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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | (4) | 11/02/2013 | M | 8,895 | (5) | (5) | Common Stock | 8,895 | $ 0 | 90,482 | D | ||||
Restricted Stock Unit | (4) | 11/05/2013 | A | 11,309 | (6) | (6) | Common Stock | 11,309 | $ 0 | 101,791 | D | ||||
Phantom Stock Units | (7) | (8) | (8) | Common Stock | 3,051.76 | 3,051.76 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BEST ROBERT W 5430 LBJ FREEWAY 1800 III LINCOLN CENTRE DALLAS, TX 75240 |
X | Chairman of the Board |
/s/Suzanne Johnson by POA | 11/07/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares withheld pursuant to a tax withholding obligation under the 1998 Long-Term Incentive Plan of the Company. |
(2) | Vesting of award of performance based restricted stock units pursuant to the 1998 Long-Term Incentive Plan of the Company. |
(3) | To update end of period holdings as of October 31, 2013 under the Atmos Energy Corporation Retirement Savings Plan and Trust. |
(4) | Each restricted stock unit represents a contingent right to receive one share of ATO common stock. |
(5) | The restricted stock units vested and were delivered to the reporting person three years from date of grant. |
(6) | The restricted stock units vest and will be delivered to the reporting person three years from date of grant. |
(7) | Each phantom stock unit is equivalent to one share of the Company's common stock. |
(8) | The phantom stock units were awarded under the 1998 Long-Term Incentive Plan and are to be settled upon the reporting person's termination of service on the Company's Board. |