FORM 4 |
UNITED STATES SECURITIES
AND EXCHANGE COMMISSION |
OMB APPROVAL |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
OMB
Number: 3235-0287 Filed By Romeo & Dye's Instant Form 4 Filer |
1. Name and Address of Reporting Person* Spiegel, John W. |
2. Issuer Name and
Ticker or Trading Symbol |
6. Relationship of
Reporting Person(s) Vice Chairman and Chief Financial Officer |
||
(Last) (First) (Middle) 303 Peachtree St. |
3. I.R.S. Identification
Number 58-1575035 |
4. Statement for Month/Day/Year December 13, 2002 |
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(Street) Atlanta, GA 30308 |
5. If Amendment, Date of Original (Month/Day/Year) |
7. Individual
or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
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(City) (State) (Zip) |
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security |
2. Trans- |
2A. Deemed |
3. Trans- |
4. Securities Acquired
(A) or Disposed of (D) |
5. Amount of |
6. Owner- |
7. Nature of Indirect
|
|||
Code |
V |
Amount |
(A) |
Price |
||||||
Common Stock |
|
|
|
|
|
|
|
104,548 |
D |
|
Common Stock |
|
|
|
|
|
|
|
192 |
I |
Spouse |
Common Stock |
|
|
|
|
|
|
|
1.4464 |
I |
401(k) (2) |
Common Stock |
|
|
|
|
|
|
|
110,000 |
I |
Restricted Stock(3) |
Reminder:
Report on a separate line for each class of securities beneficially owned
directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number |
FORM 4 (continued) |
Table II -
Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Derivative
Security |
2. Conver- |
3. Trans- |
3A. Deemed Execution Date, if any (Month/ Day/ Year) |
4. Trans- |
5. Number of Derivative
Securities Acquired (A) or Disposed of (D) |
6. Date Exercisable |
7. Title and Amount
of Underlying Securities |
8. Price of Derivative
Security |
9. Number of |
10. Owner- |
11. Nature of Indirect
Beneficial Ownership |
||||
Code |
V |
(A) |
(D) |
Date Exer-cisable |
Expira- |
Title |
Amount or Number
of |
||||||||
Phantom Stock Units(4) | 1 for 1 |
12/13/02 |
|
A |
|
49.141 |
|
(4) |
(4) |
Common Stock |
49.141 |
56.63 |
6,520.844 |
D |
|
Phantom Stock Units(5) | 1 for 1 |
|
|
|
|
|
|
(5) |
(5) |
Common Stock |
|
|
84,000 |
D |
|
Option(6) | 30.25 |
|
|
|
|
|
|
8/8/95 |
8/7/05 |
Common Stock |
|
|
26,400 |
D |
|
Option(7) | 73.0625 |
|
|
|
|
|
|
11/9/02 |
11/9/09 |
Common Stock |
|
|
15,000 |
D |
|
Option(8) | 51.125 |
|
|
|
|
|
|
11/14/03 |
11/14/10 |
Common Stock |
|
|
50,000 |
D |
|
Option (8) | 64.57 |
|
|
|
|
|
|
11/13/04 |
11/13/11 |
Common Stock |
|
|
50,000 |
D |
|
Explanation of Responses: (1) Includes 50,326 shares previously owned indirectly through SunTrust's 401(k) Plan. |
By: /s/ Margaret Hodgson, Attorney-in-Fact for John W. Spiegel **Signature of Reporting Person |
December 17, 2002 Date |
**Intentional misstatements
or omissions of facts constitute Federal Criminal Violations. Note: File three
copies of this Form, one of which must be manually signed. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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