DIRECTOR: NORMAN TASMAN Mgmt For For
1K. ELECTION OF DIRECTOR: KATHY C. THOMPSON Mgmt For For
2. THE RATIFICATION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR STOCK YARDS BANCORP, INC. FOR THE
YEAR ENDING DECEMBER 31, 2016.
3. THE ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF BANCORP'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SUFFOLK BANCORP Agenda Number: 934375937
--------------------------------------------------------------------------------------------------------------------------
Security: 864739107
Meeting Type: Annual
Meeting Date: 17-May-2016
Ticker: SCNB
ISIN: US8647391072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN K. FINNERAN* Mgmt For For
EDGAR F. GOODALE# Mgmt For For
DAVID A. KANDELL# Mgmt For For
RAMESH N. SHAH# Mgmt For For
2. TO APPROVE THE ADVISORY, NON-BINDING Mgmt For For
RESOLUTION ON 2015 EXECUTIVE COMPENSATION.
3. TO RATIFY THE BOARD OF DIRECTORS' Mgmt For For
APPOINTMENT OF BDO USA, LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
SUN BANCORP, INC. Agenda Number: 934381295
--------------------------------------------------------------------------------------------------------------------------
Security: 86663B201
Meeting Type: Annual
Meeting Date: 24-May-2016
Ticker: SNBC
ISIN: US86663B2016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY S. BROWN Mgmt Withheld Against
SIDNEY R. BROWN Mgmt For For
ANTHONY R. COSCIA Mgmt For For
F. CLAY CREASEY, JR. Mgmt For For
PETER GALETTO, JR. Mgmt For For
ELI KRAMER Mgmt Withheld Against
WILLIAM J. MARINO Mgmt Withheld Against
THOMAS M. O'BRIEN Mgmt For For
WILBUR L. ROSS, JR. Mgmt Withheld Against
KEITH STOCK Mgmt For For
GRACE C. TORRES Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 934332456
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DALLAS S. CLEMENT Mgmt For For
1B. ELECTION OF DIRECTOR: PAUL R. GARCIA Mgmt For For
1C. ELECTION OF DIRECTOR: M. DOUGLAS IVESTER Mgmt For For
1D. ELECTION OF DIRECTOR: KYLE PRECHTL LEGG Mgmt For For
1E. ELECTION OF DIRECTOR: DONNA S. MOREA Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID M. RATCLIFFE Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM H. ROGERS, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: FRANK P. SCRUGGS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: BRUCE L. TANNER Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS R. WATJEN Mgmt For For
1K. ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
THE COMMUNITY FINANCIAL CORPORATION Agenda Number: 934350682
--------------------------------------------------------------------------------------------------------------------------
Security: 20368X101
Meeting Type: Annual
Meeting Date: 02-May-2016
Ticker: TCFC
ISIN: US20368X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS P. JENKINS, JR. Mgmt Abstain Against
1B. ELECTION OF DIRECTOR: MICHAEL L. MIDDLETON Mgmt For For
1C. ELECTION OF DIRECTOR: MARY TODD PETERSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
STEGMAN & COMPANY AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
3. THE APPROVAL OF A NON-BINDING RESOLUTION OF Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4A. ELECTION OF DIRECTOR: ERIC GOLDBERG Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCORP, INC. Agenda Number: 934352511
--------------------------------------------------------------------------------------------------------------------------
Security: 31866P102
Meeting Type: Annual
Meeting Date: 27-Apr-2016
Ticker: FNLC
ISIN: US31866P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KATHERINE M. BOYD Mgmt For For
ROBERT B. GREGORY Mgmt For For
RENEE W. KELLY Mgmt For For
TONY C. MCKIM Mgmt For For
MARK N. ROSBOROUGH Mgmt For For
CORNELIUS J. RUSSELL Mgmt For For
STUART G. SMITH Mgmt For For
DAVID B. SOULE, JR. Mgmt For For
BRUCE B. TINDAL Mgmt Withheld Against
2. TO APPROVE (ON A NON-BINDING BASIS), THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVES,
AS DISCLOSED IN THE COMPANY'S ANNUAL REPORT
AND PROXY STATEMENT.
3. TO RATIFY THE BOARD OF DIRECTORS AUDIT Mgmt For For
COMMITTEE'S SELECTION OF BERRY DUNN MCNEIL
& PARKER, LLC, AS INDEPENDENT AUDITORS FOR
THE COMPANY FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC. Agenda Number: 934387158
--------------------------------------------------------------------------------------------------------------------------
Security: 318916103
Meeting Type: Annual
Meeting Date: 26-May-2016
Ticker: FBMS
ISIN: US3189161033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID W BOMBOY, MD Mgmt For For
1B. ELECTION OF DIRECTOR: E. RICKY GIBSON Mgmt For For
1C. ELECTION OF DIRECTOR: M. RAY "HOPPY" COLE, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: FRED A. MCMURRY Mgmt For For
2. PROPOSAL TO APPROVE THE APPOINTMENT OF T.E. Mgmt For For
LOTT & COMPANY AS THE INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY.
3. TO VOTE ON ADVISORY (NON-BINDING) PROPOSAL Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934337672
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1B. ELECTION OF DIRECTOR: MARJORIE RODGERS Mgmt For For
CHESHIRE
1C. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1D. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL R. HESSE Mgmt For For
1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1H. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1I. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1J. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1K. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL J. WARD Mgmt For For
1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
3. APPROVAL OF 2016 INCENTIVE AWARD PLAN. Mgmt For For
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 934415084
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. CASEY Mgmt For For
DONALD J. AMARAL Mgmt For For
L. GAGE CHRYSLER III Mgmt For For
CRAIG S. COMPTON Mgmt For For
CORY W. GIESE Mgmt For For
JOHN S.A. HASBROOK Mgmt For For
PATRICK W. KILKENNY Mgmt For For
MICHAEL W. KOEHNEN Mgmt For For
MARTIN A. MARIANI Mgmt For For
RICHARD P. SMITH Mgmt For For
W. VIRGINIA WALKER Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
TRIPLEPOINT VENTURE GROWTH BDC CORP. Agenda Number: 934382324
--------------------------------------------------------------------------------------------------------------------------
Security: 89677Y100
Meeting Type: Annual
Meeting Date: 17-May-2016
Ticker: TPVG
ISIN: US89677Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GILBERT E. AHYE Mgmt For For
STEVEN P. BIRD Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP TO SERVE AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016.
--------------------------------------------------------------------------------------------------------------------------
TRUSTMARK CORPORATION Agenda Number: 934336543
--------------------------------------------------------------------------------------------------------------------------
Security: 898402102
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: TRMK
ISIN: US8984021027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ADOLPHUS B. BAKER Mgmt For For
TRACY T. CONERLY Mgmt For For
TONI D. COOLEY Mgmt For For
DANIEL A. GRAFTON Mgmt For For
GERARD R. HOST Mgmt For For
JOHN M. MCCULLOUCH Mgmt For For
HARRIS V. MORRISSETTE Mgmt For For
RICHARD H. PUCKETT Mgmt For For
R. MICHAEL SUMMERFORD Mgmt For For
LEROY G. WALKER, JR. Mgmt For For
WILLIAM G. YATES III Mgmt For For
2. TO PROVIDE ADVISORY APPROVAL OF TRUSTMARK'S Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF CROWE HORWATH Mgmt For For
LLP AS TRUSTMARK'S INDEPENDENT AUDITOR FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2016.
4. TO APPROVE AN AMENDMENT TO TRUSTMARK'S Mgmt For For
ARTICLES OF INCORPORATION TO REQUIRE
MAJORITY VOTING IN UNCONTESTED DIRECTOR
ELECTIONS.
5. TO APPROVE AN AMENDMENT TO TRUSTMARK'S Mgmt For For
ARTICLES OF INCORPORATION TO ELIMINATE
CUMULATIVE VOTING IN DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 934335844
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 19-Apr-2016
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For
1C ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1D ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: KIMBERLY J. HARRIS Mgmt For For
1G ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1H ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1I ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J ELECTION OF DIRECTOR: KAREN S. LYNCH Mgmt For For
1K ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1M ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N ELECTION OF DIRECTOR: SCOTT W. WINE Mgmt For For
2 THE RATIFICATION OF THE SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR
THE 2016 FISCAL YEAR.
3 AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR EXECUTIVES DISCLOSED IN
THE PROXY STATEMENT.
4 SHAREHOLDER PROPOSAL: A SHAREHOLDER Shr Against For
PROPOSAL SEEKING THE ADOPTION OF A POLICY
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
5 SHAREHOLDER PROPOSAL: A SHAREHOLDER Shr Against For
PROPOSAL SEEKING THE ADOPTION OF A POLICY
REQUIRING SENIOR EXECUTIVES TO RETAIN A
SIGNIFICANT PERCENTAGE OF SHARES ACQUIRED
AS EQUITY COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNION BANKSHARES CORPORATION Agenda Number: 934352915
--------------------------------------------------------------------------------------------------------------------------
Security: 90539J109
Meeting Type: Annual
Meeting Date: 03-May-2016
Ticker: UBSH
ISIN: US90539J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
L. BRADFORD ARMSTRONG# Mgmt For For
GLEN C. COMBS# Mgmt For For
DANIEL I. HANSEN# Mgmt For For
JAN S. HOOVER# Mgmt For For
W. TAYLOE MURPHY, JR.# Mgmt For For
RAYMOND L. SLAUGHTER$ Mgmt For For
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2016
4. TO HOLD AN ADVISORY (NON-BINDING) VOTE ON Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
UNITED BANKSHARES, INC. Agenda Number: 934370862
--------------------------------------------------------------------------------------------------------------------------
Security: 909907107
Meeting Type: Annual
Meeting Date: 18-May-2016
Ticker: UBSI
ISIN: US9099071071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. ADAMS Mgmt For For
ROBERT G. ASTORG Mgmt For For
PETER A. CONVERSE Mgmt For For
LAWRENCE K. DOLL Mgmt For For
THEODORE J. GEORGELAS Mgmt For For
J. PAUL MCNAMARA Mgmt For For
MARK R. NESSELROAD Mgmt For For
MARY K. WEDDLE Mgmt For For
GARY G. WHITE Mgmt For For
P. CLINTON WINTER, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP TO ACT AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2016.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF UNITED'S NAMED EXECUTIVE
OFFICERS.
4. TO APPROVE THE UNITED 2016 LONG-TERM Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
UNITED COMMUNITY FINANCIAL CORP. Agenda Number: 934341695
--------------------------------------------------------------------------------------------------------------------------
Security: 909839102
Meeting Type: Annual
Meeting Date: 28-Apr-2016
Ticker: UCFC
ISIN: US9098391025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ZAHID AFZAL Mgmt For For
PATRICK W. BEVACK Mgmt For For
SCOTT N. CREWSON Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF UCFC'S NAMED EXECUTIVE
OFFICERS.
3. THE RATIFICATION OF THE SELECTION OF CROWE Mgmt For For
HORWATH LLP, CERTIFIED PUBLIC ACCOUNTANTS,
AS THE AUDITORS OF UCFC FOR THE CURRENT
FISCAL YEAR.
4. THE APPROVAL AND ADOPTION OF AN AMENDMENT Mgmt For For
TO THE SHAREHOLDER VOTE REQUIREMENT
CONTAINED IN UCFC'S ARTICLES OF
INCORPORATION.
--------------------------------------------------------------------------------------------------------------------------
UNITED FINANCIAL BANCORP, INC. Agenda Number: 934275050
--------------------------------------------------------------------------------------------------------------------------
Security: 910304104
Meeting Type: Special
Meeting Date: 29-Oct-2015
Ticker: UBNK
ISIN: US9103041045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE UNITED FINANCIAL BANCORP, Mgmt For For
INC. 2015 OMNIBUS STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
UNITED FINANCIAL BANCORP, INC. Agenda Number: 934364415
--------------------------------------------------------------------------------------------------------------------------
Security: 910304104
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: UBNK
ISIN: US9103041045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT A. STEWART, Mgmt For For
JR.
2. TO APPROVE AN ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL ON THE COMPANY'S EXECUTIVE
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF WOLF & Mgmt For For
COMPANY, P.C. AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2016.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC. Agenda Number: 934347445
--------------------------------------------------------------------------------------------------------------------------
Security: 940610108
Meeting Type: Annual
Meeting Date: 10-May-2016
Ticker: WASH
ISIN: US9406101082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD O. HANDY, III Mgmt For For
BARRY G. HITTNER, ESQ. Mgmt For For
KATHERINE W. HOXSIE CPA Mgmt For For
KATHLEEN E. MCKEOUGH Mgmt For For
2. THE AMENDMENT TO ARTICLE FOURTH OF THE Mgmt For For
CORPORATION'S RESTATED ARTICLES OF
INCORPORATION, AS AMENDED, TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE FROM 30,000,000 TO 60,000,000.
3. THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2016.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE
CORPORATION'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934339830
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B. ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D. ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E. ELECTION OF DIRECTOR: ELIZABETH A. DUKE Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1G. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1I. ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1J. ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1L. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N. ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
1O. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr Against For
CHAIRMAN.
5. PROVIDE A REPORT ON THE COMPANY'S LOBBYING Shr Against For
POLICIES AND PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WESBANCO, INC. Agenda Number: 934342902
--------------------------------------------------------------------------------------------------------------------------
Security: 950810101
Meeting Type: Annual
Meeting Date: 20-Apr-2016
Ticker: WSBC
ISIN: US9508101014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER V. CRISS# Mgmt For For
JAMES C. GARDILL# Mgmt For For
RICHARD G. SPENCER# Mgmt For For
LISA A. KNUTSON# Mgmt For For
STEPHEN J. CALLEN# Mgmt For For
DENISE KNOUSE-SNYDER$ Mgmt For For
2. TO APPROVE AN ADVISORY (NON-BINDING) VOTE Mgmt For For
ON EXECUTIVE COMPENSATION PAID TO
WESBANCO'S NAMED EXECUTIVE OFFICERS
3. TO APPROVE AN ADVISORY (NON-BINDING) VOTE Mgmt For For
RATIFYING THE APPOINTMENT OF ERNST & YOUNG,
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2016
4. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE WESBANCO, INC.
KEY EXECUTIVE INCENTIVE BONUS, OPTION AND
RESTRICTED STOCK PLAN
--------------------------------------------------------------------------------------------------------------------------
WESTBURY BANCORP, INC Agenda Number: 934320499
--------------------------------------------------------------------------------------------------------------------------
Security: 95727P106
Meeting Type: Annual
Meeting Date: 17-Feb-2016
Ticker: WBB
ISIN: US95727P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RUSSELL E. BRANDT Mgmt For For
JAMES L. MOHR Mgmt For For
J.J. ZIEGLER Mgmt Withheld Against
2. PROPOSAL TO RATIFY THE APPOINTMENT OF RSM Mgmt For For
US LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING SEPTEMBER 30, 2016.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 934378907
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Annual
Meeting Date: 28-Apr-2016
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELEUTHERE I. DU PONT Mgmt For For
CALVERT A. MORGAN, JR. Mgmt For For
MARVIN N. SCHOENHALS Mgmt For For
DAVID G. TURNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG, Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2016
--------------------------------------------------------------------------------------------------------------------------
YADKIN FINANCIAL CORPORATION Agenda Number: 934321578
--------------------------------------------------------------------------------------------------------------------------
Security: 984305102
Meeting Type: Special
Meeting Date: 23-Feb-2016
Ticker: YDKN
ISIN: US9843051023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE ISSUANCE OF SHARES Mgmt For For
OF YADKIN FINANCIAL CORPORATION COMMON
STOCK IN CONNECTION WITH THE MERGER
2. PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF THE SHARE ISSUANCE PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
YADKIN FINANCIAL CORPORATION Agenda Number: 934387160
--------------------------------------------------------------------------------------------------------------------------
Security: 984305102
Meeting Type: Annual
Meeting Date: 24-May-2016
Ticker: YDKN
ISIN: US9843051023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. ADAM ABRAM Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL S. ALBERT Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID S. BRODY Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT M. CUSTER Mgmt For For
1E. ELECTION OF DIRECTOR: HARRY M. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: BARRY Z. DODSON Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS J. HALL Mgmt For For
1H. ELECTION OF DIRECTOR: THIERRY HO Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN J. LERNER Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL S. PATTERSON Mgmt For For
1K. ELECTION OF DIRECTOR: MARY E. RITTLING Mgmt For For
1L. ELECTION OF DIRECTOR: HARRY C. SPELL Mgmt For For
1M. ELECTION OF DIRECTOR: JOSEPH H. TOWELL Mgmt For For
1N. ELECTION OF DIRECTOR: RICHARD A. URQUHART, Mgmt For For
III
1O. ELECTION OF DIRECTOR: NICOLAS D. ZERBIB Mgmt For For
2. TO ADOPT A NON-BINDING RESOLUTION APPROVING Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DIXON HUGHES Mgmt For For
GOODMAN LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 934373820
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 27-May-2016
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JERRY C. ATKIN Mgmt For For
1B. ELECTION OF DIRECTOR: PATRICIA FROBES Mgmt For For
1C. ELECTION OF DIRECTOR: SUREN K. GUPTA Mgmt For For
1D. ELECTION OF DIRECTOR: J. DAVID HEANEY Mgmt For For
1E. ELECTION OF DIRECTOR: VIVIAN S. LEE Mgmt For For
1F. ELECTION OF DIRECTOR: EDWARD F. MURPHY Mgmt For For
1G. ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHEN D. QUINN Mgmt For For
1I. ELECTION OF DIRECTOR: HARRIS H. SIMMONS Mgmt For For
1J. ELECTION OF DIRECTOR: L.E. SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: SHELLEY THOMAS Mgmt For For
WILLIAMS
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
CURRENT FISCAL YEAR.
3. APPROVAL, ON A NONBINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS WITH RESPECT TO
THE FISCAL YEAR ENDED DECEMBER 31, 2015.
4. APPROVAL OF THE COMPANY'S 2017 MANAGEMENT Mgmt For For
INCENTIVE PLAN TO PRESERVE TAX
DEDUCTIBILITY OF AWARDS UNDER THE PLAN.
5. THAT THE SHAREHOLDERS REQUEST THE BOARD OF Shr Against For
DIRECTORS TO ESTABLISH A POLICY REQUIRING
THAT THE BOARD'S CHAIRMAN BE AN
"INDEPENDENT" DIRECTOR.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Financial Opportunities Fund
By (Signature) /s/ Andrew G. Arnott
Name Andrew G. Arnott
Title President
Date 08/26/2016