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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
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PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): January 4, 2002
COMMISSION FILE NUMBER 000-27548
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LIGHTPATH TECHNOLOGIES, INC.
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(Exact name of registrant as specified in its charter)
DELAWARE 86-0708398
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
3819 OSUNA, NE
ALBUQUERQUE, NEW MEXICO 87109
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code:
(505) 342-1100
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LIGHTPATH TECHNOLOGIES, INC.
FORM 8-K
ITEM 7. EXHIBITS.
Exhibit Description
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99.1 Press release dated January 4, 2002, announcing estimated
sales for the first quarter and the conference call on
January 31, 2002.
ITEM 9. REGULATION FD DISCLOSURE
The information in this report is being furnished pursuant to Regulation
FD. In accordance with General Instruction B.2 of Form 8-K, the information
in this report shall not be deemed to be "filed" for purposes of Section 18
of the Securities Exchange Act of 1934, as amended, nor shall it be deemed
incorporated by reference in any filing under the Securities Act of 1934,
as amended. The furnishing of the information set forth in this report is
not intended to, and does not, constitute a determination or admission as
to the materiality or completeness of such information.
On January 4, 2002, LightPath Technologies, Inc. a Delaware corporation
(the "Company"), issued a press release announcing, among other things,
that the Company intends to release second quarter financial results, and
to hold a publicly accessible conference call, on January 31, 2002. A copy
of the Company's press release is attached hereto as Exhibit 99.1 and
incorporated herein by reference.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this Report to be signed in its behalf by the
undersigned, thereunto duly authorized.
LIGHTPATH TECHNOLOGIES, INC.
By: /s/ Donna Bogue January 4, 2002
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DONNA BOGUE
CFO AND TREASURER